Performance Analysis of SVD-assisted Downlink Multiuser MIMO Systems

Multiuser multiple-input multiple-output (MIMO) downlink (DL) transmission schemes experience both multiuser interference as well as inter-antenna interference. Instead of treating all the users jointly as in zero-forcing (ZF) multiuser transmission techniques, the investigated singular value decomposition (SVD) assisted DL multiuser MIMO system takes the individual user’s channel characteristics into account. This translates to a choice of modulation constellation and transmitter power and, in our proposed system, to a choice of number of activated user-specific MIMO layers. The performed joint optimization of the number of activated MIMO layers and the number of bits per symbol along with the appropriate allocation of the transmit power shows that not necessarily all user-specific MIMO layers has to be activated in both frequency-selective and non-frequency selective MIMO channels in order to minimize the overall BER under the constraint of a given fixed data throughput

Modulation-Mode Assignment in SVD-Aided Downlink Multiuser MIMO-OFDM Systems

Multicarrier transmission such as OFDM (orthogonal frequency division multiplexing) is an established technique for radio transmission systems and it can be considered as a promising approach for next generation wireless systems. However, in order to comply with the demand on increasing available data rates in particular in wireless technologies, systems with multiple transmit and receive antennas, also called MIMO (multiple-input multiple-output) systems, have become indispensable for future generations of wireless systems. Due to the strongly increasing demand in high-data rate transmission systems, frequency non-selective MIMO links have reached a state of maturity and frequency selective MIMO links are in the focus of interest. In this field, the combination of MIMO transmission and OFDM can be considered as an essential part of fulfilling the requirements of future generations of wireless systems. However, single-user scenarios have reached a state of maturity. By contrast multiple users' scenarios require substantial further research, where in comparison to ZF (zero-forcing) multiuser transmission techniques, the individual user's channel characteristics are taken into consideration in this contribution. The performed joint optimization of the number of activated MIMO layers and the number of transmitted bits per subcarrier shows that not necessarily all user-specific MIMO layers per subcarrier have to be activated in order to minimize the overall BER under the constraint of a given fixed data throughput

Modulation-mode assignment in SVD-assisted multiuser MIMO-OFDM systems

In order to comply with the demand on increasing available data rates in particular in wireless technologies, systems with multiple transmit and receive antennas, also called MIMO (multiple-input multiple-output) systems, have become indispensable for future generations of wireless systems. Due to the strongly increasing demand in high-data rate transmission systems, frequency non-selective MIMO links have reached a state of maturity and frequency selective MIMO links are in the focus of interest. In this field, the combination of MIMO transmission and OFDM (orthogonal frequency division multiplexing) can be considered as an essential part of fulfilling the requirements of future generations of wireless systems. However, single-user scenarios have reached a state of maturity. By contrast multiple users’ scenarios require substantial further research, where in comparison to ZF (zero-forcing) multiuser transmission techniques, the individual user’s channel characteristics are taken into consideration in this contribution. The performed joint optimization of the number of activated MIMO layers and the number of transmitted bits per subcarrier along with the appropriate allocation of the transmit power shows that not necessarily all user-specific MIMO layers per subcarrier have to be activated in order to minimize the overall BER under the constraint of a given fixed data throughput

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Modulation-mode assignment for SVD-assisted and iteratively detected downlink multiuser MIMO transmission schemes

In this contribution we jointly optimize the number of multiple-input multiple-output (MIMO) layers and the number of bits per symbol within an iteratively-detected multiuser MIMO downlink (DL) transmission scheme under the constraint of a given fixed data throughput and integrity. Instead of treating all the users jointly as in zero-forcing (ZF) multiuser transmission techniques, the investigated singular value decomposition (SVD) assisted DL multiuser MIMO system takes the individual user's channel characteristics into account. In analogy to bit-interleaved coded irregular modulation, we introduce a MIMO-BICM scheme, where different user-specific signal constellations and mapping arrangement were used within a single codeword. Extrinsic information transfer (EXIT) charts are used for analyzing and optimizing the convergence behaviour of the iterative demapping and decoding. Our results show that in order to achieve the best bit-error rate, not necessarily all user-specific MIMO layers have to be activate

