Dispersion tailoring in both integrated photonics and fiber-optic based devices

Tesis por compendio[EN] This Thesis focuses on the study, implementation and characterization of chromatic dispersion tailoring employing both optical fiber and photonic integrated waveguides. Chromatic dispersion causes that the different spectral components of an optical pulse travel at different velocities. This effect can be separated into two different fundamental contributions, material dispersion and waveguide dispersion. Chromatic dispersion can be tailored through the design of the structural parameters of the device in order to obtain specific characteristics in the resulting dispersion profile such as low values of dispersion and/or zero dispersion at a desired wavelength, for example. This approach is very useful in dispersion-dependent applications. In this PhD, we investigate chromatic dispersion tailoring in two different transmission mediums, photonic integrated waveguides and optical fiber. In the first case, two different geometries of Silicon-on-Insulator (SOI) integrated waveguides, strip and slot, are considered. By varying structural parameters such as the cross-section, aspect ratio or fill factor, different chromatic dispersion profiles are obtained. In addition, the influence of the slot location is evaluated. This study is carried out using simulation software in order to obtain the effective refractive index profile as a function of wavelength, which is later differentiated to obtain the final dispersion values. Besides, chromatic dispersion in both waveguide geometries is experimentally measured using an interferometer technique. In the second case, the chromatic dispersion present in a tapered fiber is studied. A tapered fiber consists of a narrow waist located between two transition regions and it allows the modification of the conventional propagation conditions due to the interference between the modes propagating through the waist. This interference between modes creates a transmission pattern which depends on the waist length and the effective refractive indexes of the modes travelling through the waist. By applying stress to the tapered fiber its interference pattern can be modified. Chromatic dispersion profile of tapered fibers is obtained, tailored and compared with the dispersion profile of conventional single-mode fibers.[ES] Esta Tesis se centra en el estudio, implementación y caracterización del control de la dispersión cromática empleando tanto fibra óptica como guías integradas fotónicas. La dispersión cromática provoca que las distintas componentes espectrales asociadas con el pulso óptico viajen a diferentes velocidades. Este efecto puede ser dividido en sus dos contribuciones fundamentales, la dispersión del material y la dispersión de la guía. La dispersión cromática puede ser controlada a través del diseño de los parámetros estructurales del dispositivo para poder obtener así determinadas características en el perfil de dispersión resultante como por ejemplo bajos valores o localización de la longitud de onda de dispersión cero en una longitud de onda deseada. Este método es muy útil en aplicaciones dependientes de la dispersión. En esta Tesis, investigamos el control de la dispersión cromática en dos medios de transmisión diferentes, las guías fotónicas integradas y la fibra óptica. En el primer caso, se consideran dos geometrías diferentes de guías integradas en silicio, las guías convencionales y las guías ranuradas. Mediante la modificación de los parámetros estructurales como la sección transversal de la guía, su relación de aspecto o el factor de llenado, se obtienen diferentes perfiles de dispersión cromática. Además, se evalúa la influencia de la situación de la ranura. Mediante software de simulación, se obtiene el perfil de índice de refracción efectivo en función de la longitud de onda, que posteriormente se deriva y se obtiene el valor de la dispersión. Asimismo, se mide experimentalmente la dispersión en ambas geometrías utilizando una técnica interferométrica. En el segundo caso, se analiza la dispersión cromática que presenta una fibra de tipo taper. Esta geometría consiste en una cintura estrecha situada entre dos regiones de transición y permite la modificación de las condiciones de propagación convencionales debido a la interferencia entre los modos que se propagan por la cintura, que crea un patrón de transmisión dependiente de la longitud de la cintura y de los índices efectivos de los modos. Aplicando tensión sobre la fibra, su patrón de interferencia puede ser modificado. La dispersión cromática de las fibras taper se obtiene, se modifica y se compara con el perfil de dispersión de una fibra convencional.[CA] La tesi a exposar se centra en l'estudi, implementació i caracterització del control de la dispersió cromàtica empleant la fibra òptica i les guies integrades fotòniques. La dispersió cromàtica provoca que els distints components espectrals associats amb la pols òptica viatgen a diferents velocitats. Aquest pot dividir-se en les dos contribucions fonamentals corresponents: la dispersió del material i la dispersió de la guia. La dispersió cromàtica pot controlar-se a través del disseny dels paràmetres estructurals del dispositiu per poder obtindre aixi determinades característiques en el perfil de dispersió resultant, com per exemple, baixos valors o localizació de la longitud d'ona de dispersió zero a una longitud d'ona desitjada. No obstant això, aquest mètode és molt útil en aplicacions depenents de la dispersió. A més a més, investiguem el control de dispersió cromàtica en dos mitjans de transmissió diferents, les guies fotòniques integrades i la fibra òptica. D'una banda, es consideren dos geometries diferents de guies integrades en silici, les guies convencionals i les ranurades. Mitjançant la modificació dels paràmetres estructurals com la secció transversal de la guia, la relació d'apecte o el factor d'ompliment, obtenim diferents perfils de dispersió cromàtica. Fins i tot, s'avalua la influència de la situació de la ranura. Mitjançant el programari de simulació, obtenim el perfil d'índex de refracció efectiu en funció de la longitud d'ona, que posteriorment es derivarà i s'obrindrà el valor de la dispersió. Tanmateix, es mesura experimentalment la dispersió en les dos geometries utilitzant una tècnica interferomètrica. D'altra banda, analitzam la dispersió cromàtica que presenta una fibra de tipus taper. Aquesta consisteix en una cintura estreta situada entre dos regions de transició que, ens permet la modificació de les condicions de propagació convencional com a causa d'una interferència entre els modes que es propaguen per la cintura i els índex efectius dels modes. Si apliquem tensió sobre la fibra, el seu patró d'interferència podria ser modificat. La dispersió d'una fibra cromàtica de les fibres taper s'obté, es modific i es compara amb el perfil de dispersió d'una fibra convencional.Mas Gómez, SM. (2015). Dispersion tailoring in both integrated photonics and fiber-optic based devices [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/54113TESISCompendi

