Multiple Retrieval Models and Regression Models for Prior Art Search

This paper presents the system called PATATRAS (PATent and Article Tracking, Retrieval and AnalysiS) realized for the IP track of CLEF 2009. Our approach presents three main characteristics: 1. The usage of multiple retrieval models (KL, Okapi) and term index definitions (lemma, phrase, concept) for the three languages considered in the present track (English, French, German) producing ten different sets of ranked results. 2. The merging of the different results based on multiple regression models using an additional validation set created from the patent collection. 3. The exploitation of patent metadata and of the citation structures for creating restricted initial working sets of patents and for producing a final re-ranking regression model. As we exploit specific metadata of the patent documents and the citation relations only at the creation of initial working sets and during the final post ranking step, our architecture remains generic and easy to extend

Utilizing sub-topical structure of documents for information retrieval.

Text segmentation in natural language processing typically refers to the process of decomposing a document into constituent subtopics. Our work centers on the application of text segmentation techniques within information retrieval (IR) tasks. For example, for scoring a document by combining the retrieval scores of its constituent segments, exploiting the proximity of query terms in documents for ad-hoc search, and for question answering (QA), where retrieved passages from multiple documents are aggregated and presented as a single document to a searcher. Feedback in ad hoc IR task is shown to benefit from the use of extracted sentences instead of terms from the pseudo relevant documents for query expansion. Retrieval effectiveness for patent prior art search task is enhanced by applying text segmentation to the patent queries. Another aspect of our work involves augmenting text segmentation techniques to produce segments which are more readable with less unresolved anaphora. This is particularly useful for QA and snippet generation tasks where the objective is to aggregate relevant and novel information from multiple documents satisfying user information need on one hand, and ensuring that the automatically generated content presented to the user is easily readable without reference to the original source document

Toward higher effectiveness for recall-oriented information retrieval: A patent retrieval case study

Research in information retrieval (IR) has largely been directed towards tasks requiring high precision. Recently, other IR applications which can be described as recall-oriented IR tasks have received increased attention in the IR research domain. Prominent among these IR applications are patent search and legal search, where users are typically ready to check hundreds or possibly thousands of documents in order to find any possible relevant document. The main concerns in this kind of application are very different from those in standard precision-oriented IR tasks, where users tend to be focused on finding an answer to their information need that can typically be addressed by one or two relevant documents. For precision-oriented tasks, mean average precision continues to be used as the primary evaluation metric for almost all IR applications. For recall-oriented IR applications the nature of the search task, including objectives, users, queries, and document collections, is different from that of standard precision-oriented search tasks. In this research study, two dimensions in IR are explored for the recall-oriented patent search task. The study includes IR system evaluation and multilingual IR for patent search. In each of these dimensions, current IR techniques are studied and novel techniques developed especially for this kind of recall-oriented IR application are proposed and investigated experimentally in the context of patent retrieval. The techniques developed in this thesis provide a significant contribution toward evaluating the effectiveness of recall-oriented IR in general and particularly patent search, and improving the efficiency of multilingual search for this kind of task

Passage retrieval in legal texts

[EN] Legal texts usually comprise many kinds of texts, such as contracts, patents and treaties. These texts usually include a huge quantity of unstructured information written in natural language. Thanks to automatic analysis and Information Retrieval (IR) techniques, it is possible to filter out information that is not relevant and, therefore, to reduce the amount of documents that users need to browse to find the information they are looking for. In this paper we adapted the JIRS passage retrieval system to work with three kinds of legal texts: treaties, patents and contracts, studying the issues related with the processing of this kind of information. In particular, we studied how a passage retrieval system might be linked up to automated analysis based on logic and algebraic programming for the detection of conflicts in contracts. In our set-up, a contract is translated into formal clauses, which are analysed by means of a model checking tool; then, the passage retrieval system is used to extract conflicting sentences from the original contract text. © 2011 Elsevier Inc. All rights reserved.We thank the MICINN (Plan I+D+i) TEXT-ENTERPRISE 2.0: (TIN2009-13391-C04-03) research project. The work of the second author has been possible thanks to a scholarship funded by Maat Gknowledge in the framework of the project with the Universidad Politécnica de Valencia Módulo de servicios semánticos de la plataforma GRosso, P.; Correa García, S.; Buscaldi, D. (2011). Passage retrieval in legal texts. Journal of Logic and Algebraic Programming. 80(3-5):139-153. doi:10.1016/j.jlap.2011.02.001S139153803-

