Hybrid generalized non-orthogonal multiple access for the 5G wireless networks.

Master of Science in Computer Engineering. University of KwaZulu-Natal. Durban, 2018.The deployment of 5G networks will lead to an increase in capacity, spectral efficiency, low latency and massive connectivity for wireless networks. They will still face the challenges of resource and power optimization, increasing spectrum efficiency and energy optimization, among others. Furthermore, the standardized technologies to mitigate against the challenges need to be developed and are a challenge themselves. In the current predecessor LTE-A networks, orthogonal frequency multiple access (OFDMA) scheme is used as the baseline multiple access scheme. It allows users to be served orthogonally in either time or frequency to alleviate narrowband interference and impulse noise. Further spectrum limitations of orthogonal multiple access (OMA) schemes have resulted in the development of non-orthogonal multiple access (NOMA) schemes to enable 5G networks to achieve high spectral efficiency and high data rates. NOMA schemes unorthogonally co-multiplex different users on the same resource elements (RE) (i.e. time-frequency domain, OFDMA subcarrier, or spreading code) via power domain (PD) or code domain (CD) at the transmitter and successfully separating them at the receiver by applying multi-user detection (MUD) algorithms. The current developed NOMA schemes, refered to as generalized-NOMA (G-NOMA) technologies includes; Interleaver Division Multiple Access (IDMA, Sparse code multiple access (SCMA), Low-density spreading multiple access (LDSMA), Multi-user shared access (MUSA) scheme and the Pattern Division Multiple Access (PDMA). These protocols are currently still under refinement, their performance and applicability has not been thoroughly investigated. The first part of this work undertakes a thorough investigation and analysis of the performance of the existing G-NOMA schemes and their applicability. Generally, G-NOMA schemes perceives overloading by non-orthogonal spectrum resource allocation, which enables massive connectivity of users and devices, and offers improved system spectral efficiency. Like any other technologies, the G-NOMA schemes need to be improved to further harvest their benefits on 5G networks leading to the requirement of Hybrid G-NOMA (G-NOMA) schemes. The second part of this work develops a HG-NOMA scheme to alleviate the 5G challenges of resource allocation, inter and cross-tier interference management and energy efficiency. This work develops and investigates the performance of an Energy Efficient HG-NOMA resource allocation scheme for a two-tier heterogeneous network that alleviates the cross-tier interference and improves the system throughput via spectrum resource optimization. By considering the combinatorial problem of resource pattern assignment and power allocation, the HG-NOMA scheme will enable a new transmission policy that allows more than two macro-user equipment’s (MUEs) and femto-user equipment’s (FUEs) to be co-multiplexed on the same time-frequency RE increasing the spectral efficiency. The performance of the developed model is shown to be superior to the PD-NOMA and OFDMA schemes

Robust Physical Layer Security for Power Domain Non-Orthogonal Multiple Access-Based HetNets and HUDNs: SIC Avoidance at Eavesdroppers

In this paper, we investigate the physical layer security in downlink of Power Domain Non-Orthogonal Multiple Access (PD-NOMA)-based heterogeneous cellular network (HetNet). In this paper, we assume two categories of users are available: 1) Trusted users and 2) untrusted users (eavesdroppers) at which transparency of users is not clear for the BSs, i.e., they are potential eavesdroppers. Our aim is to maximize the sum secrecy rate of the network. To this end, we formulate joint subcarrier and power allocation optimization problems to increase sum secrecy rate. Moreover, we propose a novel scheme at which the eavesdroppers are prevented from doing Successive Interference Cancellation (SIC), while legitimate users are able to do it. In practical systems, perfectly availability of all eavesdroppers' Channel State Information (CSI) at legitimate transmitters are impractical. Also CSIs of legitimate users may be also imperfect due to the error of channel estimation. Hence, we study two cases of CSI availability: 1) Perfect CSI of nodes (legitimate users and eavesdroppers) are available at the BSs and 2) imperfect CSI of nodes are available at the BSs. Since the proposed optimization problems are non-convex, we adopt the well-known iterative algorithm called Alternative Search Method (ASM). In this algorithm, the optimization problems are converted to two subproblems, power allocation and subcarrier allocation. We solve the power allocation problem by the Successive Convex Approximation approach and solve the subcarrier allocation subproblem, by exploiting the Mesh Adaptive Direct Search algorithm (MADS). Moreover, in order to study the optimality gap of the proposed solution method, we apply the monotonic optimization method. Moreover, we evaluate the proposed scheme for secure massive connectivity in Heterogeneous Ultra Dense Networks (HUDNs). Furthermore, we investigate multiple antennas base stations scenario in this literature. Finally, we numerically compare the proposed scheme with the conventional case at which the eavesdroppers are able to apply SIC. Numerical results highlight that the proposed scheme significantly improves the sum secrecy rate compared with the conventional case

