Sparse Array DFT Beamformers for Wideband Sources

Sparse arrays are popular for performance optimization while keeping the hardware and computational costs down. In this paper, we consider sparse arrays design method for wideband source operating in a wideband jamming environment. Maximizing the signal-to-interference plus noise ratio (MaxSINR) is adopted as an optimization objective for wideband beamforming. Sparse array design problem is formulated in the DFT domain to process the source as parallel narrowband sources. The problem is formulated as quadratically constraint quadratic program (QCQP) alongside the weighted mixed $l_{1-\infty}$-norm squared penalization of the beamformer weight vector. The semidefinite relaxation (SDR) of QCQP promotes sparse solutions by iteratively re-weighting beamformer based on previous iteration. It is shown that the DFT approach reduces the computational cost considerably as compared to the delay line approach, while efficiently utilizing the degrees of freedom to harness the maximum output SINR offered by the given array aperture

Optimum sparse subarray design for multitask receivers

The problem of optimum sparse array configuration to maximize the beamformer output signal-to-interference plus noise ratio (MaxSINR) in the presence of multiple sources of interest (SOI) has been recently addressed in the literature. In this paper, we consider a shared aperture system where optimum sparse subarrays are allocated to individual SOIs and collectively span the entire full array receiver aperture. Each subarray may have its own antenna type and can comprise a different number of antennas. The optimum joint sparse subarray design for shared aperture based on maximizing the sum of the subarray beamformer SINRs is considered with and without SINR threshold constraints. We utilize Taylor series approximation and sequential convex programming (SCP) techniques to render the initial non-convex optimization a convex problem. The simulation results validate the shared aperture design solutions for MaxSINR for both cases where the number of sparse subarray antennas is predefined or left to comstitute an optimization variable

Interference Suppression Using Knowledge-Aided Subarray Pattern Synthesis

Most phased array systems subarray many antenna elements into far fewer digitized channels. While having more degrees of freedom (DOF) yields better performance, adding channels to create more digital DOF increases system cost and data throughput requirements. A subarray itself constitutes a phased array with as many DOF as it has antenna element weights. Typically, only one degree of freedom is used to steer the maximum gain direction of the subarray pattern. For typical antenna geometries a single subarray will provide many more spatial DOF than there are digitized channels. The inherent DOF of the subarrays could be used to mitigate selected interference signals with the subarray pattern if the antenna manifold, the angle of arrival (AOA), and the power of interference sources at the array face are known. Interference AOA and power can be derived from external knowledge sources (e.g., intelligence, additional sensor packages, monopulse beams) or can also be found by processing channel data. The AOA and power estimates can then be used to adapt a subarray pattern to null interference and restore dynamic range while allowing digital DOF to be utilized for other purposes (such as clutter mitigation). Simulations are used to illustrate the implementation tradeoffs and a proposed concept of operations for dividing spatial nulling duties between subarray and digital beamformers, referred to herein as Knowledge-Aided Subarray Pattern Synthesis (KASPS). Performance is simulated for multiple antenna geometries and interference parameters. The technique is shown to outperform conventional digital-only adaption for subarrayed antennas and approach optimum performance bounds under some conditions. KASPS is shown to improve performance even with misestimated interference parameters, unknown manifold error, and quantized subarray weights

MVDR broadband beamforming using polynomial matrix techniques

This thesis addresses the formulation of and solution to broadband minimum variance distortionless response (MVDR) beamforming. Two approaches to this problem are considered, namely, generalised sidelobe canceller (GSC) and Capon beamformers. These are examined based on a novel technique which relies on polynomial matrix formulations. The new scheme is based on the second order statistics of the array sensor measurements in order to estimate a space-time covariance matrix. The beamforming problem can be formulated based on this space-time covariance matrix. Akin to the narrowband problem, where an optimum solution can be derived from the eigenvalue decomposition (EVD) of a constant covariance matrix, this utility is here extended to the broadband case. The decoupling of the space-time covariance matrix in this case is provided by means of a polynomial matrix EVD. The proposed approach is initially exploited to design a GSC beamformer for a uniform linear array, and then extended to the constrained MVDR, or Capon, beamformer and also the GSC with an arbitrary array structure. The uniqueness of the designed GSC comes from utilising the polynomial matrix technique, and its ability to steer the array beam towards an off-broadside direction without the pre-steering stage that is associated with conventional approaches to broadband beamformers. To solve the broadband beamforming problem, this thesis addresses a number of additional tools. A first one is the accurate construction of both the steering vectors based on fractional delay filters, which are required for the broadband constraint formulation of a beamformer, as for the construction of the quiescent beamformer. In the GSC case, we also discuss how a block matrix can be obtained, and introduce a novel paraunitary matrix completion algorithm. For the Capon beamformer, the polynomial extension requires the inversion of a polynomial matrix, for which a residue-based method is proposed that offers better accuracy compared to previously utilised approaches. These proposed polynomial matrix techniques are evaluated in a number of simulations. The results show that the polynomial broadband beamformer (PBBF) steersthe main beam towards the direction of the signal of interest (SoI) and protects the signal over the specified bandwidth, and at the same time suppresses unwanted signals by placing nulls in their directions. In addition to that, the PBBF is compared to the standard time domain broadband beamformer in terms of their mean square error performance, beam-pattern, and computation complexity. This comparison shows that the PBBF can offer a significant reduction in computation complexity compared to its standard counterpart. Overall, the main benefits of this approach include beam steering towards an arbitrary look direction with no need for pre-steering step, and a potentially significant reduction in computational complexity due to the decoupling of dependencies of the quiescent beamformer, blocking matrix, and the adaptive filter compared to a standard broadband beamformer implementation.This thesis addresses the formulation of and solution to broadband minimum variance distortionless response (MVDR) beamforming. Two approaches to this problem are considered, namely, generalised sidelobe canceller (GSC) and Capon beamformers. These are examined based on a novel technique which relies on polynomial matrix formulations. The new scheme is based on the second order statistics of the array sensor measurements in order to estimate a space-time covariance matrix. The beamforming problem can be formulated based on this space-time covariance matrix. Akin to the narrowband problem, where an optimum solution can be derived from the eigenvalue decomposition (EVD) of a constant covariance matrix, this utility is here extended to the broadband case. The decoupling of the space-time covariance matrix in this case is provided by means of a polynomial matrix EVD. The proposed approach is initially exploited to design a GSC beamformer for a uniform linear array, and then extended to the constrained MVDR, or Capon, beamformer and also the GSC with an arbitrary array structure. The uniqueness of the designed GSC comes from utilising the polynomial matrix technique, and its ability to steer the array beam towards an off-broadside direction without the pre-steering stage that is associated with conventional approaches to broadband beamformers. To solve the broadband beamforming problem, this thesis addresses a number of additional tools. A first one is the accurate construction of both the steering vectors based on fractional delay filters, which are required for the broadband constraint formulation of a beamformer, as for the construction of the quiescent beamformer. In the GSC case, we also discuss how a block matrix can be obtained, and introduce a novel paraunitary matrix completion algorithm. For the Capon beamformer, the polynomial extension requires the inversion of a polynomial matrix, for which a residue-based method is proposed that offers better accuracy compared to previously utilised approaches. These proposed polynomial matrix techniques are evaluated in a number of simulations. The results show that the polynomial broadband beamformer (PBBF) steersthe main beam towards the direction of the signal of interest (SoI) and protects the signal over the specified bandwidth, and at the same time suppresses unwanted signals by placing nulls in their directions. In addition to that, the PBBF is compared to the standard time domain broadband beamformer in terms of their mean square error performance, beam-pattern, and computation complexity. This comparison shows that the PBBF can offer a significant reduction in computation complexity compared to its standard counterpart. Overall, the main benefits of this approach include beam steering towards an arbitrary look direction with no need for pre-steering step, and a potentially significant reduction in computational complexity due to the decoupling of dependencies of the quiescent beamformer, blocking matrix, and the adaptive filter compared to a standard broadband beamformer implementation

Measurement of Phased Array Point Spread Functions for Use with Beamforming

Microphone arrays can be used to localize and estimate the strengths of acoustic sources present in a region of interest. However, the array measurement of a region, or beam map, is not an accurate representation of the acoustic field in that region. The true acoustic field is convolved with the array s sampling response, or point spread function (PSF). Many techniques exist to remove the PSF's effect on the beam map via deconvolution. Currently these methods use a theoretical estimate of the array point spread function and perhaps account for installation offsets via determination of the microphone locations. This methodology fails to account for any reflections or scattering in the measurement setup and still requires both microphone magnitude and phase calibration, as well as a separate shear layer correction in an open-jet facility. The research presented seeks to investigate direct measurement of the array's PSF using a non-intrusive acoustic point source generated by a pulsed laser system. Experimental PSFs of the array are computed for different conditions to evaluate features such as shift-invariance, shear layers and model presence. Results show that experimental measurements trend with theory with regard to source offset. The source shows expected behavior due to shear layer refraction when observed in a flow, and application of a measured PSF to NACA 0012 aeroacoustic trailing-edge noise data shows a promising alternative to a classic shear layer correction method

Antenna Systems

This book offers an up-to-date and comprehensive review of modern antenna systems and their applications in the fields of contemporary wireless systems. It constitutes a useful resource of new material, including stochastic versus ray tracing wireless channel modeling for 5G and V2X applications and implantable devices. Chapters discuss modern metalens antennas in microwaves, terahertz, and optical domain. Moreover, the book presents new material on antenna arrays for 5G massive MIMO beamforming. Finally, it discusses new methods, devices, and technologies to enhance the performance of antenna systems