Downlink scheduling and resource allocation for 5G MIMO-multicarrier: OFDM vs FBMC/OQAM

OAPA The definition of the next generation of wireless communications, so-called 5G networks, is currently underway. Among many technical decisions, one that is particularly fundamental is the choice of the physical layer modulation format and waveform, an issue for which several alternatives have been proposed. Two of the most promising candidates are: (i) orthogonal frequency division multiple (OFDM), a conservative proposal that builds upon the huge legacy of 4G networks, and (ii) filterbank multicarrier/offset quadrature amplitude modulation (FBMC/OQAM), a progressive approach that in frequency selective channels sacrifices subcarrier orthogonality in lieu of an increased spectral efficiency. The comparative merits of OFDM and FBMC/OQAM have been well investigated over the last few years but mostly, from a purely physical layer point of view and largely neglecting how the physical layer performance translates into user-relevant metrics at the upper-layers. This paper aims at presenting a comprehensive comparison of both modulation formats in terms of practical network indicators such as goodput, delay, fairness and service coverage, and under operational conditions that can be envisaged to be realistic in 5G deployments. To this end, a unifying cross-layer framework is proposed that encompasses the downlink scheduling and resource allocation procedures and that builds upon a model of the queueing process at the data-link control layer and a physical layer abstraction that can be chosen to model either OFDM or FBMC/OQAM. Extensive numerical results conclusively demonstrate that most of the apriori advantages of FBMC/OQAM over OFDM do indeed translate into improved network indicators, that is, the increase in spectral efficiency achieved by FBMC/OQAM makes up for the distortion caused by the loss of orthogonality.Peer ReviewedPostprint (published version

Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

Non-orthogonal Frequency Division Multiplexing with Index Modulation

Orthogonal Frequency Division Multiplexing (OFDM) is a well-established technique in wired and wireless communications due to its high spectral efficiency compared to other multicarrier transmission schemes. However, the explosion of Internet of Things (IoT) has demanded a more spectrally-efficient technique to utilize small bandwidths, on which numerous low-power low-rate devices operate. This thesis aims to provide solutions for this problem. First, the integration of index modulation to fast-OFDM, which is a special variant of OFDM, is investigated. The highest obtainable bit rate of this system is derived, which demonstrates enhancements compared to OFDM systems in the low-power low-rate regions. Furthermore, an improved one-dimension constellation is found to optimize the overall bit error rate (BER) of this system. Numerical results show that the proposed system exhibits enhancements in both bit rate and error performance, leading to higher spectral efficiency compared to OFDM in the low-power regions. The second part of the thesis is concerned with reducing the bandwidth consumed by multicarrier transmissions. This results in the mutual orthogonality among subchannels being relaxed, yielding a Non-orthogonal Frequency Division Multiplexing (NFDM) system. The main contribution in this part includes a novel and feasible design for NFDM systems, which is capable of eliminating inter-channel interference (ICI), which is the major limitation of the conventional NFDM system. Because ICI is completely eliminated, the BER performance of the proposed system is the same as that of an OFDM system over additive white Gaussian noise channels. The power spectrum density (PSD) of the proposed system is also investigated, leading to design guidelines and tradeoffs between the PSD shape and the system's bit rate. Finally, index modulation is incorporated in the proposed NFDM systems. Thanks to our ICI-free design of NFDM, this combined system (NFDM-IM) and fast-OFDM-IM share a similar simple two-stage signal detection mechanism. Improved QAM constellations are found for NFDM-IM systems to optimize their overall BER. Obtained results show that with low modulation orders such as 8-QAM (Quadrature Amplitude Modulation), NFDM-IM systems employing the improved constellation achieve BER performance close to that of NFDM in the low BER regions. With equivalent occupied bandwidth and error performance, an NFDM-IM system with optimal 8-QAM constellation produces better spectral efficiency than the one using the conventional hexagonal constellation