Pen pressure features for writer-independent on-line handwriting recognition based on substroke HMM

This paper discusses the use of pen pressure as a feature in writer-independent on-line handwriting recognition. We propose two kinds of features related to pen pressure: one is the pressure representing pen ups and downs in a continuous manner; the other is the time-derivative of the pressure representing the temporal pattern of the pen pressure. Combining either of them with the existing feature (velocity vector), a 3-dimensional feature is composed for character recognition. Some techniques of interpolating the pen pressure during the pen-up interval is also proposed for a pre-processing purpose. Through experimental evaluation using 1,016 elementary Kanji characters compared with the baseline performance using velocity vector only, the additional use of pen pressure improved the performance from 97.5% to 98.1% for careful writings and from 91.1% to 93.1% for cursive writings

Substroke Approach to HMM-based On-line Kanji Handwriting Recognition.

A new method is proposed for on-line handwriting recognition of Kanji characters. The method employs substroke HMMs as minimum units to constitute Japanese Kanji characters and utilizes the direction of pen motion. The main motivation is to fully utilize the continuous speech recognition algorithm by relating sentence speech to Kanji character, phonemes to substrokes, and grammar to Kanji structure. The proposed system consists input feature analysis, substroke HMMs, a character structure dictionary and a decoder. The present approach has the following advantages over the conventional methods that employ whole character HMMs. 1) Much smaller memory requirement for dictionary and models. 2) Fast recognition by employing efficient substroke network search. 3) Capability of recognizing characters not included in the training data if defined as a sequence of substrokes in the dictionary. 4) Capability of recognizing characters written by various different stroke orders with multiple definitions per one character in the dictionary. 5) Easiness in HMM adaptation to the user with a few sample character data

On-line Overlaid-Handwriting Recognition Based on Substroke HMMs.

This study discusses the subject of training data selection for neural networks using back propagation. We have made only one assumption that there are no overlapping of training data belonging to different classes, in other words the training data is linearly/semi-linearly separable . Training data is analyzed and the data that affect the learning process are selected based on the idea of Critical points. The proposed method is applied to a classification problem where the task is to recognize the characters A,C and B,D. The experimental results show that in case of batch mode the proposed method takes almost 1/7 of real and 1/10 of user training time required for conventional method. On the other hand in case of online mode the proposed method takes 1/3 of training epochs, 1/9 of real and 1/20 of user and 1/3 system time required for the conventional method. The classification rate of training and testing data are the same as it is with the conventional method

Incorporation of relational information in feature representation for online handwriting recognition of Arabic characters

Interest in online handwriting recognition is increasing due to market demand for both improved performance and for extended supporting scripts for digital devices. Robust handwriting recognition of complex patterns of arbitrary scale, orientation and location is elusive to date because reaching a target recognition rate is not trivial for most of the applications in this field. Cursive scripts such as Arabic and Persian with complex character shapes make the recognition task even more difficult. Challenges in the discrimination capability of handwriting recognition systems depend heavily on the effectiveness of the features used to represent the data, the types of classifiers deployed and inclusive databases used for learning and recognition which cover variations in writing styles that introduce natural deformations in character shapes. This thesis aims to improve the efficiency of online recognition systems for Persian and Arabic characters by presenting new formal feature representations, algorithms, and a comprehensive database for online Arabic characters. The thesis contains the development of the first public collection of online handwritten data for the Arabic complete-shape character set. New ideas for incorporating relational information in a feature representation for this type of data are presented. The proposed techniques are computationally efficient and provide compact, yet representative, feature vectors. For the first time, a hybrid classifier is used for recognition of online Arabic complete-shape characters based on the idea of decomposing the input data into variables representing factors of the complete-shape characters and the combined use of the Bayesian network inference and support vector machines. We advocate the usefulness and practicality of the features and recognition methods with respect to the recognition of conventional metrics, such as accuracy and timeliness, as well as unconventional metrics. In particular, we evaluate a feature representation for different character class instances by its level of separation in the feature space. Our evaluation results for the available databases and for our own database of the characters' main shapes confirm a higher efficiency than previously reported techniques with respect to all metrics analyzed. For the complete-shape characters, our techniques resulted in a unique recognition efficiency comparable with the state-of-the-art results for main shape characters

