Analysis of hybrid-ARQ based relaying protocols under modulation constraints

In a seminal paper published in 2001, Caire and Tuninetti derived an information theoretic bound on the throughput of hybrid-ARQ in the presence of block fading. However, the results placed no constraints on the modulation used, and therefore the input to the channel was Gaussian. The purpose of this thesis is to investigate the impact of modulation constraints on the throughput of hybrid-ARQ in a block fading environment. First, we consider the impact of modulation constraints on information outage probability for a block fading channel with a fixed length codeword. Then, we consider the effect of modulation constraints upon the throughput of hybrid-ARQ, where the rate of the codeword varies depending on the instantaneous channel conditions. These theoretical bounds are compared against the simulated performance of HSDPA, a newly standardized hybrid-ARQ protocol that uses QPSK and 16-QAM bit interleaved turbo-coded modulation. The results indicate how much of the difference between HSDPA and the previous unconstrained modulation bound is due to the use of the turbo-code and how much is due to the modulation constraints. (Abstract shortened by UMI.)

Feedback Communication Systems with Limitations on Incremental Redundancy

This paper explores feedback systems using incremental redundancy (IR) with noiseless transmitter confirmation (NTC). For IR-NTC systems based on {\em finite-length} codes (with blocklength $N$) and decoding attempts only at {\em certain specified decoding times}, this paper presents the asymptotic expansion achieved by random coding, provides rate-compatible sphere-packing (RCSP) performance approximations, and presents simulation results of tail-biting convolutional codes. The information-theoretic analysis shows that values of $N$ relatively close to the expected latency yield the same random-coding achievability expansion as with $N = \infty$. However, the penalty introduced in the expansion by limiting decoding times is linear in the interval between decoding times. For binary symmetric channels, the RCSP approximation provides an efficiently-computed approximation of performance that shows excellent agreement with a family of rate-compatible, tail-biting convolutional codes in the short-latency regime. For the additive white Gaussian noise channel, bounded-distance decoding simplifies the computation of the marginal RCSP approximation and produces similar results as analysis based on maximum-likelihood decoding for latencies greater than 200. The efficiency of the marginal RCSP approximation facilitates optimization of the lengths of incremental transmissions when the number of incremental transmissions is constrained to be small or the length of the incremental transmissions is constrained to be uniform after the first transmission. Finally, an RCSP-based decoding error trajectory is introduced that provides target error rates for the design of rate-compatible code families for use in feedback communication systems.Comment: 23 pages, 15 figure

Turbo Packet Combining for Broadband Space-Time BICM Hybrid-ARQ Systems with Co-Channel Interference

In this paper, efficient turbo packet combining for single carrier (SC) broadband multiple-input--multiple-output (MIMO) hybrid--automatic repeat request (ARQ) transmission with unknown co-channel interference (CCI) is studied. We propose a new frequency domain soft minimum mean square error (MMSE)-based signal level combining technique where received signals and channel frequency responses (CFR)s corresponding to all retransmissions are used to decode the data packet. We provide a recursive implementation algorithm for the introduced scheme, and show that both its computational complexity and memory requirements are quite insensitive to the ARQ delay, i.e., maximum number of ARQ rounds. Furthermore, we analyze the asymptotic performance, and show that under a sum-rank condition on the CCI MIMO ARQ channel, the proposed packet combining scheme is not interference-limited. Simulation results are provided to demonstrate the gains offered by the proposed technique.Comment: 12 pages, 7 figures, and 2 table

Using Channel Output Feedback to Increase Throughput in Hybrid-ARQ

Hybrid-ARQ protocols have become common in many packet transmission systems due to their incorporation in various standards. Hybrid-ARQ combines the normal automatic repeat request (ARQ) method with error correction codes to increase reliability and throughput. In this paper, we look at improving upon this performance using feedback information from the receiver, in particular, using a powerful forward error correction (FEC) code in conjunction with a proposed linear feedback code for the Rayleigh block fading channels. The new hybrid-ARQ scheme is initially developed for full received packet feedback in a point-to-point link. It is then extended to various different multiple-antenna scenarios (MISO/MIMO) with varying amounts of packet feedback information. Simulations illustrate gains in throughput.Comment: 30 page

Packet data communications over coded CDMA with hybrid type-II ARQ

This dissertation presents in-depth investigation of turbo-coded CDNIA systems in packet data communication terminology. It is divided into three parts; (1) CDMA with hybrid FEC/ARQ in deterministic environment, (2) CDMA with hybrid FEC/ARQ in random access environment and (3) an implementation issue on turbo decoding. As a preliminary, the performance of CDMA with hybrid FEC/ARQ is investigated in deterministic environment. It highlights the practically achievable spectral efficiency of CDMA system with turbo codes and the effect of code rates on the performance of systems with MF and LMMSE receivers, respectively. For given ensemble distance spectra of punctured turbo codes, an improved union bound is used to evaluate the error probability of ML turbo decoder with MF receiver and with LMMSE receiver front-end and, then, the corresponding spectral efficiency is computed as a function of system load. In the second part, a generalized analytical framework is first provided to analyze hybrid type-11 ARQ in random access environment. When applying hybrid type-11 ARQ, probability of packet success and packet length is generally different from attempt to attempt. Since the conventional analytical model, customarily employed for ALOHA system with pure or hybrid type-I ARQ, cannot be applied for this case, an expanded analytical model is introduced. It can be regarded as a network of queues and Jackson and Burke\u27s theorems can be applied to simplify the analysis. The second part is further divided into two sub topics, i.e. CDMA slotted ALOHA with hybrid type-11 ARQ using packet combining and CDMA unslotted ALOHA with hybrid type-11 ARQ using code combining. For code combining, the rate compatible punctured turbo (RCPT) codes are examined. In the third part, noticing that the decoding delay is crucial to the fast ARQ, a parallel MAP algorithm is proposed to reduce the computational decoding delay of turbo codes. It utilizes the forward and backward variables computed in the previous iteration to provide boundary distributions for each sub-block MAP decoder. It has at least two advantages over the existing parallel scheme; No performance degradation and No additional computation

Optimum sub-packet transmission for turbo-coded hybrid ARQ systems

Turbo codes are popular for their near-shannon capacity of bit-error-rate (BER) at low signal-to-noise ratio (SNR) with long packet lengths. They have been proposed in automatic-repeat-request (ARQ) systems as the forward-error correction (FEC) codes. Although sub-packet schemes were proposed in ARQ systems, optimum sub-packet transmission is more effective to maximize throughput in a dynamic channel. Sub-packet schemes can provide additional error correction capability with iterative turbo decoding algorithms. An efficient method is proposed to estimate the optimum number of sub-packets, and adaptive sub-packet schemes, i.e., schemes that enable a system to employ different optimum numbers of sub-packets under variable conditions, are suggested to achieve the maximum throughput of the system. Simulations show that the adaptive sub-packet scheme is effective at moderate SNR, e.g. from 2.6dB to 5.0dB, and can provide higher throughput than conventional packet schemes.published_or_final_versio