On the Performance Gain of NOMA over OMA in Uplink Communication Systems

In this paper, we investigate and reveal the ergodic sum-rate gain (ESG) of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink cellular communication systems. A base station equipped with a single-antenna, with multiple antennas, and with massive antenna arrays is considered both in single-cell and multi-cell deployments. In particular, in single-antenna systems, we identify two types of gains brought about by NOMA: 1) a large-scale near-far gain arising from the distance discrepancy between the base station and users; 2) a small-scale fading gain originating from the multipath channel fading. Furthermore, we reveal that the large-scale near-far gain increases with the normalized cell size, while the small-scale fading gain is a constant, given by $\gamma$ = 0.57721 nat/s/Hz, in Rayleigh fading channels. When extending single-antenna NOMA to $M$-antenna NOMA, we prove that both the large-scale near-far gain and small-scale fading gain achieved by single-antenna NOMA can be increased by a factor of $M$ for a large number of users. Moreover, given a massive antenna array at the base station and considering a fixed ratio between the number of antennas, $M$, and the number of users, $K$, the ESG of NOMA over OMA increases linearly with both $M$ and $K$. We then further extend the analysis to a multi-cell scenario. Compared to the single-cell case, the ESG in multi-cell systems degrades as NOMA faces more severe inter-cell interference due to the non-orthogonal transmissions. Besides, we unveil that a large cell size is always beneficial to the ergodic sum-rate performance of NOMA in both single-cell and multi-cell systems. Numerical results verify the accuracy of the analytical results derived and confirm the insights revealed about the ESG of NOMA over OMA in different scenarios.Comment: 51 pages, 7 figures, invited paper, submitted to IEEE Transactions on Communication

On the Performance Gain of NOMA over OMA in Uplink Single-cell Systems

In this paper, we investigate the performance gain of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink single-cell systems. In both single-antenna and multi-antenna scenarios, the performance gain of NOMA over OMA in terms of asymptotic ergodic sum-rate is analyzed for a sufficiently large number of users. In particular, in single-antenna systems, we identify two types of near-far gains brought by NOMA: 1) the large-scale near-far gain via exploiting the large-scale fading increases with the cell size; 2) the small-scale near-far gain via exploiting the small-scale fading is a constant given by $\gamma = 0.57721$ nat/s/Hz in Rayleigh fading channels. Furthermore, we have analyzed that the performance gain achieved by single-antenna NOMA can be amplified via increasing the number of antennas equipped at the base station due to the extra spatial degrees of freedom. The numerical results confirm the accuracy of the derived analyses and unveil the performance gains of NOMA over OMA in different scenarios.Comment: 7 pages, 5 figure

On the Performance of Network NOMA in Uplink CoMP Systems: A Stochastic Geometry Approach

To improve the system throughput, this paper proposes a network non-orthogonal multiple access (N-NOMA) technique for the uplink coordinated multi-point transmission (CoMP). In the considered scenario, multiple base stations collaborate with each other to serve a single user, referred to as the CoMP user, which is the same as for conventional CoMP. However, unlike conventional CoMP, each base station in N-NOMA opportunistically serves an extra user, referred to as the NOMA user, while serving the CoMP user at the same bandwidth. The CoMP user is typically located at the cell-edge, whereas users close to the base stations are scheduled as NOMA users. Hence, the channel conditions of the two kind of users are very distinctive, which facilitates the implementation of NOMA. Compared to the conventional orthogonal multiple access based CoMP scheme, where multiple base stations serve a single CoMP user only, the proposed N-NOMA scheme can support larger connectivity by serving the extra NOMA users, and improve the spectral efficiency by avoiding the CoMP user solely occupying the spectrum. A stochastic geometry approach is applied to model the considered N-NOMA scenario as a Poisson cluster process, based on which closed-form analytical expressions for outage probabilities and ergodic rates are obtained. Numerical results are presented to show the accuracy of the analytical results and also demonstrate the superior performance of the proposed N-NOMA scheme

