A Survey on Non-Orthogonal Multiple Access for 5G Networks: Research Challenges and Future Trends

Non-orthogonal multiple access (NOMA) is an essential enabling technology for the fifth generation (5G) wireless networks to meet the heterogeneous demands on low latency, high reliability, massive connectivity, improved fairness, and high throughput. The key idea behind NOMA is to serve multiple users in the same resource block, such as a time slot, subcarrier, or spreading code. The NOMA principle is a general framework, and several recently proposed 5G multiple access schemes can be viewed as special cases. This survey provides an overview of the latest NOMA research and innovations as well as their applications. Thereby, the papers published in this special issue are put into the content of the existing literature. Future research challenges regarding NOMA in 5G and beyond are also discussed.Comment: to appear in IEEE JSAC, 201

All Technologies Work Together for Good: A Glance to Future Mobile Networks

The astounding capacity requirements of 5G have motivated researchers to investigate the feasibility of many potential technologies, such as massive multiple-input multiple-output, millimeter wave, full-duplex, non-orthogonal multiple access, carrier aggregation, cognitive radio, and network ultra-densification. The benefits and challenges of these technologies have been thoroughly studied either individually or in a combination of two or three. It is not clear, however, whether all potential technologies operating together lead to fulfilling the requirements posed by 5G. This paper explores the potential benefits and challenges when all technologies coexist in an ultra-dense cellular environment. The sum rate of the network is investigated with respect to the increase in the number of small-cells and results show the capacity gains achieved by the coexistence.Comment: Accepted for publication in IEEE Wireless Communication, Special Issue-5G mmWave Small Cell Networks: Architecture, Self-Organization and Managemen

Non-Orthogonal Multiple Access: Common Myths and Critical Questions

Non-orthogonal multiple access (NOMA) has received tremendous attention for the design of radio access techniques for fifth generation (5G) wireless networks and beyond. The basic concept behind NOMA is to serve more than one user in the same resource block, e.g., a time slot, subcarrier, spreading code, or space. With this, NOMA promotes massive connectivity, lowers latency, improves user fairness and spectral efficiency, and increases reliability compared to orthogonal multiple access (OMA) techniques. While NOMA has gained significant attention from the communications community, it has also been subject to several widespread misunderstandings, such as $``\textit{NOMA is based on allocating higher power to users with worse channel conditions. As such, cell-edge users receive more power in NOMA and due to this biased power allocation toward cell-edge users inter-cell interference is more severe in NOMA compared to OMA. NOMA also compromises security for spectral efficiency.}''$ The above statements are actually false, and this paper aims at identifying such common myths about NOMA and clarifying why they are not true. We also pose critical questions that are important for the effective adoption of NOMA in 5G and beyond and identify promising research directions for NOMA, which will require intense investigation in the future.Comment: To appear in the IEEE Wireless Communication

Large-Scale NOMA: Promises for Massive Machine-Type Communication

We investigate on large-scale deployment of non-orthogonal multiple access (NOMA) for improved spectral and power efficiency in cellular networks to provide massive wireless connectivity (e.g. for machine-type communication [mMTC]). First, we describe the basics of single-antenna NOMA technology and its extension to co-located multiple-antenna NOMA as well as coordinated multipoint transmission (CoMP)-enabled NOMA technologies. Then we discuss some of the practical challenges of large-scale deployment of NOMA such as the inter-NOMA-interference (INI), inter-cell interference, and hardware implementation complexity. To this end, we present one key enabling technique to overcome the challenges of large-scale deployment of NOMA. Generally speaking, for a feasible large-scale NOMA implementation, sophisticated diversity enhancing techniques can be used to compensate for the degradation in coding gain and to decrease the complexity resulting from excessive INI and increased level of required successive interference cancellation (SIC). Furthermore, to massively extend NOMA over the network coverage area, NOMA transmitters have to cooperate in a generalized manner to serve all nearby users simultaneously

NOMA in 5G Systems: Exciting Possibilities for Enhancing Spectral Efficiency

This article provides an overview of power-domain non-orthogonal multiple access for 5G systems. The basic concepts and benefits are briefly presented, along with current solutions and standardization activities. In addition, limitations and research challenges are discussed.Comment: 6 pages, 1 figure, IEEE 5G Tech Focu

Full-Duplex Communications: Performance in Ultra-Dense Small-Cell Wireless Networks

Theoretically, full-duplex (FD) communications can double the spectral-efficiency (SE) of a wireless link if the problem of self-interference (SI) is completely eliminated. Recent developments towards SI cancellation techniques have allowed to realize the FD communications on low-power transceivers, such as small-cell (SC) base stations. Consequently, the FD technology is being considered as a key enabler of 5G and beyond networks. In the context of 5G, FD communications have been initially investigated in a single SC and then into multiple SC environments. Due to FD operations, a single SC faces residual SI and intra-cell co-channel interference (CCI), whereas multiple SCs face additional inter-cell CCI, which grows with the number of neighboring cells. The surge of interference in the multi-cell environment poses the question of the feasibility of FD communications. In this article, we first review the FD communications in single and multiple SC environments and then provide the state-of-the-art for the CCI mitigation techniques, as well as FD feasibility studies in a multi-cell environment. Further, through numerical simulations, the SE performance gain of the FD communications in ultra-dense massive multiple input multiple-output enabled millimeter wave SCs is presented. Finally, potential open research challenges of multi-cell FD communications are highlighted.Comment: Accepted for publication in IEEE Vehicular Technology Magazine, Special Issue on 5G Technologies and Application

On the Performance of Network NOMA in Uplink CoMP Systems: A Stochastic Geometry Approach

To improve the system throughput, this paper proposes a network non-orthogonal multiple access (N-NOMA) technique for the uplink coordinated multi-point transmission (CoMP). In the considered scenario, multiple base stations collaborate with each other to serve a single user, referred to as the CoMP user, which is the same as for conventional CoMP. However, unlike conventional CoMP, each base station in N-NOMA opportunistically serves an extra user, referred to as the NOMA user, while serving the CoMP user at the same bandwidth. The CoMP user is typically located at the cell-edge, whereas users close to the base stations are scheduled as NOMA users. Hence, the channel conditions of the two kind of users are very distinctive, which facilitates the implementation of NOMA. Compared to the conventional orthogonal multiple access based CoMP scheme, where multiple base stations serve a single CoMP user only, the proposed N-NOMA scheme can support larger connectivity by serving the extra NOMA users, and improve the spectral efficiency by avoiding the CoMP user solely occupying the spectrum. A stochastic geometry approach is applied to model the considered N-NOMA scenario as a Poisson cluster process, based on which closed-form analytical expressions for outage probabilities and ergodic rates are obtained. Numerical results are presented to show the accuracy of the analytical results and also demonstrate the superior performance of the proposed N-NOMA scheme

Spectrum and Energy Efficient Beamspace MIMO-NOMA for Millimeter-Wave Communications Using Lens Antenna Array

The recent concept of beamspace multiple input multiple output (MIMO) can significantly reduce the number of required radio-frequency (RF) chains in millimeter-wave (mmWave) massive MIMO systems without obvious performance loss. However, the fundamental limit of existing beamspace MIMO is that, the number of supported users cannot be larger than the number of RF chains at the same time-frequency resources. To break this fundamental limit, in this paper we propose a new spectrum and energy efficient mmWave transmission scheme that integrates the concept of non-orthogonal multiple access (NOMA) with beamspace MIMO, i.e., beamspace MIMO-NOMA. By using NOMA in beamspace MIMO systems, the number of supported users can be larger than the number of RF chains at the same time-frequency resources. Particularly, the achievable sum rate of the proposed beamspace MIMO-NOMA in a typical mmWave channel model is analyzed, which shows an obvious performance gain compared with the existing beamspace MIMO. Then, a precoding scheme based on the principle of zero-forcing (ZF) is designed to reduce the inter-beam interferences in the beamspace MIMO-NOMA system. Furthermore, to maximize the achievable sum rate, a dynamic power allocation is proposed by solving the joint power optimization problem, which not only includes the intra-beam power optimization, but also considers the inter-beam power optimization. Finally, an iterative optimization algorithm with low complexity is developed to realize the dynamic power allocation. Simulation results show that the proposed beamspace MIMO-NOMA can achieve higher spectrum and energy efficiency compared with existing beamspace MIMO.Comment: To appear in IEEE Journal on Selected Areas in Communications. Simulation codes are provided to reproduce the results presented in this paper: http://oa.ee.tsinghua.edu.cn/dailinglong/publications/publications.htm

Full-Duplex Non-Orthogonal Multiple Access for Modern Wireless Networks

Non-orthogonal multiple access (NOMA) is an interesting concept to provide higher capacity for future wireless communications. In this article, we consider the feasibility and benefits of combining full-duplex operation with NOMA for modern communication systems. Specifically, we provide a comprehensive overview on application of full-duplex NOMA in cellular networks, cooperative and cognitive radio networks, and characterize gains possible due to full-duplex operation. Accordingly, we discuss challenges, particularly the self-interference and inter-user interference and provide potential solutions to interference mitigation and quality-of-service provision based on beamforming, power control, and link scheduling. We further discuss future research challenges and interesting directions to pursue to bring full-duplex NOMA into maturity and use in practice.Comment: Revised, IEEE Wireless Communication Magazin

Power Control for Multi-Cell Networks with Non-Orthogonal Multiple Access

In this paper, we investigate the problems of sum power minimization and sum rate maximization for multi-cell networks with non-orthogonal multiple access. Considering the sum power minimization, we obtain closed-form solutions to the optimal power allocation strategy and then successfully transform the original problem to a linear one with a much smaller size, which can be optimally solved by using the standard interference function. To solve the nonconvex sum rate maximization problem, we first prove that the power allocation problem for a single cell is a convex problem. By analyzing the Karush-Kuhn-Tucker conditions, the optimal power allocation for users in a single cell is derived in closed form. Based on the optimal solution in each cell, a distributed algorithm is accordingly proposed to acquire efficient solutions. Numerical results verify our theoretical findings showing the superiority of our solutions compared to the orthogonal frequency division multiple access and broadcast channel.Comment: Accepted in IEEE TWC. Key words: NOMA, multicell, distributed algorithm, power allocation, rate constraint