Advances in Character Recognition

This book presents advances in character recognition, and it consists of 12 chapters that cover wide range of topics on different aspects of character recognition. Hopefully, this book will serve as a reference source for academic research, for professionals working in the character recognition field and for all interested in the subject

Advances in Manipulation and Recognition of Digital Ink

Handwriting is one of the most natural ways for a human to record knowledge. Recently, this type of human-computer interaction has received increasing attention due to the rapid evolution of touch-based hardware and software. While hardware support for digital ink reached its maturity, algorithms for recognition of handwriting in certain domains, including mathematics, are lacking robustness. Simultaneously, users may possess several pen-based devices and sharing of training data in adaptive recognition setting can be challenging. In addition, resolution of pen-based devices keeps improving making the ink cumbersome to process and store. This thesis develops several advances for efficient processing, storage and recognition of handwriting, which are applicable to the classification methods based on functional approximation. In particular, we propose improvements to classification of isolated characters and groups of rotated characters, as well as symbols of substantially different size. We then develop an algorithm for adaptive classification of handwritten mathematical characters of a user. The adaptive algorithm can be especially useful in the cloud-based recognition framework, which is described further in the thesis. We investigate whether the training data available in the cloud can be useful to a new writer during the training phase by extracting styles of individuals with similar handwriting and recommending styles to the writer. We also perform factorial analysis of the algorithm for recognition of n-grams of rotated characters. Finally, we show a fast method for compression of linear pieces of handwritten strokes and compare it with an enhanced version of the algorithm based on functional approximation of strokes. Experimental results demonstrate validity of the theoretical contributions, which form a solid foundation for the next generation handwriting recognition systems

Adaptive combinations of classifiers with application to on-line handwritten character recognition

