On the Required Number of Antennas in a Point-to-Point Large-but-Finite MIMO System: Outage-Limited Scenario

This paper investigates the performance of the point-to-point multiple-input-multiple-output (MIMO) systems in the presence of a large but finite numbers of antennas at the transmitters and/or receivers. Considering the cases with and without hybrid automatic repeat request (HARQ) feedback, we determine the minimum numbers of the transmit/receive antennas which are required to satisfy different outage probability constraints. Our results are obtained for different fading conditions and the effect of the power amplifiers efficiency on the performance of the MIMO-HARQ systems is analyzed. Moreover, we derive closed-form expressions for the asymptotic performance of the MIMO-HARQ systems when the number of antennas increases. Our analytical and numerical results show that different outage requirements can be satisfied with relatively few transmit/receive antennas.Comment: Under review in IEEE Transactions on Communication

Two-Stage Subspace Constrained Precoding in Massive MIMO Cellular Systems

We propose a subspace constrained precoding scheme that exploits the spatial channel correlation structure in massive MIMO cellular systems to fully unleash the tremendous gain provided by massive antenna array with reduced channel state information (CSI) signaling overhead. The MIMO precoder at each base station (BS) is partitioned into an inner precoder and a Transmit (Tx) subspace control matrix. The inner precoder is adaptive to the local CSI at each BS for spatial multiplexing gain. The Tx subspace control is adaptive to the channel statistics for inter-cell interference mitigation and Quality of Service (QoS) optimization. Specifically, the Tx subspace control is formulated as a QoS optimization problem which involves an SINR chance constraint where the probability of each user's SINR not satisfying a service requirement must not exceed a given outage probability. Such chance constraint cannot be handled by the existing methods due to the two stage precoding structure. To tackle this, we propose a bi-convex approximation approach, which consists of three key ingredients: random matrix theory, chance constrained optimization and semidefinite relaxation. Then we propose an efficient algorithm to find the optimal solution of the resulting bi-convex approximation problem. Simulations show that the proposed design has significant gain over various baselines.Comment: 13 pages, accepted by IEEE Transactions on Wireless Communication

Secure Transmission in Multi-Cell Massive MIMO Systems

In this paper, we consider physical layer security provisioning in multi-cell massive multiple-input multiple-output (MIMO) systems. Specifically, we consider secure downlink transmission in a multi-cell massive MIMO system with matched-filter precoding and artificial noise (AN) generation at the base station (BS) in the presence of a passive multi-antenna eavesdropper. We investigate the resulting achievable ergodic secrecy rate and the secrecy outage probability for the cases of perfect training and pilot contamination. Thereby, we consider two different AN shaping matrices, namely, the conventional AN shaping matrix, where the AN is transmitted in the null space of the matrix formed by all user channels, and a random AN shaping matrix, which avoids the complexity associated with finding the null space of a large matrix. Our analytical and numerical results reveal that in multi-cell massive MIMO systems employing matched-filter precoding (1) AN generation is required to achieve a positive ergodic secrecy rate if the user and the eavesdropper experience the same path-loss, (2) even with AN generation secure transmission may not be possible if the number of eavesdropper antennas is too large and not enough power is allocated to channel estimation, (3) for a given fraction of power allocated to AN and a given number of users, in case of pilot contamination, the ergodic secrecy rate is not a monotonically increasing function of the number of BS antennas, and (4) random AN shaping matrices provide a favourable performance/complexity tradeoff and are an attractive alternative to conventional AN shaping matrices

Modeling and Performance of Uplink Cache-Enabled Massive MIMO Heterogeneous Networks

A significant burden on wireless networks is brought by the uploading of user-generated contents to the Internet by means of applications such as social media. To cope with this mobile data tsunami, we develop a novel multiple-input multiple-output (MIMO) network architecture with randomly located base stations (BSs) a large number of antennas employing cache-enabled uplink transmission. In particular, we formulate a scenario, where the users upload their content to their strongest BSs, which are Poisson point process distributed. In addition, the BSs, exploiting the benefits of massive MIMO, upload their contents to the core network by means of a finite-rate backhaul. After proposing the caching policies, where we propose the modified von Mises distribution as the popularity distribution function, we derive the outage probability and the average delivery rate by taking advantage of tools from the deterministic equivalent and stochastic geometry analyses. Numerical results investigate the realistic performance gains of the proposed heterogeneous cache-enabled uplink on the network in terms of cardinal operating parameters. For example, insights regarding the BSs storage size are exposed. Moreover, the impacts of the key parameters such as the file popularity distribution and the target bitrate are investigated. Specifically, the outage probability decreases if the storage size is increased, while the average delivery rate increases. In addition, the concentration parameter, defining the number of files stored at the intermediate nodes (popularity), affects the proposed metrics directly. Furthermore, a higher target rate results in higher outage because fewer users obey this constraint. Also, we demonstrate that a denser network decreases the outage and increases the delivery rate. Hence, the introduction of caching at the uplink of the system design ameliorates the network performance.Peer reviewe

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication