Optimal cosine modulated nonuniform linear phase FIR filter bank design via stretching and shifting frequency response of prototype filter

This paper proposes an optimal cosine modulated nonuniform linear phase finite impulse response (FIR) filter bank design. The frequency responses of all the analysis filters and the synthesis filters of the filter bank are derived based on both stretching and shifting the frequency response of the prototype filter. The total aliasing error of the filter bank is minimized subject to a specification on the maximum amplitude distortion of the filter bank as well as specifications on both the maximum passband ripple magnitude and the maximum stopband ripple magnitude of the prototype filter. This filter bank design problem is actually a functional inequality constrained optimization problem. Our recently developed integration approach is employed for solving the problem. Computer numerical simulation results show that our proposed design method outperforms existing design methods

Theory and design of a class of cosine-modulated non-uniform filter banks

In this paper, the theory and design of a class of PR cosine-modulated nonuniform filter bank is proposed. It is based on a structure previously proposed by Cox, where the outputs of a uniform filter bank is combined or merged by means of the synthesis section of another filter bank with smaller channel number. Simplifications are imposed on this structure so that the design procedure can be considerably simplified. Due to the use of CMFB as the original and recombination filter banks, excellent filter quality and low design and implementation complexities can be achieved. Problems with these merging techniques such as spectrum inversion, equivalent filter representations and protrusion cancellation are also addressed. As the merging is performed after the decimation, the arithmetic complexity is lower than other conventional approaches. Design examples show that PR nonuniform filter banks with high stopband attenuation and low design and implementation complexities can be obtained by the proposed method.published_or_final_versio

Filter Bank Multicarrier Modulation for Spectrally Agile Waveform Design

In recent years the demand for spectrum has been steadily growing. With the limited amount of spectrum available, Spectrum Pooling has gained immense popularity. As a result of various studies, it has been established that most of the licensed spectrum remains underutilized. Spectrum Pooling or spectrum sharing concentrates on making the most of these whitespaces in the licensed spectrum. These unused parts of the spectrum are usually available in chunks. A secondary user looking to utilize these chunks needs a device capable of transmitting over distributed frequencies, while not interfering with the primary user. Such a process is known as Dynamic Spectrum Access (DSA) and a device capable of it is known as Cognitive Radio. In such a scenario, multicarrier communication that transmits data across the channel in several frequency subcarriers at a lower data rate has gained prominence. Its appeal lies in the fact that it combats frequency selective fading. Two methods for implementing multicarrier modulation are non-contiguous orthogonal frequency division multiplexing (NCOFDM)and filter bank multicarrier modulation (FBMC). This thesis aims to implement a novel FBMC transmitter using software defined radio (SDR) with modulated filters based on a lowpass prototype. FBMCs employ two sets of bandpass filters called analysis and synthesis filters, one at the transmitter and the other at the receiver, in order to filter the collection of subcarriers being transmitted simultaneously in parallel frequencies. The novel aspect of this research is that a wireless transmitter based on non-contiguous FBMC is being used to design spectrally agile waveforms for dynamic spectrum access as opposed to the more popular NC-OFDM. Better spectral containment and bandwidth efficiency, combined with lack of cyclic prefix processing, makes it a viable alternative for NC-OFDM. The main aim of this thesis is to prove that FBMC can be practically implemented for wireless communications. The practicality of the method is tested by transmitting the FBMC signals real time by using the Simulink environment and USRP2 hardware modules

Channelization for Multi-Standard Software-Defined Radio Base Stations

As the number of radio standards increase and spectrum resources come under more pressure, it becomes ever less efficient to reserve bands of spectrum for exclusive use by a single radio standard. Therefore, this work focuses on channelization structures compatible with spectrum sharing among multiple wireless standards and dynamic spectrum allocation in particular. A channelizer extracts independent communication channels from a wideband signal, and is one of the most computationally expensive components in a communications receiver. This work specifically focuses on non-uniform channelizers suitable for multi-standard Software-Defined Radio (SDR) base stations in general and public mobile radio base stations in particular. A comprehensive evaluation of non-uniform channelizers (existing and developed during the course of this work) shows that parallel and recombined variants of the Generalised Discrete Fourier Transform Modulated Filter Bank (GDFT-FB) represent the best trade-off between computational load and flexibility for dynamic spectrum allocation. Nevertheless, for base station applications (with many channels) very high filter orders may be required, making the channelizers difficult to physically implement. To mitigate this problem, multi-stage filtering techniques are applied to the GDFT-FB. It is shown that these multi-stage designs can significantly reduce the filter orders and number of operations required by the GDFT-FB. An alternative approach, applying frequency response masking techniques to the GDFT-FB prototype filter design, leads to even bigger reductions in the number of coefficients, but computational load is only reduced for oversampled configurations and then not as much as for the multi-stage designs. Both techniques render the implementation of GDFT-FB based non-uniform channelizers more practical. Finally, channelization solutions for some real-world spectrum sharing use cases are developed before some final physical implementation issues are considered

A System Approach to the Design of Multirate Filter Banks.

