Towards Dual-functional Radar-Communication Systems: Optimal Waveform Design

We focus on a dual-functional multi-input-multi-output (MIMO) radar-communication (RadCom) system, where a single transmitter communicates with downlink cellular users and detects radar targets simultaneously. Several design criteria are considered for minimizing the downlink multi-user interference. First, we consider both the omnidirectional and directional beampattern design problems, where the closed-form globally optimal solutions are obtained. Based on these waveforms, we further consider a weighted optimization to enable a flexible trade-off between radar and communications performance and introduce a low-complexity algorithm. The computational costs of the above three designs are shown to be similar to the conventional zero-forcing (ZF) precoding. Moreover, to address the more practical constant modulus waveform design problem, we propose a branch-and-bound algorithm that obtains a globally optimal solution and derive its worst-case complexity as a function of the maximum iteration number. Finally, we assess the effectiveness of the proposed waveform design approaches by numerical results.Comment: 13 pages, 10 figures. This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Optimized Precoders for Massive MIMO OFDM Dual Radar-Communication Systems

This paper considers the optimization of a dual-functional radar and communication (RadCom) system with the objective is to maximize its sum-rate (SR) and energy-efficiency (EE) while satisfying certain radar target detection and data rate per user requirements. To this end, novel RadCom precoder schemes that can exploit downlink radar interference are devised for massive multiple-input-multiple-output (MIMO) orthogonal frequency-division multiplexing (OFDM) systems. First, the communication capacity and radar detection performance metrics of these schemes are analytically evaluated. Then, using the derived results, optimum beam power allocation schemes are deduced to maximize SR and EE with modest computational complexity. The validity of the analytical results is confirmed via matching computer simulations. It is also shown that, compared to benchmark techniques, the devised precoders can achieve substantial improvements in terms of both SR and EE

Joint Design of Overlaid Communication Systems and Pulsed Radars

The focus of this paper is on co-existence between a communication system and a pulsed radar sharing the same bandwidth. Based on the fact that the interference generated by the radar onto the communication receiver is intermittent and depends on the density of scattering objects (such as, e.g., targets), we first show that the communication system is equivalent to a set of independent parallel channels, whereby pre-coding on each channel can be introduced as a new degree of freedom. We introduce a new figure of merit, named the {\em compound rate}, which is a convex combination of rates with and without interference, to be optimized under constraints concerning the signal-to-interference-plus-noise ratio (including {\em signal-dependent} interference due to clutter) experienced by the radar and obviously the powers emitted by the two systems: the degrees of freedom are the radar waveform and the afore-mentioned encoding matrix for the communication symbols. We provide closed-form solutions for the optimum transmit policies for both systems under two basic models for the scattering produced by the radar onto the communication receiver, and account for possible correlation of the signal-independent fraction of the interference impinging on the radar. We also discuss the region of the achievable communication rates with and without interference. A thorough performance assessment shows the potentials and the limitations of the proposed co-existing architecture

Joint Design of surveillance radar and MIMO communication in cluttered environments

In this study, we consider a spectrum sharing architecture, wherein a multiple-input multiple-output communication system cooperatively coexists with a surveillance radar. The degrees of freedom for system design are the transmit powers of both systems, the receive linear filters used for pulse compression and interference mitigation at the radar receiver, and the space-time communication codebook. The design criterion is the maximization of the mutual information between the input and output symbols of the communication system, subject to constraints aimed at safeguarding the radar performance. Unlike previous studies, we do not require any time-synchronization between the two systems, and we guarantee the radar performance on all of the range-azimuth cells of the patrolled region under signal-dependent (endogenous) and signal-independent (exogenous) interference. This leads to a non-convex problem, and an approximate solution is thus introduced using a block coordinate ascent method. A thorough analysis is provided to show the merits of the proposed approach and emphasize the inherent tradeoff among the achievable mutual information, the density of scatterers in the environment, and the number of protected radar cells.Comment: Submitted to IEEE Transaction on Signal Processing on June 24, 201

MU-MIMO Communications with MIMO Radar: From Co-existence to Joint Transmission

Beamforming techniques are proposed for a joint multi-input-multi-output (MIMO) radar-communication (RadCom) system, where a single device acts both as a radar and a communication base station (BS) by simultaneously communicating with downlink users and detecting radar targets. Two operational options are considered, where we first split the antennas into two groups, one for radar and the other for communication. Under this deployment, the radar signal is designed to fall into the null-space of the downlink channel. The communication beamformer is optimized such that the beampattern obtained matches the radar's beampattern while satisfying the communication performance requirements. To reduce the optimizations' constraints, we consider a second operational option, where all the antennas transmit a joint waveform that is shared by both radar and communications. In this case, we formulate an appropriate probing beampattern, while guaranteeing the performance of the downlink communications. By incorporating the SINR constraints into objective functions as penalty terms, we further simplify the original beamforming designs to weighted optimizations, and solve them by efficient manifold algorithms. Numerical results show that the shared deployment outperforms the separated case significantly, and the proposed weighted optimizations achieve a similar performance to the original optimizations, despite their significantly lower computational complexity.Comment: 15 pages, 15 figures. This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl