Resource Allocation for Multiple-Input and Multiple-Output Interference Networks

To meet the exponentially increasing traffic data driven by the rapidly growing mobile subscriptions, both industry and academia are exploring the potential of a new genera- tion (5G) of wireless technologies. An important 5G goal is to achieve high data rate. Small cells with spectrum sharing and multiple-input multiple-output (MIMO) techniques are one of the most promising 5G technologies, since it enables to increase the aggregate data rate by improving the spectral efficiency, nodes density and transmission bandwidth, respectively. However, the increased interference in the densified networks will in return limit the achievable rate performance if not properly managed. The considered setup can be modeled as MIMO interference networks, which can be classified into the K-user MIMO interference channel (IC) and the K-cell MIMO interfering broadcast channel/multiple access channel (MIMO-IBC/IMAC) according to the number of mobile stations (MSs) simultaneously served by each base station (BS). The thesis considers two physical layer (PHY) resource allocation problems that deal with the interference for both models: 1) Pareto boundary computation for the achiev- able rate region in a K-user single-stream MIMO IC and 2) grouping-based interference alignment (GIA) with optimized IA-Cell assignment in a MIMO-IMAC under limited feedback. In each problem, the thesis seeks to provide a deeper understanding of the system and novel mathematical results, along with supporting numerical examples. Some of the main contributions can be summarized as follows. It is an open problem to compute the Pareto boundary of the achievable rate region for a K-user single-stream MIMO IC. The K-user single-stream MIMO IC models multiple transmitter-receiver pairs which operate over the same spectrum simultaneously. Each transmitter and each receiver is equipped with multiple antennas, and a single desired data stream is communicated in each transmitter-receiver link. The individual achievable rates of the K users form a K-dimensional achievable rate region. To find efficient operating points in the achievable rate region, the Pareto boundary computation problem, which can be formulated as a multi-objective optimization problem, needs to be solved. The thesis transforms the multi-objective optimization problem to two single-objective optimization problems–single constraint rate maximization problem and alternating rate profile optimization problem, based on the formulations of the ε-constraint optimization and the weighted Chebyshev optimization, respectively. The thesis proposes two alternating optimization algorithms to solve both single-objective optimization problems. The convergence of both algorithms is guaranteed. Also, a heuristic initialization scheme is provided for each algorithm to achieve a high-quality solution. By varying the weights in each single-objective optimization problem, numerical results show that both algorithms provide an inner bound very close to the Pareto boundary. Furthermore, the thesis also computes some key points exactly on the Pareto boundary in closed-form. A framework for interference alignment (IA) under limited feedback is proposed for a MIMO-IMAC. The MIMO-IMAC well matches the uplink scenario in cellular system, where multiple cells share their spectrum and operate simultaneously. In each cell, a BS receives the desired signals from multiple MSs within its own cell and each BS and each MS is equipped with multi-antenna. By allowing the inter-cell coordination, the thesis develops a distributed IA framework under limited feedback from three aspects: the GIA, the IA-Cell assignment and dynamic feedback bit allocation (DBA), respec- tively. Firstly, the thesis provides a complete study along with some new improvements of the GIA, which enables to compute the exact IA precoders in closed-form, based on local channel state information at the receiver (CSIR). Secondly, the concept of IA-Cell assignment is introduced and its effect on the achievable rate and degrees of freedom (DoF) performance is analyzed. Two distributed matching approaches and one centralized assignment approach are proposed to find a good IA-Cell assignment in three scenrios with different backhaul overhead. Thirdly, under limited feedback, the thesis derives an upper bound of the residual interference to noise ratio (RINR), formulates and solves a corresponding DBA problem. Finally, numerical results show that the proposed GIA with optimized IA-Cell assignment and the DBA greatly outperforms the traditional GIA algorithm

Pareto Boundary of the Rate Region for Single-Stream MIMO Interference Channels: Linear Transceiver Design

We consider a multiple-input multiple-output (MIMO) interference channel (IC), where a single data stream per user is transmitted and each receiver treats interference as noise. The paper focuses on the open problem of computing the outermost boundary (so-called Pareto boundary-PB) of the achievable rate region under linear transceiver design. The Pareto boundary consists of the strict PB and non-strict PB. For the two user case, we compute the non-strict PB and the two ending points of the strict PB exactly. For the strict PB, we formulate the problem to maximize one rate while the other rate is fixed such that a strict PB point is reached. To solve this non-convex optimization problem which results from the hard-coupled two transmit beamformers, we propose an alternating optimization algorithm. Furthermore, we extend the algorithm to the multi-user scenario and show convergence. Numerical simulations illustrate that the proposed algorithm computes a sequence of well-distributed operating points that serve as a reasonable and complete inner bound of the strict PB compared with existing methods.Comment: 16 pages, 9 figures. Accepted for publication in IEEE Tans. Signal Process. June. 201

Coordinated Beamforming with Relaxed Zero Forcing: The Sequential Orthogonal Projection Combining Method and Rate Control

In this paper, coordinated beamforming based on relaxed zero forcing (RZF) for K transmitter-receiver pair multiple-input single-output (MISO) and multiple-input multiple-output (MIMO) interference channels is considered. In the RZF coordinated beamforming, conventional zero-forcing interference leakage constraints are relaxed so that some predetermined interference leakage to undesired receivers is allowed in order to increase the beam design space for larger rates than those of the zero-forcing (ZF) scheme or to make beam design feasible when ZF is impossible. In the MISO case, it is shown that the rate-maximizing beam vector under the RZF framework for a given set of interference leakage levels can be obtained by sequential orthogonal projection combining (SOPC). Based on this, exact and approximate closed-form solutions are provided in two-user and three-user cases, respectively, and an efficient beam design algorithm for RZF coordinated beamforming is provided in general cases. Furthermore, the rate control problem under the RZF framework is considered. A centralized approach and a distributed heuristic approach are proposed to control the position of the designed rate-tuple in the achievable rate region. Finally, the RZF framework is extended to MIMO interference channels by deriving a new lower bound on the rate of each user.Comment: Lemma 1 proof corrected; a new SOPC algorithm invented; K > N case considere

Transmit Optimization with Improper Gaussian Signaling for Interference Channels

This paper studies the achievable rates of Gaussian interference channels with additive white Gaussian noise (AWGN), when improper or circularly asymmetric complex Gaussian signaling is applied. For the Gaussian multiple-input multiple-output interference channel (MIMO-IC) with the interference treated as Gaussian noise, we show that the user's achievable rate can be expressed as a summation of the rate achievable by the conventional proper or circularly symmetric complex Gaussian signaling in terms of the users' transmit covariance matrices, and an additional term, which is a function of both the users' transmit covariance and pseudo-covariance matrices. The additional degrees of freedom in the pseudo-covariance matrix, which is conventionally set to be zero for the case of proper Gaussian signaling, provide an opportunity to further improve the achievable rates of Gaussian MIMO-ICs by employing improper Gaussian signaling. To this end, this paper proposes widely linear precoding, which efficiently maps proper information-bearing signals to improper transmitted signals at each transmitter for any given pair of transmit covariance and pseudo-covariance matrices. In particular, for the case of two-user Gaussian single-input single-output interference channel (SISO-IC), we propose a joint covariance and pseudo-covariance optimization algorithm with improper Gaussian signaling to achieve the Pareto-optimal rates. By utilizing the separable structure of the achievable rate expression, an alternative algorithm with separate covariance and pseudo-covariance optimization is also proposed, which guarantees the rate improvement over conventional proper Gaussian signaling.Comment: Accepted by IEEE Transactions on Signal Processin