This dissertation studies the design of multirate filter banks by adopting a so-called system approach. The design issue of Johnston\u27s method is first investigated in which an explicit expression of the reconstruction error is derived using Lyapunov stability theory, and new convergent iterative algorithms are proposed through non-linear optimization. The results are extended to the two-dimensional filter banks. The design issue of more general multirate filter banks is also investigated through model matching method. Using standard results from modern control theory, new design algorithms are developed which minimize the reconstruction error while completely eliminating the aliasing error. State-space realizations, inner-outer factorizations, and optimal Hankel norm approximation are used to reduce the complexity of computation and improve the accuracy of the proposed design algorithms

Multirate digital filters, filter banks, polyphase networks, and applications: a tutorial

Multirate digital filters and filter banks find application in communications, speech processing, image compression, antenna systems, analog voice privacy systems, and in the digital audio industry. During the last several years there has been substantial progress in multirate system research. This includes design of decimation and interpolation filters, analysis/synthesis filter banks (also called quadrature mirror filters, or QMFJ, and the development of new sampling theorems. First, the basic concepts and building blocks in multirate digital signal processing (DSPJ, including the digital polyphase representation, are reviewed. Next, recent progress as reported by several authors in this area is discussed. Several applications are described, including the following: subband coding of waveforms, voice privacy systems, integral and fractional sampling rate conversion (such as in digital audio), digital crossover networks, and multirate coding of narrow-band filter coefficients. The M-band QMF bank is discussed in considerable detail, including an analysis of various errors and imperfections. Recent techniques for perfect signal reconstruction in such systems are reviewed. The connection between QMF banks and other related topics, such as block digital filtering and periodically time-varying systems, based on a pseudo-circulant matrix framework, is covered. Unconventional applications of the polyphase concept are discussed

Wavelets and Subband Coding

First published in 1995, Wavelets and Subband Coding offered a unified view of the exciting field of wavelets and their discrete-time cousins, filter banks, or subband coding. The book developed the theory in both continuous and discrete time, and presented important applications. During the past decade, it filled a useful need in explaining a new view of signal processing based on flexible time-frequency analysis and its applications. Since 2007, the authors now retain the copyright and allow open access to the book

