Evaluation of Overlay/underlay Waveform via SD-SMSE Framework for Enhancing Spectrum Efficiency

Recent studies have suggested that spectrum congestion is mainly due to the inefficient use of spectrum rather than its unavailability. Dynamic Spectrum Access (DSA) and Cognitive Radio (CR) are two terminologies which are used in the context of improved spectrum efficiency and usage. The DSA concept has been around for quite some time while the advent of CR has created a paradigm shift in wireless communications and instigated a change in FCC policy towards spectrum regulations. DSA can be broadly categorized as using a 1) Dynamic Exclusive Use Model, 2) Spectrum Commons or Open sharing model or 3) Hierarchical Access model. The hierarchical access model envisions primary licensed bands, to be opened up for secondary users, while inducing a minimum acceptable interference to primary users. Spectrum overlay and spectrum underlay technologies fall within the hierarchical model, and allow primary and secondary users to coexist while improving spectrum efficiency. Spectrum overlay in conjunction with the present CR model considers only the unused (white) spectral regions while in spectrum underlay the underused (gray) spectral regions are utilized. The underlay approach is similar to ultra wide band (UWB) and spread spectrum (SS) techniques utilize much wider spectrum and operate below the noise floor of primary users. Software defined radio (SDR) is considered a key CR enabling technology. Spectrally modulated, Spectrally encoded (SMSE) multi-carrier signals such as Orthogonal Frequency Domain Multiplexing (OFDM) and Multi-carrier Code Division Multiple Access (MCCDMA) are hailed as candidate CR waveforms. The SMSE structure supports and is well-suited for SDR based CR applications. This work began by developing a general soft decision (SD) CR framework, based on a previously developed SMSE framework that combines benefits of both the overlay and underlay techniques to improve spectrum efficiency and maximizing the channel capacity. The resultant SD-SMSE framework provides a user with considerable flexibility to choose overlay, underlay or hybrid overlay/underlay waveform depending on the scenario, situation or need. Overlay/Underlay SD-SMSE framework flexibility is demonstrated by applying it to a family of SMSE modulated signals such as OFDM, MCCDMA, Carrier Interferometry (CI) MCCDMA and Transform Domain Communication System (TDCS). Based on simulation results, a performance analysis of Overlay, Underlay and hybrid Overlay/Underlay waveforms are presented. Finally, the benefits of combining overlay/underlay techniques to improve spectrum efficiency and maximize channel capacity are addressed

A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Application of Optimization Techniques to Spectrally Modulated, Spectrally Encoded Waveform Design

A design process is demonstrated for a coexistent scenario containing Spectrally Modulated, Spectrally Encoded (SMSE) and Direct Sequence Spread Spectrum (DSSS) signals. Coexistent SMSE-DSSS designs are addressed under both perfect and imperfect DSSS code tracking conditions using a non-coherent delay-lock loop (DLL). Under both conditions, the number of SMSE subcarriers and subcarrier spacing are the optimization variables of interest. For perfect DLL code tracking conditions, the GA and RSM optimization processes are considered independently with the objective function being end-to-end DSSS bit error rate. A hybrid GA-RSM optimization process is used under more realistic imperfect DLL code tracking conditions. In this case, optimization is accomplished using a correlation degradation metric with the GA process being first applied to generate a “coarse” solution followed by RSM processing which provides the final optimized solution. This work has successfully expanded the practical utility of a previously developed tool, the original SMSE framework, by demonstrating a more efficient, structured means for coexistent waveform design that replaces previous trial and error methods

Bit Loading and Peak Average Power Reduction Techniques for Adaptive Orthogonal Frequency Division Multiplexing Systems

In a frequency-selective channel a large number of resolvable multipaths are present which lead to the fading of the signal. Orthogonal frequency division multiplexing (OFDM) is well-known to be effective against multipath distortion. It is a multicarrier communication scheme, in which the bandwidth of the channel is divided into subcarriers and data symbols are modulated and transmitted on each subcarrier simultaneously. By inserting guard time that is longer than the delay spread of the channel, an OFDM system is able to mitigate intersymbol interference (ISI). Significant improvement in performance is achieved by adaptively loading the bits on the subcarriers based on the channel state information from the receiver. Imperfect channel state information (CSI) arises from noise at the receiver and also due to the time delay in providing the information to the transmitter for the next data transmission. This thesis presents an investigation into the different adaptive techniques for loading the data bits on the subcarriers. The choice of the loading technique is application specific. The spectral efficiency and the bit error rate (BER) performance of adaptive OFDM as well as the implementation complexity of the different loading algorithms is studied by varying any one of the parameters, data rate or BER or total transmit power subject to the constraints on the other two. A novel bit loading algorithm based on comparing the SNR with the threshold in order to minimize the BER is proposed and its performance for different data rates is plotted. Finally, this thesis presents a method for reducing the large peak to average power ratio (PAPR) problem with OFDM which arises when the sinusoidal signals of the subcarriers add constructively. The clipping and the probabilistic approaches were studied. The probabilistic technique shows comparatively better BER performance as well as reduced PAPR ratio but is more complex to implement

Performance evaluation of T-transform based OFDM in underwater acoustic channels

PhD ThesisRecently there has been an increasing trend towards the implementation of orthogonal frequency division multiplexing (OFDM) based multicarrier communication systems in underwater acoustic communications. By dividing the available bandwidth into multiple sub-bands, OFDM systems enable reliable transmission over long range dispersive channels. However OFDM is prone to impairments such as severe frequency selective fading channels, motioned induced Doppler shift and high peak-to-average-power ratio (PAPR). In order to fully exploit the potential of OFDM in UWA channels, those issues have received a great deal of attention in recent research. With the aim of improving OFDM's performance in UWA channels, a T-transformed based OFDM system is introduced using a low computational complexity T-transform that combines the Walsh-Hadamard transform (WHT) and the discrete Fourier transform (DFT) into a single fast orthonormal unitary transform. Through real-world experiment, performance comparison between the proposed T-OFDM system and conventional OFDM system revealed that T-OFDM performs better than OFDM with high code rate in frequency selective fading channels. Furthermore, investigation of different equalizer techniques have shown that the limitation of ZF equalizers affect the T-OFDM more (one bad equalizer coefficient affects all symbols) and so developed a modified ZF equalizer with outlier detection which provides major performance gain without excessive computation load. Lastly, investigation of PAPR reduction methods delineated that T-OFDM has inherently lower PAPR and it is also far more tolerant of distortions introduced by the simple clipping method. As a result, lower PAPR can be achieved with minimal overhead and so outperforming OFDM for a given power limit at the transmitter

Advanced Technique and Future Perspective for Next Generation Optical Fiber Communications

Optical fiber communication industry has gained unprecedented opportunities and achieved rapid progress in recent years. However, with the increase of data transmission volume and the enhancement of transmission demand, the optical communication field still needs to be upgraded to better meet the challenges in the future development. Artificial intelligence technology in optical communication and optical network is still in its infancy, but the existing achievements show great application potential. In the future, with the further development of artificial intelligence technology, AI algorithms combining channel characteristics and physical properties will shine in optical communication. This reprint introduces some recent advances in optical fiber communication and optical network, and provides alternative directions for the development of the next generation optical fiber communication technology

Enabling Technology in Optical Fiber Communications: From Device, System to Networking

This book explores the enabling technology in optical fiber communications. It focuses on the state-of-the-art advances from fundamental theories, devices, and subsystems to networking applications as well as future perspectives of optical fiber communications. The topics cover include integrated photonics, fiber optics, fiber and free-space optical communications, and optical networking