Secrecy Sum-Rates for Multi-User MIMO Regularized Channel Inversion Precoding

In this paper, we propose a linear precoder for the downlink of a multi-user MIMO system with multiple users that potentially act as eavesdroppers. The proposed precoder is based on regularized channel inversion (RCI) with a regularization parameter $\alpha$ and power allocation vector chosen in such a way that the achievable secrecy sum-rate is maximized. We consider the worst-case scenario for the multi-user MIMO system, where the transmitter assumes users cooperate to eavesdrop on other users. We derive the achievable secrecy sum-rate and obtain the closed-form expression for the optimal regularization parameter $\alpha_{\mathrm{LS}}$ of the precoder using large-system analysis. We show that the RCI precoder with $\alpha_{\mathrm{LS}}$ outperforms several other linear precoding schemes, and it achieves a secrecy sum-rate that has same scaling factor as the sum-rate achieved by the optimum RCI precoder without secrecy requirements. We propose a power allocation algorithm to maximize the secrecy sum-rate for fixed $\alpha$. We then extend our algorithm to maximize the secrecy sum-rate by jointly optimizing $\alpha$ and the power allocation vector. The jointly optimized precoder outperforms RCI with $\alpha_{\mathrm{LS}}$ and equal power allocation by up to 20 percent at practical values of the signal-to-noise ratio and for 4 users and 4 transmit antennas.Comment: IEEE Transactions on Communications, accepted for publicatio

Transmit design for MIMO wiretap channel with a malicious jammer

In this paper, we consider the transmit design for multi-input multi-output (MIMO) wiretap channel including a malicious jammer. We first transform the system model into the traditional three-node wiretap channel by whitening the interference at the legitimate user. Additionally, the eavesdropper channel state information (ECSI) may be fully or statistically known, even unknown to the transmitter. Hence, some strategies are proposed in terms of different levels of ECSI available to the transmitter in our paper. For the case of unknown ECSI, a target rate for the legitimate user is first specified. And then an inverse water-filling algorithm is put forward to find the optimal power allocation for each information symbol, with a stepwise search being used to adjust the spatial dimension allocated to artificial noise (AN) such that the target rate is achievable. As for the case of statistical ECSI, several simulated channels are randomly generated according to the distribution of ECSI. We show that the ergodic secrecy capacity can be approximated as the average secrecy capacity of these simulated channels. Through maximizing this average secrecy capacity, we can obtain a feasible power and spatial dimension allocation scheme by using one dimension search. Finally, numerical results reveal the effectiveness and computational efficiency of our algorithms.Comment: 2015 IEEE 81st Vehicular Technology Conference (VTC Spring

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Secure Transmission with Multiple Antennas II: The MIMOME Wiretap Channel

The capacity of the Gaussian wiretap channel model is analyzed when there are multiple antennas at the sender, intended receiver and eavesdropper. The associated channel matrices are fixed and known to all the terminals. A computable characterization of the secrecy capacity is established as the saddle point solution to a minimax problem. The converse is based on a Sato-type argument used in other broadcast settings, and the coding theorem is based on Gaussian wiretap codebooks. At high signal-to-noise ratio (SNR), the secrecy capacity is shown to be attained by simultaneously diagonalizing the channel matrices via the generalized singular value decomposition, and independently coding across the resulting parallel channels. The associated capacity is expressed in terms of the corresponding generalized singular values. It is shown that a semi-blind "masked" multi-input multi-output (MIMO) transmission strategy that sends information along directions in which there is gain to the intended receiver, and synthetic noise along directions in which there is not, can be arbitrarily far from capacity in this regime. Necessary and sufficient conditions for the secrecy capacity to be zero are provided, which simplify in the limit of many antennas when the entries of the channel matrices are independent and identically distributed. The resulting scaling laws establish that to prevent secure communication, the eavesdropper needs 3 times as many antennas as the sender and intended receiver have jointly, and that the optimimum division of antennas between sender and intended receiver is in the ratio of 2:1.Comment: To Appear, IEEE Trans. Information Theor

A Survey on Wireless Security: Technical Challenges, Recent Advances and Future Trends

This paper examines the security vulnerabilities and threats imposed by the inherent open nature of wireless communications and to devise efficient defense mechanisms for improving the wireless network security. We first summarize the security requirements of wireless networks, including their authenticity, confidentiality, integrity and availability issues. Next, a comprehensive overview of security attacks encountered in wireless networks is presented in view of the network protocol architecture, where the potential security threats are discussed at each protocol layer. We also provide a survey of the existing security protocols and algorithms that are adopted in the existing wireless network standards, such as the Bluetooth, Wi-Fi, WiMAX, and the long-term evolution (LTE) systems. Then, we discuss the state-of-the-art in physical-layer security, which is an emerging technique of securing the open communications environment against eavesdropping attacks at the physical layer. We also introduce the family of various jamming attacks and their counter-measures, including the constant jammer, intermittent jammer, reactive jammer, adaptive jammer and intelligent jammer. Additionally, we discuss the integration of physical-layer security into existing authentication and cryptography mechanisms for further securing wireless networks. Finally, some technical challenges which remain unresolved at the time of writing are summarized and the future trends in wireless security are discussed.Comment: 36 pages. Accepted to Appear in Proceedings of the IEEE, 201

The MIMOME Channel

The MIMOME channel is a Gaussian wiretap channel in which the sender, receiver, and eavesdropper all have multiple antennas. We characterize the secrecy capacity as the saddle-value of a minimax problem. Among other implications, our result establishes that a Gaussian distribution maximizes the secrecy capacity characterization of Csisz{\'a}r and K{\"o}rner when applied to the MIMOME channel. We also determine a necessary and sufficient condition for the secrecy capacity to be zero. Large antenna array analysis of this condition reveals several useful insights into the conditions under which secure communication is possible.Comment: In Proceedings of the 45th Annual Allerton Conference on Communication, Control, and Computing, October 2007, 8 page