Multi-Antenna Cooperative Wireless Systems: A Diversity-Multiplexing Tradeoff Perspective

We consider a general multiple antenna network with multiple sources, multiple destinations and multiple relays in terms of the diversity-multiplexing tradeoff (DMT). We examine several subcases of this most general problem taking into account the processing capability of the relays (half-duplex or full-duplex), and the network geometry (clustered or non-clustered). We first study the multiple antenna relay channel with a full-duplex relay to understand the effect of increased degrees of freedom in the direct link. We find DMT upper bounds and investigate the achievable performance of decode-and-forward (DF), and compress-and-forward (CF) protocols. Our results suggest that while DF is DMT optimal when all terminals have one antenna each, it may not maintain its good performance when the degrees of freedom in the direct link is increased, whereas CF continues to perform optimally. We also study the multiple antenna relay channel with a half-duplex relay. We show that the half-duplex DMT behavior can significantly be different from the full-duplex case. We find that CF is DMT optimal for half-duplex relaying as well, and is the first protocol known to achieve the half-duplex relay DMT. We next study the multiple-access relay channel (MARC) DMT. Finally, we investigate a system with a single source-destination pair and multiple relays, each node with a single antenna, and show that even under the idealistic assumption of full-duplex relays and a clustered network, this virtual multi-input multi-output (MIMO) system can never fully mimic a real MIMO DMT. For cooperative systems with multiple sources and multiple destinations the same limitation remains to be in effect.Comment: version 1: 58 pages, 15 figures, Submitted to IEEE Transactions on Information Theory, version 2: Final version, to appear IEEE IT, title changed, extra figures adde

On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Wireless transmission protocols using relays for broadcast and information exchange channels

Relays have been used to overcome existing network performance bottlenecks in meeting the growing demand for large bandwidth and high quality of service (QoS) in wireless networks. This thesis proposes several wireless transmission protocols using relays in practical multi-user broadcast and information exchange channels. The main theme is to demonstrate that efficient use of relays provides an additional dimension to improve reliability, throughput, power efficiency and secrecy. First, a spectrally efficient cooperative transmission protocol is proposed for the multiple-input and singleoutput (MISO) broadcast channel to improve the reliability of wireless transmission. The proposed protocol mitigates co-channel interference and provides another dimension to improve the diversity gain. Analytical and simulation results show that outage probability and the diversity and multiplexing tradeoff of the proposed cooperative protocol outperforms the non-cooperative scheme. Second, a two-way relaying protocol is proposed for the multi-pair, two-way relaying channel to improve the throughput and reliability. The proposed protocol enables both the users and the relay to participate in interference cancellation. Several beamforming schemes are proposed for the multi-antenna relay. Analytical and simulation results reveal that the proposed protocol delivers significant improvements in ergodic capacity, outage probability and the diversity and multiplexing tradeoff if compared to existing schemes. Third, a joint beamforming and power management scheme is proposed for multiple-input and multiple-output (MIMO) two-way relaying channel to improve the sum-rate. Network power allocation and power control optimisation problems are formulated and solved using convex optimisation techniques. Simulation results verify that the proposed scheme delivers better sum-rate or consumes lower power when compared to existing schemes. Fourth, two-way secrecy schemes which combine one-time pad and wiretap coding are proposed for the scalar broadcast channel to improve secrecy rate. The proposed schemes utilise the channel reciprocity and employ relays to forward secret messages. Analytical and simulation results reveal that the proposed schemes are able to achieve positive secrecy rates even when the number of users is large. All of these new wireless transmission protocols help to realise better throughput, reliability, power efficiency and secrecy for wireless broadcast and information exchange channels through the efficient use of relays