Programming of inhomogeneous resonant guided wave networks

Photonic functions are programmed by designing the interference of local waves in inhomogeneous resonant guided wave networks composed of power-splitting elements arranged at the nodes of a nonuniform waveguide network. Using a compact, yet comprehensive, scattering matrix representation of the network, the desired photonic function is designed by fitting structural parameters according to an optimization procedure. This design scheme is demonstrated for plasmonic dichroic and trichroic routers in the infrared frequency range

Study and manufacturing of biosensors based on plasmonic effects and built on silicon

Abstract: Lab-on-a-chip (or LOC) devices scale down the laboratory processes for detecting illnesses and monitoring sick patients without the need of medical laboratories. Well-known examples of LOC are pregnancy test kits or portable HIV sensors. To be useful, LOC devices must be sensitive, specific, compact, and affordable. These criteria are made possible with a transducer that can convert the biological presence of the target molecule into electrical information. Since the early 2000s, integrated photonics have offered a possible solution for a transducer compatible with LOC needs. In particular, silicon micro-ring resonators represent a compact and sensitive choice to use as a transducer in LOC devices. In agreement with the requirements of LOC devices, the objective of this project is to design and assess the performance of a compact photonic biosensor. The system will be based on integrated photonic transduction. The requirements are that it is compatible with an industrial fabrication platform and fluidic systems, with a sensitivity equal to or higher than the state-of-the-art and simple to functionalize in order to localize the target molecules in the sensitive regions of the sensor. This project details the design, fabrication, and characterization of such a biosensor. We found that ring resonators with a Hybrid Plasmonic Waveguide (HPWG) cross-section fulfill the LOC requirements and outperform the state-of-the-art biosensor. Furthermore, based on a principle called mode lift, we patented new geometry of HPWG, which will be the object of an article. We simulated the HPWG structure to understand the coupling mechanisms of the modes inside the structure (more specifically, the plasmonic and the ridge dielectric modes). The fabrication was possible thanks to the collaboration of the industrial and university cleanrooms. An advantage of industrial production is that we can reproducibly create the geometric components necessary for the LOC in a high-throughput manner, thus lowering the cost per unit cell. Once the 300 mm Si wafers were patterned, the university cleanroom fabrication process adds the metallic waveguides. The Au nanopatterning on the devices characterized in this project was created using the lift-off method. The preliminary measures define the optimal testing liquid (glucose monohydrate) and the uncertainty of the measures. The HPWG samples showed an experimental sensitivity lower than the simulations. After adjusting the fabrication parameters (mainly Au and Cr deposition rates and thicknesses), the second-generation HPWG devices suggest that the mode lift improves the sensitivity for waveguides below cutoff (the sensitivity increases from 210 nm/RIU to 320 nm/RIU when only 10% of the ring resonator has an HPWG section and the rest is a ridge waveguide). Even in the case where ridge waveguides are above the cutoff, the sensitivity increases by 40 nm/RIU when using mode lift. We also showed the compatibility of the fabricated devices’ surface with differential functionalization, by means of fluorescent nanoparticles. Due to time limitations, the presence of the nanoparticles will be measured with the fabricated devices in future experiments.Les dispositifs laboratoire sur puce (ou Lab-on-a-chip ou LOC) visent à miniaturiser les procédés de laboratoires pour la détection des maladies et la surveillance des patients malades, sans avoir besoin de laboratoires médicaux. Deux exemples bien connus de LOC sont les kits de test de grossesse ou les capteurs portables du VIH. Pour être efficaces, les appareils LOC doivent être sensibles, spécifiques à l’analyte concerné, compacts et abordables. Ces critères sont possibles grâce à un transducteur, qui peut convertir la présence biologique de la molécule cible en informations électriques. Depuis le début des années 2000, la photonique intégrée a offert une solution pour un système de transduction compatible avec les besoins du LOC. En particulier, les micro-résonateurs à anneaux en silicium représentent un transducteur compact et sensible adapté aux appareils LOC. En accord avec les exigences des dispositifs LOC, l’objectif de ce projet est de concevoir et d’évaluer les performances d’un biocapteur photonique compact. Le système sera basé sur une transduction photonique intégrée. Les exigences sont : une simple fonctionnalisation, la compatibilité avec une plateforme de fabrication industrielle et des systèmes fluidiques, avec une sensibilité égale ou supérieure à l’état de l’art. Ce projet détaille la conception, la fabrication et la caractérisation d’un tel biocapteur. Nous avons constaté que les résonateurs en anneau avec une section transversale de guide d’ondes hybrides plasmoniques (HPWG) remplissent les exigences LOC et sont compétitifs en comparaison avec l’état de l’art des biocapteurs photoniques. Par ailleurs, basée sur un principe appelé mode lift, une nouvelle géométrie de HPWG a été brevetée et fera l’objet d’un article. Nous avons simulé la structure HPWG pour comprendre les mécanismes de couplage des modes photoniques à l’intérieur de la structure (plus précisément les modes plasmoniques et les modes diélectriques du guide d’onde à ruban). La fabrication a été possible grâce à la collaboration de la salle blanche industrielle de STMicroelectronics et des salles blanches universitaires de l’université de Sherbrooke et de l’Institut de Nanotechnologies de Lyon. Un avantage de la production industrielle est que nous pouvons créer de manière reproductible la géométrie des composants nécessaires pour le LOC à haut débit, réduisant ainsi le coût par unité. Une fois que les wafers de 300 mm ont été structurés, le processus de fabrication en salle blanche universitaire permet d’ajouter le métal des guides d’ondes plasmoniques. La méthode du lift-off a été utilisée pour la nanostructuration Au sur les dispositifs caractérisés dans ce projet. Des mesures préliminaires ont permis de définir le liquide d’essai optimal (glucose monohydrate) ainsi que l’incertitude des mesures. Les échantillons HPWG ont montré une sensibilité expérimentale inférieure aux simulations. Après avoir ajusté les paramètres de fabrication (principalement les taux et les épaisseurs de dépôt d’Au et de Cr), les dispositifs HPWG de deuxième génération suggèrent que le mode lift améliore la sensibilité des guides d’ondes en dessous de la coupure (la sensibilité augmente de 210 nm/RIU à 320 nm/RIU lorsque seulement 10 % du résonateur en anneau a une section HPWG). Même par rapport aux guides d’ondes au-dessus de la coupure, la sensibilité augmente de 40 nm/RIU lors de l’utilisation du mode lift. Nous avons également montré la compatibilité de la surface des appareils fabriqués avec la fonctionnalisation différentielle en utilisant des nanoparticules fluorescentes. Pour des contraintes de temps, la présence des nanoparticules ne sera mesurée que dans des futures expériences

Characterisation of silicon photonics devices

Silicon based integrated circuits has been dominating the electronics technology industry in the last few decades. As the telecommunications and the computing industry slowly converges together, the need for a material to build photonics integrated circuits (PIC) that can be cost-effective and be produced in mass market has become very important. This thesis describes and outlines the characteristics of high index contrast waveguides as a building blocks that can be designed, fabricated and employed on devices in silicon photonics. Initially in this work, a fully vectorial H-field based finite element method has been used to obtain the modal characteristics of high index contrast bent waveguide to get a better understanding of the curved section. Through the beam propagation method, the propagation losses and the spot-size along the propagation distance are obtained when a mode from the straight guide is launched into a bent guide. It is also learnt that mode beating exists at the junction of a straight-to-bent waveguide, in which higher order modes will also be generated. It will be shown in this work that power do exchange between the two polarization states, therefore the polarization conversion, the power losses and the bending losses will be investigated. It will also shown in here that by applying lateral offsets with coupled waveguides of unequal widths, the insertion loss can be reduced. Secondly, for a high index contrast waveguide such as the silicon strip waveguide with a nanoscale cross-section, modes in such waveguide are not purely TE or TM but hybrid in nature, with all the six components of their E and H-fields being present. Therefore a detail analysis of the modal field profiles along with the Poynting vector profile will be shown. The effects of waveguide's width and height on the effective indices, the hybridness, the modal effective area and the power confinement in the core or cladding has been studied. Furthermore the modal birefringence of such strip waveguide will be shown. It will be presented that for a strip waveguide with height of 260 nm, single mode exists in the region of the width being 200 nm to 400 nm and that the modal effective is at its minimum when width is around 320 nm for both polarization states. Thirdly, a compact polarization rotator with an asymmetric waveguide structure design, suitable for fabrication that does not require a slanted side wall or curved waveguide is considered in this work. It will be shown in here that due to the hybrid nature of the asymmetric waveguide design, maximum polarization rotation (from TE to TM) will be achieve by enhancing the non-dominant field profile of both polarized fundamental mode. As the modal hybridness and the propagation constants of both polarized modes will be obtained, the half-beat length, polarization conversion and polarization cross-talk will be calculated by using the FEM and the least squares residual boundary method (LSBR). It is learnt that a compact single stage polarization rotator with a device length of 48 μm with more than 99% of polarization conversion is achieved in this work. Finally, a study of vertical and horizontal slot waveguide will be shown. Based on silicon strip waveguide, a detail modal characteristics of E and H-fields along with the Poynting vectors are presented. It will be shown that for slot waveguide, high power confinement and power density will be achieved in the slot area. It will be presented that by optimising the waveguide and slot dimension, the performance of the power confinement and power density in the slot region can be improved

A review of silicon subwavelength gratings: building break-through devices with anisotropic metamaterials

Abstract Silicon photonics is playing a key role in areas as diverse as high-speed optical communications, neural networks, supercomputing, quantum photonics, and sensing, which demand the development of highly efficient and compact light-processing devices. The lithographic segmentation of silicon waveguides at the subwavelength scale enables the synthesis of artificial materials that significantly expand the design space in silicon photonics. The optical properties of these metamaterials can be controlled by a judicious design of the subwavelength grating geometry, enhancing the performance of nanostructured devices without jeopardizing ease of fabrication and dense integration. Recently, the anisotropic nature of subwavelength gratings has begun to be exploited, yielding unprecedented capabilities and performance such as ultrabroadband behavior, engineered modal confinement, and sophisticated polarization management. Here we provide a comprehensive review of the field of subwavelength metamaterials and their applications in silicon photonics. We first provide an in-depth analysis of how the subwavelength geometry synthesizes the metamaterial and give insight into how properties like refractive index or anisotropy can be tailored. The latest applications are then reviewed in detail, with a clear focus on how subwavelength structures improve device performance. Finally, we illustrate the design of two ground-breaking devices in more detail and discuss the prospects of subwavelength gratings as a tool for the advancement of silicon photonics