Classifier combining is an effective way of improving classification performance. User adaptation is clearly another valid approach for improving performance in a user-dependent system, and even though adaptation is usually performed on the classifier level, also adaptive committees can be very effective. Adaptive committees have the distinct ability of performing adaptation without detailed knowledge of the classifiers. Adaptation can therefore be used even with classification systems that intrinsically are not suited for adaptation, whether that be due to lack of access to the workings of the classifier or simply a classification scheme not suitable for continuous learning. This thesis proposes methods for adaptive combination of classifiers in the setting of on-line handwritten character recognition. The focal part of the work introduces adaptive classifier combination schemes, of which the two most prominent ones are the Dynamically Expanding Context (DEC) committee and the Class-Confidence Critic Combining (CCCC) committee. Both have been shown to be capable of successful adaptation to the user in the task of on-line handwritten character recognition. Particularly the highly modular CCCC framework has shown impressive performance also in a doubly-adaptive setting of combining adaptive classifiers by using an adaptive committee. In support of this main topic of the thesis, some discussion on a methodology for deducing correct character labeling from user actions is presented. Proper labeling is paramount for effective adaptation, and deducing the labels from the user's actions is necessary to perform adaptation transparently to the user. In that way, the user does not need to give explicit feedback on the correctness of the recognition results. Also, an overview is presented of adaptive classification methods for single-classifier adaptation in handwritten character recognition developed at the Laboratory of Computer and Information Science of the Helsinki University of Technology, CIS-HCR. Classifiers based on the CIS-HCR system have been used in the adaptive committee experiments as both member classifiers and to provide a reference level. Finally, two distinct approaches for improving the performance of committee classifiers further are discussed. Firstly, methods for committee rejection are presented and evaluated. Secondly, measures of classifier diversity for classifier selection, based on the concept of diversity of errors, are presented and evaluated. The topic of this thesis hence covers three important aspects of pattern recognition: on-line adaptation, combining classifiers, and a practical evaluation setting of handwritten character recognition. A novel approach combining these three core ideas has been developed and is presented in the introductory text and the included publications. To reiterate, the main contributions of this thesis are: 1) introduction of novel adaptive committee classification methods, 2) introduction of novel methods for measuring classifier diversity, 3) presentation of some methods for implementing committee rejection, 4) discussion and introduction of a method for effective label deduction from on-line user actions, and as a side-product, 5) an overview of the CIS-HCR adaptive on-line handwritten character recognition system.Luokittimien yhdistäminen komitealuokittimella on tehokas keino luokitustarkkuuden parantamiseen. Laskentatehon jatkuva kasvu tekee myös useiden luokittimien yhtäaikaisesta käytöstä yhä varteenotettavamman vaihtoehdon. Järjestelmän adaptoituminen (mukautuminen) käyttäjään on toinen hyvä keino käyttäjäriippumattoman järjestelmän tarkkuuden parantantamiseksi. Vaikka adaptaatio yleensä toteutetaan luokittimen tasolla, myös adaptiiviset komitealuokittimet voivat olla hyvin tehokkaita. Adaptiiviset komiteat voivat adaptoitua ilman yksityiskohtaista tietoa jäsenluokittimista. Adaptaatiota voidaan näin käyttää myös luokittelujärjestelmissä, jotka eivät ole itsessään sopivia adaptaatioon. Adaptaatioon sopimattomuus voi johtua esimerkiksi siitä, että luokittimen totetutusta ei voida muuttaa, tai siitä, että käytetään luokittelumenetelmää, joka ei sovellu jatkuvaan oppimiseen. Tämä väitöskirja käsittelee menetelmiä luokittimien adaptiiviseen yhdistämiseen käyttäen sovelluskohteena käsinkirjoitettujen merkkien on-line-tunnistusta. Keskeisin osa työtä esittelee uusia adaptiivisia luokittimien yhdistämismenetelmiä, joista kaksi huomattavinta ovat Dynamically Expanding Context (DEC) -komitea sekä Class-Confidence Critic Combining (CCCC) -komitea. Molemmat näistä ovat osoittautuneet kykeneviksi tehokkaaseen käyttäjä-adaptaatioon käsinkirjoitettujen merkkien on-line-tunnistuksessa. Erityisesti hyvin modulaarisella CCCC järjestelmällä on saatu hyviä tuloksia myös kaksinkertaisesti adaptiivisessa asetelmassa, jossa yhdistetään adaptiivisia jäsenluokittimia adaptiivisen komitean avulla. Väitöskirjan pääteeman tukena esitetään myös malli ja käytännön esimerkki siitä, miten käyttäjän toimista merkeille voidaan päätellä oikeat luokat. Merkkien todellisen luokan onnistunut päättely on elintärkeää tehokkaalle adaptaatiolle. Jotta adaptaatio voitaisiin suorittaa käyttäjälle läpinäkyvästi, merkkien todelliset luokat on kyettävä päättelemään käyttäjän toimista. Tällä tavalla käyttäjän ei tarvitse antaa suoraa palautetta tunnistustuloksen oikeellisuudesta. Työssä esitetään myös yleiskatsaus Teknillisen korkeakoulun Informaatiotekniikan laboratoriossa kehitettyyn adaptiiviseen käsinkirjoitettujen merkkien tunnistusjärjestelmään. Tähän järjestelmään perustuvia luokittimia on käytetty adaptiivisten komitealuokittimien kokeissa sekä jäsenluokittimina että vertailutasona. Lopuksi esitellään kaksi erillistä menetelmää komitealuokittimen tarkkuuden edelleen parantamiseksi. Näistä ensimmäinen on joukko menetelmiä komitealuokittimen rejektion (hylkäyksen) toteuttamiseksi. Toinen esiteltävä menetelmä on käyttää luokittimien erilaisuuden mittoja jäsenluokittimien valintaa varten. Ehdotetut uudet erilaisuusmitat perustuvat käsitteeseen, jota kutsumme virheiden erilaisuudeksi. Väitöskirjan aihe kattaa kolme hahmontunnistuksen tärkeää osa-aluetta: online-adaptaation, luokittimien yhdistämisen ja käytännön sovellusalana käsinkirjoitettujen merkkien tunnistuksen. Näistä kolmesta lähtökohdasta on kehitetty uudenlainen synteesi, joka esitetään johdantotekstissä sekä liitteenä olevissa julkaisuissa. Tämän väitöskirjan oleellisimmat kontribuutiot ovat siten: 1) uusien adaptiivisten komitealuokittimien esittely, 2) uudenlaisten menetelmien esittely luokittimien erilaisuuden mittaamiseksi, 3) joidenkin komitearejektiomenetelmien esittely, 4) pohdinnan ja erään toteutustavan esittely syötettyjen merkkien todellisen luokan päättelemiseksi käyttäjän toimista, sekä sivutuotteena 5) kattava yleiskatsaus CIS-HCR adaptiiviseen on-line käsinkirjoitettujen merkkien tunnistusjärjestelmään.reviewe