Non-rectangular perfect reconstruction pulse shaping based ICI reduction in CO-OFDM

In this paper, we propose to increase residual carrier frequency offset tolerance based on short perfect reconstruction pulse shaping for coherent optical-orthogonal frequency division multiplexing. The proposed method suppresses the residual carrier frequency offset induced penalty at the receiver, without requiring any additional overhead and exhaustive signal processing. The Q-factor improvement contributed by the proposed method is 1.6 dB and 1.8 dB for time-frequency localization maximization and out-of-band energy minimization pulse shapes, respectively. Finally, the transmission span gain under the influence of residual carrier frequency offset is ̃62% with out-of-band energy minimization pulse shape

Doctor of Philosophy

dissertationThe use of multicarrier techniques has allowed the rapid expansion of broadband wireless communications. Orthogonal frequency division multiplexing (OFDM) has been the most dominant technology in the past decade. It has been deployed in both indoor Wi-Fi and cellular environments, and has been researched for use in underwater acoustic channels. Recent works in wireless communications include the extension of OFDM to multiple access applications. Multiple access OFDM, or orthogonal frequency division multiple access (OFDMA), has been implemented in the third generation partnership project (3GPP) long- term evolution (LTE) downlink. In order to reduce the intercarrier interference (ICI) when user's synchronization is relaxed, filterbank multicarrier communication (FBMC) systems have been proposed. The first contribution made in this dissertation is a novel study of the classical FBMC systems that were presented in 1960s. We note that two distinct methods were presented then. We show that these methods are closely related through a modulation and a time/frequency scaling step. For cellular channels, OFDM also has the weakness of relatively large peak-to-average power ratios (PAPR). A special form of OFDM for the uplink of multiple access networks, called single carrier frequency division multiple access (SC-FDMA), has been developed to mitigate this issue. In this regard, this dissertation makes two contributions. First, we develop an optimization method for designing an effective precoding method for SC-FDMA systems. Second, we show how an equivalent to SC-FDMA can be developed for systems that are based on FBMC. In underwater acoustic communications applications, researchers are investigating the use of multicarrier communication systems like OFDM in underwater channels. The movement of the communicating vehicles scales the received signal along the time axis, which is often referred to as Doppler scaling. To undo the signal degradation, researchers have investigated methods to estimate the Doppler scaling factor and restore the original signal using resampling. We investigate a method called nonuniform fast Fourier transform (NUFFT) and apply that to increase the precision in the detection and correction of the Doppler scaling factor. NUFFT is applied to both OFDM and FBMC and its performance over the experimental data obtained from at sea experiments is investigated