INTER CARRIER INTERFERENCE AND SIGNAL TO INTERFERENCE RATIO OF VARIOUS PULSE SHAPING FUNCTIONS USED IN OFDM SYSTEM WITH CARRIER FREQUENCY OFFSET

Orthogonal Frequency Division Multiplexing (OFDM) is the important modulation of choice for fourthgeneration broadband multimedia wireless systems. This paper is focused on the problem of reducing the intercarrierinterference (ICI) and signal to noise ratio in the transmission over OFDM using various pulse shaping methods. Here we have performed a detailed performance comparison of various pulse shaping functions used in OFDM System with Carrier Frequency Offset. They appear to be suitable for transmission in OFDM systems with carrier frequency offset. The results obtained by analysis show that the performance improvement over conventional pulse shapes, are significant for reducing average intercarrier-interference (ICI) power and increased ratio of average signal power to average ICI power (SIR)

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels

Orthogonal Frequency Division Multiplexing modulation and inter-carrier interference cancellation

The Orthogonal Frequency Division Multiplexing (OFDM) technique, wireless channel models, and a pair of new intercarrier interference self-cancellation methods are investigated in this thesis. The first chapter addresses the history of OFDM, along with its principles and applications. Chapter two consists of three parts: the principal, the modern OFDM models, and the Peak to Average Power Ratio (PAPR) problem. Chapter two also summarizes possible PAPR solutions. Chapter three discusses a series of well-known wireless channel models, as well as the general formula for wireless channels. In Chapter four, ICI problem has been discussed, along with its existing solutions. Chapter five focuses on two new ICI self-cancellation schemes, namely the clustering method and the multi-codebook method. These two new methods show promising results through the simulations. A summary of this thesis and the discussion of future research are also provided in Chapter five

Extensionless Adaptive Transmitter and Receiver Windowing of Beyond 5G Frames

Newer cellular communication generations are planned to allow asynchronous transmission of multiple numerologies (waveforms with different parameters) in adjacent bands, creating unavoidable adjacent channel interference. Most prior work on windowing assume additional extensions reserved for windowing, which does not comply with standards. Whether windowing should be applied at the transmitter or the receiver was not questioned. In this work, we propose two independent algorithms that are implemented at the transmitter and receiver, respectively. These algorithms estimate the transmitter and receiver windowing duration of each resource element (RE) with an aim to improve fair proportional network throughput. While doing so, we solely utilize the available extension that was defined in the standard and present standard-compliant algorithms that also do not require any modifications on the counterparts or control signaling. Furthermore, computationally efficient techniques to apply per-RE transmitter and receiver windowing to signals synthesized and analyzed using conventional cyclic prefix orthogonal frequency division multiplexing are derived and their computational complexities are analyzed. The spectrotemporal relations between optimum window durations at either side, as well as functions of the excess signal to noise ratios, the subcarrier spacings and the throughput gains provided over previous similar techniques are numerically verified.Comment: 15 pages, 2 algorithms, 3 tables, 11 figures (1 of which includes 3 subfigures) and 3 author biographies. Final version accepted for publication in IEEE Transactions on Vehicular Technolog

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

The First 15 Years of SEFDM: A Brief Survey

Spectrally efficient frequency division multiplexing (SEFDM) is a multi-carrier signal waveform, which achieves higher spectral efficiency, relative to conventional orthogonal frequency division multiplexing (OFDM), by violating the orthogonality of its sub-carriers. This survey provides the history of SEFDM development since its inception in 2003, covering fundamentals and concepts, wireless and optical communications applications, circuit design and experimental testbeds. We focus on work done at UCL and outline work done other universities and research laboratories worldwide. We outline techniques to improve the performance of SEFDM and its practical utility with focus on signal generation, detection and channel estimation

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond

Square-root Nyquist filter design for QAM-based filter bank multicarrier systems

Filter bank multicarrier systems with quadrature amplitude modulation (FBMC/QAM) have drawn attentions to get the advantage of complex symbol transmission, as well as very low out of band radiation and relaxed synchronization requirements for asynchronous scenarios. In order to make this system viable for practical deployment, the biggest challenge is designing appropriate filters to minimize the interference between adjacent subcarriers, while maintaining the Nyquist property of the filter. We show that the deviation from the Nyquist property can be compensated through the fractional shift of the filtered symbols, which provides flexibility to optimize the stopband of the filter. The proposed design method shows advantages over the state of the art designs, and provides guidance for the filter design in practical FBMC/QAM systems