Array Architectures and Physical Layer Design for Millimeter-Wave Communications Beyond 5G

Ever increasing demands in mobile data rates have resulted in exploration of millimeter-wave (mmW) frequencies for the next generation (5G) wireless networks. Communications at mmW frequencies is presented with two keys challenges. Firstly, high propagation loss requires base stations (BSs) and user equipment (UEs) to use a large number of antennas and narrow beams to close the link with sufficient received signal power. Consequently, communications using narrow beams create a new challenge in channel estimation and link establishment based on fine angular probing. Current mmW system use analog phased arrays that can probe only one angle at the time which results in high latency during link establishment and channel tracking. It is desirable to design low latency beam training by exploring both physical layer designs and array architectures that could replace current 5G approaches and pave the way to the communications for frequency bands in higher mmW band and sub-THz region where larger antenna arrays and communications bandwidth can be exploited. To this end, we propose a novel signal processing techniques exploiting unique properties of mmW channel, and show both theoretically, in simulation and experiments its advantages over conventional approaches. Secondly, we explore different array architecture design and analyze their trade-offs between spectral efficiency and power consumption and area. For comprehensive comparison, we have developed a methodology for optimal design of system parameters for different array architecture candidates based on the spectral efficiency target, and use these parameters to estimate the array area and power consumption based on the circuits reported in the literature. We show that the hybrid analog and digital architectures have severe scalability concerns in radio frequency signal distribution with increased array size and spatial multiplexing levels, while the fully-digital array architectures have the best performance and power/area trade-offs.The developed approaches are based on a cross-disciplinary research that combines innovation in model based signal processing, machine learning, and radio hardware. This work is the first to apply compressive sensing (CS), a signal processing tool that exploits sparsity of mmW channel model, to accelerate beam training of mmW cellular system. The algorithm is designed to address practical issues including the requirement of cell discovery and synchronization that involves estimation of angular channel together with carrier frequency offset and timing offsets. We have analyzed the algorithm performance in the 5G compliant simulation and showed that an order of magnitude saving is achieved in initial access latency for the desired channel estimation accuracy. Moreover, we are the first to develop and implement a neural network assisted compressive beam alignment to deal with hardware impairments in mmW radios. We have used 60GHz mmW testbed to perform experiments and show that neural networks approach enhances alignment rate compared to CS. To further accelerate beam training, we proposed a novel frequency selective probing beams using the true-time-delay (TTD) analog array architecture. Our approach utilizes different subcarriers to scan different directions, and achieves a single-shot beam alignment, the fastest approach reported to date. Our comprehensive analysis of different array architectures and exploration of emerging architectures enabled us to develop an order of magnitude faster and energy efficient approaches for initial access and channel estimation in mmW systems

Millimeter wave picocellular networks: capacity analysis and system design

The explosive growth in demand for wireless mobile data, driven by the proliferationof ever more sophisticated handhelds creating and consuming rich multimedia, calls fororders of magnitude increase in the capacity of cellular data networks. Millimeter wavecommunication from picocellular base stations to mobile devices is a particularly promisingapproach for meeting this challenge because of two reasons. First, there is a largeamount of available spectrum, enabling channel bandwidths of the order of Gigahertz(GHz) which are 1-2 orders of magnitude higher than those in existing WiFi and cellularsystems at lower carrier frequencies. Second, the small carrier wavelength enables therealization of highly directive steerable arrays with a large number of antenna elements,in compact form factors, thus significantly enhancing spatial reuse. Hence, we propose toemploy the 60 GHz unlicensed band for basestation to mobile communication in outdoorpicocells.We first investigate the basic feasibility of such networks, showing that 60GHz linksare indeed viable for outdoor applications. For this purpose, we provided link budgetcalculations along with preliminary simulations which show that despite the commonconcerns about higher oxygen absorption and sensitivity to movement and blockage,picocloud architecture provides availability rate of more than 99%.Next, we explore the idea of increasing spatial reuse by shrinking picocells hopingthat interference is no longer the bottleneck given the highly directive antenna arrays atthis band. Our goal is to estimate the achievable capacity for small picocells along an urban canyon. We consider basestations with multiple faces or sectors, each with one or more antenna arrays. Each such array, termed subarray can employ Radio Frequency(RF) beamforming to communicate with one mobile user at a time. We first focus oncharacterization and modeling the inter-cell interference for one subarray on each face.Our analysis provides a strong indication of very large capacity (in the order of Tbps/km)with a few GHz of bandwidth.Following this, we explore the impact of adding multiple subarrays per face. This leadsto intra-cell interference as well as additional inter-cell interference. While the effect ofadditional inter-cell interference can be quantified within our previous framework, intracellinterference has inherently different features that call for new approaches for analysisand design. We propose a cross-layer approach to suppress the intra-cell interference intwo stages: (a) Physical layer (PHY-layer) method which mitigates interference by jointprecoding and power adaptation and (b) Medium Access Control layer (MAC-layer)method which manages the residual interference by optimizing resource allocation. Wethen estimate the capacity gain over conventional LTE cellular networks and establishthat 1000-fold capacity increase is indeed feasible via mm-wave picocellular networks.Lastly, we examine fundamental signal processing challenges associated with channelestimation and tracking for large arrays, placed within the context of system designfor a mm-wave picocellular network. Maintainance of highly directive links in the faceof blockage and mobility requires accurate estimation of the spatial channels betweenbasestation and mobile users. Here we develop the analytical framework for compressivechannel estimation and tracking. We also address the system level design discussinglink budget, overhead, and inter-cell beacon interference. Simulation results demonstratethat our compressive scheme is able to resolve mm-wave spatial channels with a relativelysmall number of compressive measurements

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance

Beam scanning by liquid-crystal biasing in a modified SIW structure

A fixed-frequency beam-scanning 1D antenna based on Liquid Crystals (LCs) is designed for application in 2D scanning with lateral alignment. The 2D array environment imposes full decoupling of adjacent 1D antennas, which often conflicts with the LC requirement of DC biasing: the proposed design accommodates both. The LC medium is placed inside a Substrate Integrated Waveguide (SIW) modified to work as a Groove Gap Waveguide, with radiating slots etched on the upper broad wall, that radiates as a Leaky-Wave Antenna (LWA). This allows effective application of the DC bias voltage needed for tuning the LCs. At the same time, the RF field remains laterally confined, enabling the possibility to lay several antennas in parallel and achieve 2D beam scanning. The design is validated by simulation employing the actual properties of a commercial LC medium

Performance and Security Enhancements in Practical Millimeter-Wave Communication Systems

Millimeter-wave (mm-wave) communication systems achieve extremely high data rates and provide interference-free transmissions. to overcome high attenuations, they employ directional antennas that focus their energy in the intended direction. Transmissions can be steered such that signals only propagate within a specific area-of-interest. Although these advantages are well-known, they are not yet available in practical networks. IEEE 802.11ad, the recent standard for communications in the unlicensed 60 GHz band, exploits a subset of the directional propagation effects only. Despite the large available spectrum, it does not outperform other developments in the prevalent sub-6 GHz bands. This underutilization of directional communications causes unnecessary performance limitations and leaves a false sense of security. For example, standard compliant beam training is very time consuming. It uses suboptimal beam patterns, and is unprotected against malicious behaviors. Furthermore, no suitable research platform exists to validate protocols in realistic environments. To address these challenges, we develop a holistic evaluation framework and enhance the performance and security in practical mm-wave communication systems. Besides signal propagation analyses and environment simulations, our framework enables practical testbed experiments with off-the-shelf devices. We provide full access to a tri-band router’s operating system, modify the beam training operation in the Wi-Fi firmware, and create arbitrary beam patterns with the integrated antenna array. This novel approach allows us to implement custom algorithms such as a compressive sector selection that reduces the beam training overhead by a factor of 2.3. By aligning the receive beam, our adaptive beam switching algorithm mitigates interference from lateral directions and achieves throughput gains of up to 60%. With adaptive beam optimization, we estimate the current channel conditions and generate directional beams that implicitly exploit potential reflections in the environment. These beams increase the received signal strength by about 4.4 dB. While intercepting a directional link is assumed to be challenging, our experimental studies show that reflections on small-scale objects are sufficient to enable eavesdropping from afar. Additionally, we practically demonstrate that injecting forged feedback in the beam training enables Man-in-the Middle attacks. With only 7.3% overhead, our authentication scheme protects against this beam stealing and enforces responses to be only accepted from legitimate devices. By making beam training more efficient, effective, and reliable, our contributions finally enable practical applications of highly directional transmissions

Radar Imaging in Challenging Scenarios from Smart and Flexible Platforms

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one6G white paper, 6G technology overview:Second Edition, November 2022

6G is supposed to address the demands for consumption of mobile networking services in 2030 and beyond. These are characterized by a variety of diverse, often conflicting requirements, from technical ones such as extremely high data rates, unprecedented scale of communicating devices, high coverage, low communicating latency, flexibility of extension, etc., to non-technical ones such as enabling sustainable growth of the society as a whole, e.g., through energy efficiency of deployed networks. On the one hand, 6G is expected to fulfil all these individual requirements, extending thus the limits set by the previous generations of mobile networks (e.g., ten times lower latencies, or hundred times higher data rates than in 5G). On the other hand, 6G should also enable use cases characterized by combinations of these requirements never seen before, e.g., both extremely high data rates and extremely low communication latency). In this white paper, we give an overview of the key enabling technologies that constitute the pillars for the evolution towards 6G. They include: terahertz frequencies (Section 1), 6G radio access (Section 2), next generation MIMO (Section 3), integrated sensing and communication (Section 4), distributed and federated artificial intelligence (Section 5), intelligent user plane (Section 6) and flexible programmable infrastructures (Section 7). For each enabling technology, we first give the background on how and why the technology is relevant to 6G, backed up by a number of relevant use cases. After that, we describe the technology in detail, outline the key problems and difficulties, and give a comprehensive overview of the state of the art in that technology. 6G is, however, not limited to these seven technologies. They merely present our current understanding of the technological environment in which 6G is being born. Future versions of this white paper may include other relevant technologies too, as well as discuss how these technologies can be glued together in a coherent system