Uplink Cooperative NOMA for Cellular-Connected UAV

Aerial-ground interference mitigation is a challenging issue in the cellular-connected unmanned aerial vehicle (UAV) communications. Due to the strong line-of-sight (LoS) air-to-ground (A2G) channels, the UAV may impose/suffer more severe uplink/downlink interference to/from the cellular base stations (BSs) than the ground users. To tackle this challenge, we propose to apply the non-orthogonal multiple access (NOMA) technique to the uplink communication from a UAV to cellular BSs, under spectrum sharing with the existing ground users. However, for our considered system, traditional NOMA with local interference cancellation (IC), termed non-cooperative NOMA, may provide very limited gain compared to the OMA. This is because there are many co-channel BSs due to the LoS A2G channels and thus the UAV's rate performance is severely limited by the BS with the worst channel condition with the UAV. To improve the UAV's achievable rate, a new cooperative NOMA scheme is proposed by exploiting the backhaul links among BSs. Specifically, some BSs with better channel conditions are selected to decode the UAV's signals first, and then forward the decoded signals to their backhaul-connected BSs for IC. To investigate the optimal design of cooperative NOMA, we maximize the weighted sum-rate of the UAV and ground users by jointly optimizing the UAV's rate and power allocations over multiple resource blocks. However, this problem is hard to be solved optimally. To obtain useful insights, we first consider two special cases with egoistic and altruistic transmission strategies of the UAV, respectively, and solve their corresponding problems optimally. Next, we consider the general case and propose an efficient suboptimal solution via the alternating optimization. Numerical results show that the proposed cooperative NOMA yields significant throughput gains than the OMA and the non-cooperative NOMA benchmark.Comment: 13 pages, 6 figures. Accepted for publication in IEEE JSTSP. arXiv admin note: text overlap with arXiv:1807.0821

Full-Duplex Non-Orthogonal Multiple Access for Modern Wireless Networks

Non-orthogonal multiple access (NOMA) is an interesting concept to provide higher capacity for future wireless communications. In this article, we consider the feasibility and benefits of combining full-duplex operation with NOMA for modern communication systems. Specifically, we provide a comprehensive overview on application of full-duplex NOMA in cellular networks, cooperative and cognitive radio networks, and characterize gains possible due to full-duplex operation. Accordingly, we discuss challenges, particularly the self-interference and inter-user interference and provide potential solutions to interference mitigation and quality-of-service provision based on beamforming, power control, and link scheduling. We further discuss future research challenges and interesting directions to pursue to bring full-duplex NOMA into maturity and use in practice.Comment: Revised, IEEE Wireless Communication Magazin

On User Pairing in NOMA Uplink

User pairing in Non-Orthogonal Multiple-Access (NOMA) uplink based on channel state information is investigated considering some predefined power allocation schemes. The base station divides the set of users into disjunct pairs and assigns the available resources to these pairs. The combinatorial problem of user pairing to achieve the maximum sum rate is analyzed in the large system limit for various scenarios, and some optimum and sub-optimum algorithms with a polynomial-time complexity are proposed. In the first scenario, $2M$ users and the base station have a single-antenna and communicate over $M$ subcarriers. The performance of optimum pairing is derived for $M\rightarrow \infty$ and shown to be superior to random pairing and orthogonal multiple access techniques. In the second setting, a novel NOMA scheme for a multi-antenna base station and single carrier communication is proposed. In this case, the users need not be aware of the pairing strategy. Furthermore, the proposed NOMA scheme is generalized to multi-antenna users. It is shown that random and optimum user pairing perform similarly in the large system limit, but optimum pairing is significantly better in finite dimensions. It is shown that the proposed NOMA scheme outperforms a previously proposed NOMA scheme with signal alignment.Comment: Submitted to Transaction on Wireless Communication

Energy-Efficient Joint User-RB Association and Power Allocation for Uplink Hybrid NOMA-OMA