Energy Efficient Cooperative Communication

This dissertation studies several problems centered around developing a better understanding of the energy efficiency of cooperative wireless communication systems. Cooperative communication is a technique where two or more nodes in a wireless network pool their antenna resources to form a virtual antenna array . Over the last decade, researchers have shown that many of the benefits of real antenna arrays, e.g. spatial diversity, increased range, and/or decreased transmission energy, can be achieved by nodes using cooperative transmission. This dissertation extends the current body of knowledge by providing a comprehensive study of the energy efficiency of two-source cooperative transmission under differing assumptions about channel state knowledge, cooperative protocol, and node selfishness. The first part of this dissertation analyzes the effect of channel state information on the optimum energy allocation and energy efficiency of a simple cooperative transmission protocol called orthogonal amplify-and-forward (OAF). The source nodes are required to achieve a quality-of service (QoS) constraint, e.g. signal to noise ratio or outage probability, at the destination. Since a QoS constraint does not specify a unique transmit energy allocation when the nodes use OAF cooperative transmission, minimum total energy strategies are provided for both short-term and long-term QoS constraints. For independent Rayleigh fading channels, full knowledge of the channel state at both of the sources and at the destination is shown to significantly improve the energy efficiency of OAF cooperative transmission as well as direct (non-cooperative) transmission. The results also demonstrate how channel state knowledge affects the minimum total energy allocation strategy. Under identical channel state knowledge assumptions, the results demonstrate that OAF cooperative transmission tends to have better energy efficiency than direct transmission over a wide range of channel conditions. The second part of this dissertation focuses on the development of an opportunistic hybrid cooperative transmission protocol that achieves increased energy efficiency by not only optimizing the resource allocation but also by selecting the most energy efficient cooperative transmission protocol from a set of available protocols according to the current channel state. The protocols considered in the development of the hybrid cooperative transmission protocol include compress-and-forward (CF), estimate-and-forward (EF), non-orthogonal amplify-and-forward (NAF), and decode-and-forward (DF). Instantaneous capacity results are analyzed under the assumption of full channel state knowledge at both of the sources and the destination node. Numerical results are presented showing that the delay limited capacity and outage probability of the hybrid cooperative transmission protocol are superior to that of any single protocol and are also close to the cut-set bound over a wide range of channel conditions. The final part of this dissertation focuses on the issue of node selfishness in cooperative transmission. It is common to assume in networks with a central authority, e.g. military networks, that nodes will always be willing to offer help to other nodes when requested to do so. This assumption may not be valid in ad hoc networks operating without a central authority. This section of the dissertation considers the effect selfish behavior on the energy efficiency of cooperative communication systems. Using tools from non-cooperative game theory, a two-player relaying game is formulated and analyzed in non-fading and fading channel scenarios. In non-fading channels, it is shown that a cooperative equilibrium can exist between two self-interested sources given that the end of the cooperative interaction is uncertain, that the sources can achieve mutual benefit through cooperation, and that the sources are sufficiently patient in the sense that they value future payoffs. In fading channels, a cooperative conditional trigger strategy is proposed and shown to be an equilibrium of the two-player game. Sources following this strategy are shown to achieve an energy efficiency very close to that of a centrally-controlled system when they are sufficiently patient. The results in this section show that cooperation can often be established between two purely self-interested sources without the development of extrinsic incentive mechanisms like virtual currency

Optimizing Resource Allocation with Energy Efficiency and Backhaul Challenges

To meet the requirements of future wireless mobile communication which aims to increase the data rates, coverage and reliability while reducing energy consumption and latency, and also deal with the explosive mobile traffic growth which imposes high demands on backhaul for massive content delivery, developing green communication and reducing the backhaul requirements have become two significant trends. One of the promising techniques to provide green communication is wireless power transfer (WPT) which facilitates energy-efficient architectures, e.g. simultaneous wireless information and power transfer (SWIPT). Edge caching, on the other side, brings content closer to the users by storing popular content in caches installed at the network edge to reduce peak-time traffic, backhaul cost and latency. In this thesis, we focus on the resource allocation technology for emerging network architectures, i.e. the SWIPT-enabled multiple-antenna systems and cache-enabled cellular systems, to tackle the challenges of limited resources such as insufficient energy supply and backhaul capacity. We start with the joint design of beamforming and power transfer ratios for SWIPT in MISO broadcast channels and MIMO relay systems, respectively, aiming for maximizing the energy efficiency subject to both the Quality of Service (QoS) constraints and energy harvesting constraints. Then move to the content placement optimization for cache-enabled heterogeneous small cell networks so as to minimize the backhaul requirements. In particular, we enable multicast content delivery and cooperative content sharing utilizing maximum distance separable (MDS) codes to provide further caching gains. Both analysis and simulation results are provided throughout the thesis to demonstrate the benefits of the proposed algorithms over the state-of-the-art methods

