Outage Probability Analysis of Full-Duplex Amplify-and-Forward MIMO Relay Systems

abstract: Multiple-input multiple-output systems have gained focus in the last decade due to the benefits they provide in enhancing the quality of communications. On the other hand, full-duplex communication has attracted remarkable attention due to its ability to improve the spectral efficiency compared to the existing half-duplex systems. Using full-duplex communications on MIMO co-operative networks can provide us solutions that can completely outperform existing systems with simultaneous transmission and reception at high data rates. This thesis considers a full-duplex MIMO relay which amplifies and forwards the received signals, between a source and a destination that do not a have line of sight. Full-duplex mode raises the problem of self-interference. Though all the links in the system undergo frequency flat fading, the end-to-end effective channel is frequency selective. This is due to the imperfect cancellation of the self-interference at the relay and this residual self-interference acts as intersymbol interference at the destination which is treated by equalization. This also leads to complications in form of recursive equations to determine the input-output relationship of the system. This also leads to complications in the form of recursive equations to determine the input-output relationship of the system. To overcome this, a signal flow graph approach using Mason's gain formula is proposed, where the effective channel is analyzed with keen notice to every loop and path the signal traverses. This gives a clear understanding and awareness about the orders of the polynomials involved in the transfer function, from which desired conclusions can be drawn. But the complexity of Mason's gain formula increases with the number of antennas at relay which can be overcome by the proposed linear algebraic method. Input-output relationship derived using simple concepts of linear algebra can be generalized to any number of antennas and the computation complexity is comparatively very low. For a full-duplex amplify-and-forward MIMO relay system, assuming equalization at the destination, new mechanisms have been implemented at the relay that can compensate the effect of residual self-interference namely equal-gain transmission and antenna selection. Though equal-gain transmission does not perform better than the maximal ratio transmission, a trade-off can be made between performance and implementation complexity. Using the proposed antenna selection strategy, one pair of transmit-receive antennas at the relay is selected based on four selection criteria discussed. Outage probability analysis is performed for all the strategies presented and detailed comparison has been established. Considering minimum mean-squared error decision feedback equalizer at the destination, a bound on the outage probability has been obtained for the antenna selection case and is used for comparisons. A cross-over point is observed while comparing the outage probabilities of equal-gain transmission and antenna selection techniques, as the signal-to-noise ratio increases and from that point antenna selection outperforms equal-gain transmission and this is explained by the fact of reduced residual self-interference in antenna selection method.Dissertation/ThesisMasters Thesis Electrical Engineering 201

Distributed transmission schemes for wireless communication networks

In this thesis new techniques are presented to achieve performance enhancement in wireless cooperative networks. In particular, techniques to improve transmission rate and maximise end-to-end signal-to-noise ratio are described. An offset transmission scheme with full interference cancellation for a wireless cooperative network with frequency flat links and four relays is introduced. This method can asymptotically, as the size of the symbol block increases, achieve maximum transmission rate together with full cooperative diversity provided the destination node has multiple antennas. A novel full inter-relay interference cancellation method that also achieves asymptotically maximum rate and full cooperative diversity is then designed for which the destination node only requires a single antenna. Two- and four-relay selection schemes for wireless cooperative amplify and forward type networks are then studied in order to overcome the degradation of end-to-end bit error rate performance in single-relay selection networks when there are feedback errors in the relay to destination node links. Outage probability analysis for a four-relay selection scheme without interference is undertaken. Outage probability analysis of a full rate distributed transmission scheme with inter-relay interference is also studied for best single- and two-relay selection networks. The advantage of multi-relay selection when no interference occurs and when adjacent cell interference is present at the relay nodes is then shown theoretically. Simulation results for outage probability analysis are included which support the theoretical expressions. Finally, outage probability analysis of a cognitive amplify and forward type relay network with cooperation between certain secondary users, chosen by best single-, two- and four-relay selection is presented. The cognitive amplify and forward relays are assumed to exploit an underlay approach, which requires adherence to an interference constraint on the primary user. The relay selection scheme is performed either with a max−min strategy or one based on maximising exact end-to-end signal-to-noise ratio. The outage probability analyses are again confirmed by numerical evaluations

Rate enhancement and multi-relay selection schemes for application in wireless cooperative networks

In this thesis new methods are presented to achieve performance enhancement in wireless cooperative networks. In particular, techniques to improve transmission rate, mitigate asynchronous transmission and maximise end-to-end signal-to-noise ratio are described. An offset transmission scheme with full interference cancellation for a two-hop synchronous network with frequency flat links and four relays is introduced. This approach can asymptotically, as the symbol block size increases, achieve maximum transmission rate together with full cooperative diversity provided the destination node has multiple antennas. A novel full inter-relay interference cancellation method that also achieves asymptotically maximum rate and full cooperative diversity is then designed which only requires a single antenna at the destination node. Extension to asynchronous networks is then considered through the use of orthogonal frequency division multiplexing (OFDM) type transmission with a cyclic prefix, and interference cancellation techniques are designed for situations when synchronization errors are present in only the second hop or both the first and second hop. End-to-end bit error rate evaluations, with and without outer coding, are used to assess the performance of the various offset transmission schemes. Multi-relay selection methods for cooperative amplify and forward type networks are then studied in order to overcome the degradation of end-to-end bit error rate performance in single-relay selection networks when there are feedback errors in the destination to relay node links. Outage probability analysis for two and four relay selection is performed to show the advantage of multi-relay selection when no interference occurs and when adjacent cell interference is present both at the relay nodes and the destination node. Simulation studies are included which support the theoretical expressions. Finally, outage probability analysis of a cognitive amplify and forward type relay network with cooperation between certain secondary users, chosen by single and multi-relay (two and four) selection is presented. The cognitive relays are assumed to exploit an underlay approach, which requires adherence to an interference constraint on the primary user. The relay selection is performed either with a max-min strategy or one based on maximising exact end-to-end signal-to-noise ratio. The analyses are again confirmed by numerical evaluations

Modified quasi-orthogonal space-time block coding in distributed wireless networks

Cooperative networks have developed as a useful technique that can achieve the same advantage as multi-input and multi-output (MIMO) wireless systems such as spatial diversity, whilst resolving the difficulties of co-located multiple antennas at individual nodes and avoiding the effect of path-loss and shadowing. Spatial diversity in cooperative networks is known as cooperative diversity, and can enhance system reliability without sacrificing the scarce bandwidth resource or consuming more transmit power. It enables single-antenna terminals in a wireless relay network to share their antennas to form a virtual antenna array on the basis of their distributed locations. However, there remain technical challenges to maximize the benefit of cooperative communications, e.g. data rate, asynchronous transmission and outage. In this thesis, therefore, firstly, a modified distributed quasi-orthogonal space-time block coding (M-D-QO-STBC) scheme with increased code gain distance (CGD) for one-way and two-way amplify-and-forward wireless relay networks is proposed. This modified code is designed from set partitioning a larger codebook formed from two quasi-orthogonal space time block codes with different signal rotations then the subcodes are combined and pruned to arrive at the modified codebook with the desired rate in order to increase the CGD. Moreover, for higher rate codes the code distance is maximized by using a genetic algorithm to search for the optimum rotation matrix. This scheme has very good performance and significant coding gain over existing codes such as the open-loop and closed-loop QO-STBC schemes. In addition, the topic of outage probability analysis in the context of multi-relay selection from $N$ available relay nodes for one-way amplify-and-forward cooperative relay networks is considered together with the best relay selection, the $N^{th}$ relay selection and best four relay selection in two-way amplify-and-forward cooperative relay networks. The relay selection is performed either on the basis of a max-min strategy or one based on maximizing exact end-to-end signal-to-noise ratio. Furthermore, in this thesis, robust schemes for cooperative relays based on the M-D-QO-STBC scheme for both one-way and two-way asynchronous cooperative relay networks are considered to overcome the issue of a synchronism in wireless cooperative relay networks. In particular, an orthogonal frequency division multiplexing (OFDM) data structure is employed with cyclic prefix (CP) insertion at the source in the one-way cooperative relay network and at the two terminal nodes in the two-way cooperative network to combat the effects of time asynchronism. As such, this technique can effectively cope with the effects of timing errors. Finally, outage probability performance of a proposed amplify-and-forward cooperative cognitive relay network is evaluated and the cognitive relays are assumed to exploit an overlay approach. A closed form expression for the outage probability for multi-relay selection cooperation over Rayleigh frequency flat fading channels is derived for perfect and imperfect spectrum acquisitions. Furthermore, the M-QO-STBC scheme is also proposed for use in wireless cognitive relay networks. MATLAB and Maple software based simulations are employed throughout the thesis to support the analytical results and assess the performance of new algorithms and methods

