Vector Broadcast Channels: Optimality of Threshold Feedback Policies

Beamforming techniques utilizing only partial channel state information (CSI) has gained popularity over other communication strategies requiring perfect CSI thanks to their lower feedback requirements. The amount of feedback in beamforming based communication systems can be further reduced through selective feedback techniques in which only the users with channels good enough are allowed to feed back by means of a decentralized feedback policy. In this paper, we prove that thresholding at the receiver is the rate-wise optimal decentralized feedback policy for feedback limited systems with prescribed feedback constraints. This result is highly adaptable due to its distribution independent nature, provides an analytical justification for the use of threshold feedback policies in practical systems, and reinforces previous work analyzing threshold feedback policies as a selective feedback technique without proving its optimality. It is robust to selfish unilateral deviations. Finally, it reduces the search for rate-wise optimal feedback policies subject to feedback constraints from function spaces to a finite dimensional Euclidean space.Comment: Submitted to IEEE International Symposium on Information Theory, St. Petersburg, Russia, Aug 201

Vector Broadcast Channels: Optimal Threshold Selection Problem

Threshold feedback policies are well known and provably rate-wise optimal selective feedback techniques for communication systems requiring partial channel state information (CSI). However, optimal selection of thresholds at mobile users to maximize information theoretic data rates subject to feedback constraints is an open problem. In this paper, we focus on the optimal threshold selection problem, and provide a solution for this problem for finite feedback systems. Rather surprisingly, we show that using the same threshold values at all mobile users is not always a rate-wise optimal feedback strategy, even for a system with identical users experiencing statistically the same channel conditions. By utilizing the theory of majorization, we identify an underlying Schur-concave structure in the rate function and obtain sufficient conditions for a homogenous threshold feedback policy to be optimal. Our results hold for most fading channel models, and we illustrate an application of our results to familiar Rayleigh fading channels.Comment: Submitted to IEEE International Symposium on Information Theory, St. Petersburg, Russia, Aug 201

Random Beamforming with Heterogeneous Users and Selective Feedback: Individual Sum Rate and Individual Scaling Laws

This paper investigates three open problems in random beamforming based communication systems: the scheduling policy with heterogeneous users, the closed form sum rate, and the randomness of multiuser diversity with selective feedback. By employing the cumulative distribution function based scheduling policy, we guarantee fairness among users as well as obtain multiuser diversity gain in the heterogeneous scenario. Under this scheduling framework, the individual sum rate, namely the average rate for a given user multiplied by the number of users, is of interest and analyzed under different feedback schemes. Firstly, under the full feedback scheme, we derive the closed form individual sum rate by employing a decomposition of the probability density function of the selected user's signal-to-interference-plus-noise ratio. This technique is employed to further obtain a closed form rate approximation with selective feedback in the spatial dimension. The analysis is also extended to random beamforming in a wideband OFDMA system with additional selective feedback in the spectral dimension wherein only the best beams for the best-L resource blocks are fed back. We utilize extreme value theory to examine the randomness of multiuser diversity incurred by selective feedback. Finally, by leveraging the tail equivalence method, the multiplicative effect of selective feedback and random observations is observed to establish the individual rate scaling.Comment: Submitted in March 2012. To appear in IEEE Transactions on Wireless Communications. Part of this paper builds upon the following letter: Y. Huang and B. D. Rao, "Closed form sum rate of random beamforming", IEEE Commun. Lett., vol. 16, no. 5, pp. 630-633, May 201

Outage Capacity of Opportunistic Beamforming with Random User Locations

This paper studies the outage capacity of a network consisting of a multitude of heterogenous mobile users, and operating according to the classical opportunistic beamforming framework. The base station is located at the center of the cell, which is modeled as a disk of finite radius. The random user locations are modeled using a homogenous spatial Poisson point process. The received signals are impaired by both fading and location dependent path loss. For this system, we first derive an expression for the beam outage probability. This expression holds for all path loss models that satisfy some mild conditions. Then, we focus on two specific path loss models (i.e., an unbounded model and a more realistic bounded one) to illustrate the applications of our results. In the large system limit where the cell radius tends to infinity, the beam outage capacity and its scaling behavior are derived for the selected specific path loss models. It is shown that the beam outage capacity scales logarithmically for the unbounded model. On the other hand, this scaling behavior becomes double logarithmic for the bounded model. Intuitive explanations are provided as to why we observe different scaling behavior for different path loss models. Numerical evaluations are performed to give further insights, and to illustrate the applicability of the outage capacity results even to a cell having a small finite radius.Comment: To appear in Globecom 2013, Atlanta, US

Coordinated Multicasting with Opportunistic User Selection in Multicell Wireless Systems

Physical layer multicasting with opportunistic user selection (OUS) is examined for multicell multi-antenna wireless systems. By adopting a two-layer encoding scheme, a rate-adaptive channel code is applied in each fading block to enable successful decoding by a chosen subset of users (which varies over different blocks) and an application layer erasure code is employed across multiple blocks to ensure that every user is able to recover the message after decoding successfully in a sufficient number of blocks. The transmit signal and code-rate in each block determine opportunistically the subset of users that are able to successfully decode and can be chosen to maximize the long-term multicast efficiency. The employment of OUS not only helps avoid rate-limitations caused by the user with the worst channel, but also helps coordinate interference among different cells and multicast groups. In this work, efficient algorithms are proposed for the design of the transmit covariance matrices, the physical layer code-rates, and the target user subsets in each block. In the single group scenario, the system parameters are determined by maximizing the group-rate, defined as the physical layer code-rate times the fraction of users that can successfully decode in each block. In the multi-group scenario, the system parameters are determined by considering a group-rate balancing optimization problem, which is solved by a successive convex approximation (SCA) approach. To further reduce the feedback overhead, we also consider the case where only part of the users feed back their channel vectors in each block and propose a design based on the balancing of the expected group-rates. In addition to SCA, a sample average approximation technique is also introduced to handle the probabilistic terms arising in this problem. The effectiveness of the proposed schemes is demonstrated by computer simulations.Comment: Accepted by IEEE Transactions on Signal Processin