In this paper, energy efficient resource allocation is considered for an uplink hybrid system, where non-orthogonal multiple access (NOMA) is integrated into orthogonal multiple access (OMA). To ensure the quality of service for the users, a minimum rate requirement is pre-defined for each user. We formulate an energy efficiency (EE) maximization problem by jointly optimizing the user clustering, channel assignment and power allocation. To address this hard problem, a many-to-one bipartite graph is first constructed considering the users and resource blocks (RBs) as the two sets of nodes. Based on swap matching, a joint user-RB association and power allocation scheme is proposed, which converges within a limited number of iterations. Moreover, for the power allocation under a given user-RB association, we first derive the feasibility condition. If feasible, a low-complexity algorithm is proposed, which obtains optimal EE under any successive interference cancellation (SIC) order and an arbitrary number of users. In addition, for the special case of two users per cluster, analytical solutions are provided for the two SIC orders, respectively. These solutions shed light on how the power is allocated for each user to maximize the EE. Numerical results are presented, which show that the proposed joint user-RB association and power allocation algorithm outperforms other hybrid multiple access based and OMA-based schemes.Comment: Non-orthogonal multiple access (NOMA), energy efficiency (EE), power allocation (PA), uplink transmissio

Energy-efficient techniques for combating the influence of reactive jamming using Non-Orthogonal Multiple Access and Distributed Antenna Systems

The aim of this work is to propose new approaches for maximizing the energy efficiency of downlink 5G mobile communication systems, in the presence of a reactive jammer. The concepts of non-orthogonal multiple access (NOMA) and distributed antenna systems (DAS) are exploited to devise joint subband, power and antenna assignment techniques, so as to guarantee a certain quality of service (QoS) to users. Also, the scheduler relies on jamming statistics, observed at the end of each timeslot, to perform resource allocation based on the prediction of the jammer behavior over the next timeslot. A particular care is given, in the proposed techniques, to maintain a moderate complexity at the receiver level, and to limit the number of active RRHs (remote radio heads) in the cell. Simulation results show that a proper combination of NOMA with DAS can allow a significant enhancement of the system robustness to jamming, with respect to centralized antenna systems and orthogonal multiple access.Comment: Accepted conference pape

Uplink Non-Orthogonal Multiple Access for 5G Wireless Networks

Orthogonal Frequency Division Multiple Access (OFDMA) as well as other orthogonal multiple access techniques fail to achieve the system capacity limit in the uplink due to the exclusivity in resource allocation. This issue is more prominent when fairness among the users is considered in the system. Current Non-Orthogonal Multiple Access (NOMA) techniques introduce redundancy by coding/spreading to facilitate the users' signals separation at the receiver, which degrade the system spectral efficiency. Hence, in order to achieve higher capacity, more efficient NOMA schemes need to be developed. In this paper, we propose a NOMA scheme for uplink that removes the resource allocation exclusivity and allows more than one user to share the same subcarrier without any coding/spreading redundancy. Joint processing is implemented at the receiver to detect the users' signals. However, to control the receiver complexity, an upper limit on the number of users per subcarrier needs to be imposed. In addition, a novel subcarrier and power allocation algorithm is proposed for the new NOMA scheme that maximizes the users' sum-rate. The link-level performance evaluation has shown that the proposed scheme achieves bit error rate close to the single-user case. Numerical results show that the proposed NOMA scheme can significantly improve the system performance in terms of spectral efficiency and fairness comparing to OFDMA.Comment: Presented in the International Symposium on Wireless Communications Systems (ISWCS), 201

A Fair Power Allocation Approach to NOMA in Multi-user SISO Systems

A non-orthogonal multiple access (NOMA) approach that always outperforms orthogonal multiple access (OMA) called Fair-NOMA is introduced. In Fair-NOMA, each mobile user is allocated its share of the transmit power such that its capacity is always greater than or equal to the capacity that can be achieved using OMA. For any slow-fading channel gains of the two users, the set of possible power allocation coefficients are derived. For the infimum and supremum of this set, the individual capacity gains and the sum-rate capacity gain are derived. It is shown that the ergodic sum-rate capacity gain approaches 1 b/s/Hz when the transmit power increases for the case when pairing two random users with i.i.d. channel gains. The outage probability of this approach is derived and shown to be better than OMA. The Fair-NOMA approach is applied to the case of pairing a near base-station user and a cell-edge user and the ergodic capacity gap is derived as a function of total number of users in the cell at high SNR. This is then compared to the conventional case of fixed-power NOMA with user-pairing. Finally, Fair-NOMA is extended to $K$ users and prove that the capacity can always be improved for each user, while using less than the total transmit power required to achieve OMA capacities per user.Comment: This paper has been accepted for publication in the IEEE Transactions of Vehicular Technology; 12 pages, 6 figure