Resource allocation in non-orthogonal multiple access technologies for 5G networks and beyond.

Doctoral Degree. University of KwaZulu-Natal, Durban.The increasing demand of mobile and device connectivity poses challenging requirements for 5G wireless communications, such as high energy- and spectral-efficiency and low latency. This necessitates a shift from orthogonal multiple access (OMA) to Non-Orthogonal Multiple Access (NOMA) techniques, namely, power-domain NOMA (PD-NOMA) and code-domain NOMA (CD-NOMA). The basic idea behind NOMA schemes is to co-multiplex different users on the same resource elements (time slot, OFDMA sub-carrier, or spreading code) via power domain (PD) or code domain (CD) at the transmitter while permitting controllable interference, and their successful multi-user detection (MUD) at the receiver albeit, increased computational complexity. In this work, an analysis on the performance of the existing NOMA schemes is carried out. Furthermore, we investigate the feasibility of a proposed uplink hybrid-NOMA scheme namely power domain sparse code multiple access (PD-SCMA) that integrates PD-NOMA and CD-NOMA based sparse code multiple access (SCMA) on heterogeneous networks (HetNets). Such hybrid schemes come with resource allocation (RA) challenges namely; codebook allocation, user pairing and power allocation. Therefore, hybrid RA schemes namely: Successive Codebook Ordering Assignment (SCOA) for codebook assignment (CA), opportunistic macro cell user equipment (MUE)- small cell user equipment (SUE) pairing (OMSP) for user pairing (UP), and a QoS-aware power allocation (QAPA) for power allocation (PA) are developed for an energy efficient (EE) system. The performance of the RA schemes is analyzed alongside an analytical RA optimization algorithm. Through numerical results, the proposed schemes show significant improvements in the EE of the small cells in comparison with the prevalent schemes. Additionally, there is significant sum rate performance improvement over the conventional SCMA and PD-NOMA. Secondly, we investigate the multiplexing capacity of the hybrid PD-SCMA scheme in HetNets. Particularly, we investigate and derive closed-form solutions for codebook capacity, MUE multiplexing and power capacity bounds. The system’s performance results into low outage when the system’s point of operation is within the multiplexing bounds. To alleviate the RA challenges of such a system at the transmitter, dual parameter ranking (DPR) and alternate search method (ASM) based RA schemes are proposed. The results show significant capacity gain with DPR-RA in comparison with conventional RA schemes. Lastly, we investigate the feasibility of integrating the hybrid PD-SCMA with multiple-input multipleoutput (MIMO) technique namely, M-PD-SCMA. The attention to M-PD-SCMA resides in the need of lower number of antennas while preserving the system capacity thanks to the overload in PDSCMA. To enhance spectral efficiency and error performance we propose spatial multiplexing at the transmitter and a low complex joint MUD scheme based on successive interference cancellation (SIC) and expectation propagation algorithm (EPA) at the receiver are proposed. Numerical results exhibit performance benchmark with PD-SCMA schemes and the proposed receiver achieves guaranteed bit error rate (BER) performance with a bounded increase in the number of transmit and receive antennas. Thus, the feasibility of an M-PD-SCMA system is validated

Nonorthogonal Multiple Access for 5G and Beyond

This work was supported in part by the U.K. Engineering and Physical Sciences Research Council (EPSRC) under Grant EP/N029720/1 and Grant EP/N029720/2. The work of L. Hanzo was supported by the ERC Advanced Fellow Grant Beam-me-up