Wireless-powered cooperative communications: protocol design, performance analysis and resource allocation

Radio frequency (RF) energy transfer technique has attracted much attention and has recently been regarded as a key enabling technique for wireless-powered communications. However, the high attenuation of RF energy transfer over distance has greatly limited the performance and applications of WPCNs in practical scenarios. To overcome this essential hurdle, in this thesis we propose to combat the propagation attenuation by incorporating cooperative communication techniques in WPCNs. This opens a new paradigm named wireless-powered cooperative communication and raises many new research opportunities with promising applications. In this thesis, we focus on the novel protocol design, performance analysis and resource allocation of wireless-powered cooperative communication networks (WPCCNs). We first propose a harvest-then-cooperate (HTC) protocol for WPCCNs, where the wireless-powered source and relay(s) harvest energy from the AP in the downlink (DL) and work cooperatively in the uplink (UL) for transmitting source information. The average throughput performance of the HTC protocol with two single relay selection schemes is analyzed. We then design two novel protocols and study the optimal resource allocation for another setup of WPCCNs with a hybrid relay that has a constant power supply. Besides cooperating with the source for UL information transmission, the hybrid relay also transmits RF energy concurrently with the AP during the DL energy transfer phase. Subsequently, we adopt the Stackelberg game to model the strategic interactions in power beacon (PB)-assisted WPCCNs, where PBs are deployed to provide wireless charging services to wireless-powered users via RF energy transfer and are installed by different operators with the AP. Finally, we develop a distributed power splitting framework using non-cooperative game theory for a large-scale WPCCN, where multiple source-destination pairs communicate through their dedicated wireless-powered relays

RESOURCE ALLOCATION FOR WIRELESS RELAY NETWORKS

In this thesis, we propose several resource allocation strategies for relay networks in the context of joint power and bandwidth allocation and relay selection, and joint power allocation and subchannel assignment for orthogonal frequency division multiplexing (OFDM) and orthogonal frequency division multiple access (OFDMA) systems. Sharing the two best ordered relays with equal power between the two users over Rayleigh flat fading channels is proposed to establish full diversity order for both users. Closed form expressions for the outage probability, and bit error probability (BEP) performance measures for both amplify and forward (AF) and decode and forward (DF) cooperative communication schemes are developed for different scenarios. To utilize the full potentials of relay-assisted transmission in multi user systems, we propose a mixed strategy of AF relaying and direct transmission, where the user transmits part of the data using the relay, and the other part is transmitted using the direct link. The resource allocation problem is formulated to maximize the sum rate. A recursive algorithm alternating between power allocation and bandwidth allocation steps is proposed to solve the formulated resource allocation problem. Due to the conflict between limited wireless resources and the fast growing wireless demands, Stackelberg game is proposed to allocate the relay resources (power and bandwidth) between competing users, aiming to maximize the relay benefits from selling its resources. We prove the uniqueness of Stackelberg Nash Equilibrium (SNE) for the proposed game. We develop a distributed algorithm to reach SNE, and investigate the conditions for the stability of the proposed algorithm. We propose low complexity algorithms for AF-OFDMA and DF-OFDMA systems to assign the subcarriers to the users based on high SNR approximation aiming to maximize the weighted sum rate. Auction framework is proposed to devise competition based solutions for the resource allocation of AF-OFDMA aiming tomaximize either vi the sum rate or the fairness index. Two auction algorithms are proposed; sequential and one-shot auctions. In sequential auction, the users evaluate the subcarrier based on the rate marginal contribution. In the one-shot auction, the users evaluate the subcarriers based on an estimate of the Shapley value and bids on all subcarriers at once