Distributed space-time coding including the golden code with application in cooperative networks

This thesis presents new methodologies to improve performance of wireless cooperative networks using the Golden Code. As a form of space-time coding, the Golden Code can achieve diversity-multiplexing tradeoff and the data rate can be twice that of the Alamouti code. In practice, however, asynchronism between relay nodes may reduce performance and channel quality can be degraded from certain antennas. Firstly, a simple offset transmission scheme, which employs full interference cancellation (FIC) and orthogonal frequency division multiplexing (OFDM), is enhanced through the use of four relay nodes and receiver processing to mitigate asynchronism. Then, the potential reduction in diversity gain due to the dependent channel matrix elements in the distributed Golden Code transmission, and the rate penalty of multihop transmission, are mitigated by relay selection based on two-way transmission. The Golden Code is also implemented in an asynchronous one-way relay network over frequency flat and selective channels, and a simple approach to overcome asynchronism is proposed. In one-way communication with computationally efficient sphere decoding, the maximum of the channel parameter means is shown to achieve the best performance for the relay selection through bit error rate simulations. Secondly, to reduce the cost of hardware when multiple antennas are available in a cooperative network, multi-antenna selection is exploited. In this context, maximum-sum transmit antenna selection is proposed. End-to-end signal-to-noise ratio (SNR) is calculated and outage probability analysis is performed when the links are modelled as Rayleigh fading frequency flat channels. The numerical results support the analysis and for a MIMO system maximum-sum selection is shown to outperform maximum-minimum selection. Additionally, pairwise error probability (PEP) analysis is performed for maximum-sum transmit antenna selection with the Golden Code and the diversity order is obtained. Finally, with the assumption of fibre-connected multiple antennas with finite buffers, multiple-antenna selection is implemented on the basis of maximum-sum antenna selection. Frequency flat Rayleigh fading channels are assumed together with a decode and forward transmission scheme. Outage probability analysis is performed by exploiting the steady-state stationarity of a Markov Chain model

Novel transmission schemes for application in two-way cooperative relay wireless communication networks

Recently, cooperative relay networks have emerged as an attractive communications technique that can generate a new form of spatial diversity which is known as cooperative diversity, that can enhance system reliability without sacrificing the scarce bandwidth resource or consuming more transmit power. To achieve cooperative diversity single-antenna terminals in a wireless relay network typically share their antennas to form a virtual antenna array on the basis of their distributed locations. As such, the same diversity gains as in multi-input multi-output systems can be achieved without requiring multiple-antenna terminals. However, there remain technical challenges to maximize the benefit of cooperative communications, e.g. data rate, asynchronous transmission, interference and outage. Therefore, the focus of this thesis is to exploit cooperative relay networks within two-way transmission schemes. Such schemes have the potential to double the data rate as compared to one-way transmission schemes. Firstly, a new approach to two-way cooperative communications via extended distributed orthogonal space-time block coding (E-DOSTBC) based on phase rotation feedback is proposed with four relay nodes. This scheme can achieve full cooperative diversity and full transmission rate in addition to array gain. Then, distributed orthogonal space-time block coding (DOSTBC) is applied within an asynchronous two-way cooperative wireless relay network using two relay nodes. A parallel interference cancelation (PIC) detection scheme with low structural and computational complexity is applied at the terminal nodes in order to overcome the effect of imperfect synchronization among the cooperative relay nodes. Next, a DOSTBC scheme based on cooperative orthogonal frequency division multiplexing (OFDM) type transmission is proposed for flat fading channels which can overcome imperfect synchronization in the network. As such, this technique can effectively cope with the effects of fading and timing errors. Moreover, to increase the end-to-end data rate, a closed-loop EDOSTBC approach using through a three-time slot framework is proposed. A full interference cancelation scheme with OFDM and cyclic prefix type transmission is used in a two-hop cooperative four relay network with asynchronism in the both hops to achieve full data rate and completely cancel the timing error. The topic of outage probability analysis in the context of multi-relay selection for one-way cooperative amplify and forward networks is then considered. Local measurements of the instantaneous channel conditions are used to select the best single and best two relays from a number of available relays. Asymptotical conventional polices are provided to select the best single and two relays from a number of available relays. Finally, the outage probability of a two-way amplify and forward relay network with best and Mth relay selection is analyzed. The relay selection is performed either on the basis of a max-min strategy or one based on maximizing exact end-to-end signal-to-noise ratio. MATLAB and Maple software based simulations are employed throughout the thesis to support the analytical results and assess the performance of new algorithms and methods

Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

Performance Analysis in Full-Duplex Relaying Systems withWireless Power Transfer

Energy harvesting (EH) technology has become increasingly attractive as an appealing solution to provide long-lasting power for energy-constrained wireless cooperative sensor networks. EH in such networks is particularly important as it can enable information relaying. Different from absorbing energy from intermittent and unpredictable nature, such as solar, wind, and vibration, harvesting from radio frequency (RF) radiated by ambient transmitters has received tremendous attention. The RF signal can convey both information and energy at the same time, which facilitates the development of simultaneous wireless information and power transfer. Besides, ambient RF is widely available from the base station, WIFI, and mobile phone in the current information era. However, some open issues associated with EH are existing in the state-of-art. One of the key challenges is rapid energy loss during the transferring process, especially for long-distance transmission. The other challenge is the design of protocols to optimally coordinate between information and power transmission. Meanwhile, in-band full-duplex (IBFD) communication have gained considerable attraction by researchers, which has the ability to improve system spectral efficiency. IBFD can receive information and forward information at the same time on the same frequency. Since the RF signal can be superimposed, the antenna of the IBFD system receives the RF signal from both desired transmitter and local transmitter. Due to the short distance of the local transmission signals, the received signal power is much larger than the desired transmission signals, which results in faulty receiving of the desired signals. Therefore, it is of great significance to study the local self-interference cancellation method of the IBFD system. In the recent state-of-art, three main types of self-interference cancellations are researched, which are passive cancellations, digital cancellations, and analog cancellations. In this thesis, we study polarization-enabled digital self-interference cancellation (PDC) scheme in IBFD EH systems which cancels self-interference by antenna polarization (propagation domain) and digital processing (digital domain). The theme of this thesis is to address the following two questions: how the selfinterference would be canceled in the IBFD EH system and how to optimize key performances of the system to optimal system performances. This thesis makes five research contributions in the important area of IBFD relaying systems with wireless power transfer. Their applications are primarily in the domains of the Internet of Things (IoT) and 5G-and-beyond wireless networks. The overarching objective of the thesis is to construct analytical system models and evaluate system performance (outage probability, throughput, error) in various scenarios. In all five contributions, system models and analytical expressions of the performance metrics are derived, followed by computer simulations for performance analysis