Query refinement for patent prior art search

A patent is a contract between the inventor and the state, granting a limited time period to the inventor to exploit his invention. In exchange, the inventor must put a detailed description of his invention in the public domain. Patents can encourage innovation and economic growth but at the time of economic crisis patents can hamper such growth. The long duration of the application process is a big obstacle that needs to be addressed to maximize the benefit of patents on innovation and economy. This time can be significantly improved by changing the way we search the patent and non-patent literature.Despite the recent advancement of general information retrieval and the revolution of Web Search engines, there is still a huge gap between the emerging technologies from the research labs and adapted by major Internet search engines, and the systems which are in use by the patent search communities.In this thesis we investigate the problem of patent prior art search in patent retrieval with the goal of finding documents which describe the idea of a query patent. A query patent is a full patent application composed of hundreds of terms which does not represent a single focused information need. Other relevance evidences (e.g. classification tags, and bibliographical data) provide additional details about the underlying information need of the query patent. The first goal of this thesis is to estimate a uni-gram query model from the textual fields of a query patent. We then improve the initial query representation using noun phrases extracted from the query patent. We show that expansion in a query-dependent manner is useful.The second contribution of this thesis is to address the term mismatch problem from a query formulation point of view by integrating multiple relevance evidences associated with the query patent. To do this, we enhance the initial representation of the query with the term distribution of the community of inventors related to the topic of the query patent. We then build a lexicon using classification tags and show that query expansion using this lexicon and considering proximity information (between query and expansion terms) can improve the retrieval performance. We perform an empirical evaluation of our proposed models on two patent datasets. The experimental results show that our proposed models can achieve significantly better results than the baseline and other enhanced models

Retrieval for Extremely Long Queries and Documents with RPRS: a Highly Efficient and Effective Transformer-based Re-Ranker

Retrieval with extremely long queries and documents is a well-known and challenging task in information retrieval and is commonly known as Query-by-Document (QBD) retrieval. Specifically designed Transformer models that can handle long input sequences have not shown high effectiveness in QBD tasks in previous work. We propose a Re-Ranker based on the novel Proportional Relevance Score (RPRS) to compute the relevance score between a query and the top-k candidate documents. Our extensive evaluation shows RPRS obtains significantly better results than the state-of-the-art models on five different datasets. Furthermore, RPRS is highly efficient since all documents can be pre-processed, embedded, and indexed before query time which gives our re-ranker the advantage of having a complexity of O(N) where N is the total number of sentences in the query and candidate documents. Furthermore, our method solves the problem of the low-resource training in QBD retrieval tasks as it does not need large amounts of training data, and has only three parameters with a limited range that can be optimized with a grid search even if a small amount of labeled data is available. Our detailed analysis shows that RPRS benefits from covering the full length of candidate documents and queries.Comment: Accepted at ACM Transactions on Information Systems (ACM TOIS journal

Evaluating Information Retrieval and Access Tasks

This open access book summarizes the first two decades of the NII Testbeds and Community for Information access Research (NTCIR). NTCIR is a series of evaluation forums run by a global team of researchers and hosted by the National Institute of Informatics (NII), Japan. The book is unique in that it discusses not just what was done at NTCIR, but also how it was done and the impact it has achieved. For example, in some chapters the reader sees the early seeds of what eventually grew to be the search engines that provide access to content on the World Wide Web, today’s smartphones that can tailor what they show to the needs of their owners, and the smart speakers that enrich our lives at home and on the move. We also get glimpses into how new search engines can be built for mathematical formulae, or for the digital record of a lived human life. Key to the success of the NTCIR endeavor was early recognition that information access research is an empirical discipline and that evaluation therefore lay at the core of the enterprise. Evaluation is thus at the heart of each chapter in this book. They show, for example, how the recognition that some documents are more important than others has shaped thinking about evaluation design. The thirty-three contributors to this volume speak for the many hundreds of researchers from dozens of countries around the world who together shaped NTCIR as organizers and participants. This book is suitable for researchers, practitioners, and students—anyone who wants to learn about past and present evaluation efforts in information retrieval, information access, and natural language processing, as well as those who want to participate in an evaluation task or even to design and organize one

GRISP: A Massive Multilingual Terminological Database for Scientific and Technical Domains

International audienceThe development of a multilingual terminology is a very long and costly process. We present the creation of a multilingual terminological database called GRISP covering multiple technical and scientific fields from various open resources. A crucial aspect is the merging of the different resources which is based in our proposal on the definition of a sound conceptual model, different domain mapping and the use of structural constraints and machine learning techniques for controlling the fusion process. The result is a massive terminological database of several millions terms, concepts, semantic relations and definitions. This resource has allowed us to improve significantly the mean average precision of an information retrieval system applied to a large collection of multilingual and multidomain patent documents