Filter Optimization for Personal Sound Zones Systems

[ES] Los sistemas de zonas de sonido personal (o sus siglas en inglés PSZ) utilizan altavoces y técnicas de procesado de señal para reproducir sonidos distintos en diferentes zonas de un mismo espacio compartido. Estos sistemas se han popularizado en los últimos años debido a la amplia gama de aplicaciones que podrían verse beneficiadas por la generación de zonas de escucha individuales. El diseño de los filtros utilizados para procesar las señales de sonido es uno de los aspectos más importantes de los sistemas PSZ, al menos para las frecuencias bajas y medias. En la literatura se han propuesto diversos algoritmos para calcular estos filtros, cada uno de ellos con sus ventajas e inconvenientes. En el presente trabajo se revisan los algoritmos para sistemas PSZ propuestos en la literatura y se evalúa experimentalmente su rendimiento en un entorno reverberante. Los distintos algoritmos se comparan teniendo en cuenta aspectos como el aislamiento acústico entre zonas, el error de reproducción, la energía de los filtros y el retardo del sistema. Además, se estudian estrategias computacionalmente eficientes para obtener los filtros y también se compara su complejidad computacional. Los resultados experimentales obtenidos revelan que las soluciones existentes no pueden ofrecer una complejidad computacional baja y al mismo tiempo un buen rendimiento con baja latencia. Por ello se propone un nuevo algoritmo basado en el filtrado subbanda, y se demuestra experimentalmente que este algoritmo mitiga las limitaciones de los algoritmos existentes. Asimismo, este algoritmo ofrece una mayor versatilidad que los algoritmos existentes, ya que se pueden utilizar configuraciones distintas en cada subbanda, como por ejemplo, diferentes longitudes de filtro o distintos conjuntos de altavoces. Por último, se estudia la influencia de las respuestas objetivo en la optimización de los filtros y se propone un nuevo método en el que se aplica una ventana temporal a estas respuestas. El método propuesto se evalúa experimentalmente en dos salas con diferentes tiempos de reverberación y los resultados obtenidos muestran que se puede reducir la energía de las interferencias entre zonas gracias al efecto de la ventana temporal.[CA] Els sistemes de zones de so personal (o les seves sigles en anglés PSZ) fan servir altaveus i tècniques de processament de senyal per a reproduir sons distints en diferents zones d'un mateix espai compartit. Aquests sistemes s'han popularitzat en els últims anys a causa de l'àmplia gamma d'aplicacions que podrien veure's beneficiades per la generació de zones d'escolta individuals. El disseny dels filtres utilitzats per a processar els senyals de so és un dels aspectes més importants dels sistemes PSZ, particularment per a les freqüències baixes i mitjanes. En la literatura s'han proposat diversos algoritmes per a calcular aquests filtres, cadascun d'ells amb els seus avantatges i inconvenients. En aquest treball es revisen els algoritmes proposats en la literatura per a sistemes PSZ i s'avalua experimentalment el seu rendiment en un entorn reverberant. Els distints algoritmes es comparen tenint en compte aspectes com l'aïllament acústic entre zones, l'error de reproducció, l'energia dels filtres i el retard del sistema. A més, s'estudien estratègies de còmput eficient per obtindre els filtres i també es comparen les seves complexitats computacionals. Els resultats experimentals obtinguts revelen que les solucions existents no poder oferir al mateix temps una complexitat computacional baixa i un bon rendiment amb latència baixa. Per això es proposa un nou algoritme basat en el filtrat subbanda que mitiga aquestes limitacions. A més, l'algoritme proposat ofereix una major versatilitat que els algoritmes existents, ja que en cada subbanda el sistema pot utilitzar configuracions diferents, com per exemple, distintes longituds de filtre o distints conjunts d'altaveus. L'algoritme proposat s'avalua experimentalment en un entorn reverberant, i es mostra com pot mitigar satisfactòriament les limitacions dels algoritmes existents. Finalment, s'estudia la influència de les respostes objectiu en l'optimització dels filtres i es proposa un nou mètode en el que s'aplica una finestra temporal a les respostes objectiu. El mètode proposat s'avalua experimentalment en dues sales amb diferents temps de reverberació i els resultats obtinguts mostren que es pot reduir el nivell d'interferència entre zones grècies a l'efecte de la finestra temporal.[EN] Personal Sound Zones (PSZ) systems deliver different sounds to a number of listeners sharing an acoustic space through the use of loudspeakers together with signal processing techniques. These systems have attracted a lot of attention in recent years because of the wide range of applications that would benefit from the generation of individual listening zones, e.g., domestic or automotive audio applications. A key aspect of PSZ systems, at least for low and mid frequencies, is the optimization of the filters used to process the sound signals. Different algorithms have been proposed in the literature for computing those filters, each exhibiting some advantages and disadvantages. In this work, the state-of-the-art algorithms for PSZ systems are reviewed, and their performance in a reverberant environment is evaluated. Aspects such as the acoustic isolation between zones, the reproduction error, the energy of the filters, and the delay of the system are considered in the evaluations. Furthermore, computationally efficient strategies to obtain the filters are studied, and their computational complexity is compared too. The performance and computational evaluations reveal the main limitations of the state-of-the-art algorithms. In particular, the existing solutions can not offer low computational complexity and at the same time good performance for short system delays. Thus, a novel algorithm based on subband filtering that mitigates these limitations is proposed for PSZ systems. In addition, the proposed algorithm offers more versatility than the existing algorithms, since different system configurations, such as different filter lengths or sets of loudspeakers, can be used in each subband. The proposed algorithm is experimentally evaluated and tested in a reverberant environment, and its efficacy to mitigate the limitations of the existing solutions is demonstrated. Finally, the effect of the target responses in the optimization is discussed, and a novel approach that is based on windowing the target responses is proposed. The proposed approach is experimentally evaluated in two rooms with different reverberation levels. The evaluation results reveal that an appropriate windowing of the target responses can reduce the interference level between zones.Molés Cases, V. (2022). Filter Optimization for Personal Sound Zones Systems [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/18611