The Noncoherent Rician Fading Channel -- Part I : Structure of the Capacity-Achieving Input

Transmission of information over a discrete-time memoryless Rician fading channel is considered where neither the receiver nor the transmitter knows the fading coefficients. First the structure of the capacity-achieving input signals is investigated when the input is constrained to have limited peakedness by imposing either a fourth moment or a peak constraint. When the input is subject to second and fourth moment limitations, it is shown that the capacity-achieving input amplitude distribution is discrete with a finite number of mass points in the low-power regime. A similar discrete structure for the optimal amplitude is proven over the entire SNR range when there is only a peak power constraint. The Rician fading with phase-noise channel model, where there is phase uncertainty in the specular component, is analyzed. For this model it is shown that, with only an average power constraint, the capacity-achieving input amplitude is discrete with a finite number of levels. For the classical average power limited Rician fading channel, it is proven that the optimal input amplitude distribution has bounded support.Comment: To appear in the IEEE Transactions on Wireless Communication

The Noncoherent Rician Fading Channel -- Part II : Spectral Efficiency in the Low-Power Regime

Transmission of information over a discrete-time memoryless Rician fading channel is considered where neither the receiver nor the transmitter knows the fading coefficients. The spectral-efficiency/bit-energy tradeoff in the low-power regime is examined when the input has limited peakedness. It is shown that if a fourth moment input constraint is imposed or the input peak-to-average power ratio is limited, then in contrast to the behavior observed in average power limited channels, the minimum bit energy is not always achieved at zero spectral efficiency. The low-power performance is also characterized when there is a fixed peak limit that does not vary with the average power. A new signaling scheme that overlays phase-shift keying on on-off keying is proposed and shown to be optimally efficient in the low-power regime.Comment: To appear in the IEEE Transactions on Wireless Communication

Capacity of The Discrete-Time Non-Coherent Memoryless Gaussian Channels at Low SNR

We address the capacity of a discrete-time memoryless Gaussian channel, where the channel state information (CSI) is neither available at the transmitter nor at the receiver. The optimal capacity-achieving input distribution at low signal-to-noise ratio (SNR) is precisely characterized, and the exact capacity of a non-coherent channel is derived. The derived relations allow to better understanding the capacity of non-coherent channels at low SNR. Then, we compute the non-coherence penalty and give a more precise characterization of the sub-linear term in SNR. Finally, in order to get more insight on how the optimal input varies with SNR, upper and lower bounds on the non-zero mass point location of the capacity-achieving input are given.Comment: 5 pages and 4 figures. To appear in Proceeding of International Symposium on Information Theory (ISIT 2008

Short Packets over Block-Memoryless Fading Channels: Pilot-Assisted or Noncoherent Transmission?

We present nonasymptotic upper and lower bounds on the maximum coding rate achievable when transmitting short packets over a Rician memoryless block-fading channel for a given requirement on the packet error probability. We focus on the practically relevant scenario in which there is no \emph{a priori} channel state information available at the transmitter and at the receiver. An upper bound built upon the min-max converse is compared to two lower bounds: the first one relies on a noncoherent transmission strategy in which the fading channel is not estimated explicitly at the receiver; the second one employs pilot-assisted transmission (PAT) followed by maximum-likelihood channel estimation and scaled mismatched nearest-neighbor decoding at the receiver. Our bounds are tight enough to unveil the optimum number of diversity branches that a packet should span so that the energy per bit required to achieve a target packet error probability is minimized, for a given constraint on the code rate and the packet size. Furthermore, the bounds reveal that noncoherent transmission is more energy efficient than PAT, even when the number of pilot symbols and their power is optimized. For example, for the case when a coded packet of $168$ symbols is transmitted using a channel code of rate $0.48$ bits/channel use, over a block-fading channel with block size equal to $8$ symbols, PAT requires an additional $1.2$ dB of energy per information bit to achieve a packet error probability of $10^{-3}$ compared to a suitably designed noncoherent transmission scheme. Finally, we devise a PAT scheme based on punctured tail-biting quasi-cyclic codes and ordered statistics decoding, whose performance are close ($1$ dB gap at $10^{-3}$ packet error probability) to the ones predicted by our PAT lower bound. This shows that the PAT lower bound provides useful guidelines on the design of actual PAT schemes.Comment: 30 pages, 5 figures, journa

Capacity of Underspread Noncoherent WSSUS Fading Channels under Peak Signal Constraints

We characterize the capacity of the general class of noncoherent underspread wide-sense stationary uncorrelated scattering (WSSUS) time-frequency-selective Rayleigh fading channels, under peak constraints in time and frequency and in time only. Capacity upper and lower bounds are found which are explicit in the channel's scattering function and allow to identify the capacity-maximizing bandwidth for a given scattering function and a given peak-to-average power ratio.Comment: To be presented at IEEE Int. Symp. Inf. Theory 2007, Nice, Franc

High-SNR Capacity of Wireless Communication Channels in the Noncoherent Setting: A Primer

This paper, mostly tutorial in nature, deals with the problem of characterizing the capacity of fading channels in the high signal-to-noise ratio (SNR) regime. We focus on the practically relevant noncoherent setting, where neither transmitter nor receiver know the channel realizations, but both are aware of the channel law. We present, in an intuitive and accessible form, two tools, first proposed by Lapidoth & Moser (2003), of fundamental importance to high-SNR capacity analysis: the duality approach and the escape-to-infinity property of capacity-achieving distributions. Furthermore, we apply these tools to refine some of the results that appeared previously in the literature and to simplify the corresponding proofs.Comment: To appear in Int. J. Electron. Commun. (AE\"U), Aug. 201

Oversampling Increases the Pre-Log of Noncoherent Rayleigh Fading Channels

We analyze the capacity of a continuous-time, time-selective, Rayleigh block-fading channel in the high signal-to-noise ratio (SNR) regime. The fading process is assumed stationary within each block and to change independently from block to block; furthermore, its realizations are not known a priori to the transmitter and the receiver (noncoherent setting). A common approach to analyzing the capacity of this channel is to assume that the receiver performs matched filtering followed by sampling at symbol rate (symbol matched filtering). This yields a discrete-time channel in which each transmitted symbol corresponds to one output sample. Liang & Veeravalli (2004) showed that the capacity of this discrete-time channel grows logarithmically with the SNR, with a capacity pre-log equal to $1-{Q}/{N}$. Here, $N$ is the number of symbols transmitted within one fading block, and $Q$ is the rank of the covariance matrix of the discrete-time channel gains within each fading block. In this paper, we show that symbol matched filtering is not a capacity-achieving strategy for the underlying continuous-time channel. Specifically, we analyze the capacity pre-log of the discrete-time channel obtained by oversampling the continuous-time channel output, i.e., by sampling it faster than at symbol rate. We prove that by oversampling by a factor two one gets a capacity pre-log that is at least as large as $1-1/N$. Since the capacity pre-log corresponding to symbol-rate sampling is $1-Q/N$, our result implies indeed that symbol matched filtering is not capacity achieving at high SNR.Comment: To appear in the IEEE Transactions on Information Theor