Boreal Forest Properties from TanDEM-X Data Using Interferometric Water Cloud Model and Implications for a Bistatic C-Band Mission

Data from TanDEM-X in single-pass and bistatic interferometric mode together with the interferometric water cloud model (IWCM) can provide estimates of forest height and stem volume (or the related above-ground biomass) of boreal forests with high accuracy. We summarize results from two boreal test sites using two approaches, i.e., 1) based on model calibration using reference insitu stands, and 2) based on minimization of a cost function. Both approaches are based on inversion of IWCM, which models the complex coherence and backscattering coefficient of a homogeneous forest layer, which includes gaps where free-space wave propagation is assumed. A digital terrain model of the ground is also needed. IWCM is used to estimate forest height or stem volume, since the two variables are assumed to be related through an allometric equation. A relationship between the fractional area of gaps, the area-fill, and stem volume is also required to enable model inversion. The accuracy of the stem volume estimate in the two sites varies between 16% and 21% for height of ambiguity <100 m. The results clearly show the importance of using summer-time acquisitions. Based on the TanDEM-X results at X-band, C-band data from the ERS-1/ERS-2 tandem mission are revisited to investigate the potential of a future bistatic C-band interferometric mission. Out of nine ERS-1/ERS-2 pairs, only one pair was found to be acquired at summer temperatures, without precipitation and with high coherence. A simulated bistatic phase height is shown to give approximately the same sensitivity to stem volume as TanDEM-X

Estimation of Forest Biomass From Two-Level Model Inversion of Single-Pass InSAR Data

A model for aboveground biomass estimation from single-pass interferometric synthetic aperture radar (InSAR) data is presented. Forest height and canopy density estimates Delta h and eta(0), respectively, obtained from two-level model (TLM) inversion, are used as biomass predictors. Eighteen bistatic VV-polarized TanDEM-X (TDM) acquisitions are used, made over two Swedish test sites in the summers of 2011, 2012, and 2013 (nominal incidence angle: 41 degrees; height-of-ambiguity: 32-63 m). Remningstorp features a hemiboreal forest in southern Sweden, with flat topography and where 32 circular plots have been sampled between 2010 and 2011 (area: 0.5 ha; biomass: 42-242 t/ha; height: 14-32 m). Krycklan features a boreal forest in northern Sweden, 720-km north-northeast from Remningstorp, with significant topography and where 31 stands have been sampled in 2008 (area: 2.4-26.3 ha; biomass: 23-183 t/ha; height: 7-21 m). A high-resolution digital terrain model has been used as ground reference during InSAR processing. For the aforementioned plots and stands and if the same acquisition is used for model training and validation, the new model explains 65%-89% of the observed variance, with root-mean-square error (RMSE) of 12%-19% (median: 15%). By fixing two of the three model parameters, accurate biomass estimation can also be done when different acquisitions or different test sites are used for model training and validation, with RMSE of 12%-56% (median: 17%). Compared with a simple scaling model computing biomass from the phase center elevation above ground, the proposed model shows significantly better performance in Remningstorp, as it accounts for the large canopy density variations caused by active management. In Krycklan, the two models show similar performance

Utilization of bistatic TanDEM-X data to derive land cover information

Forests have significance as carbon sink in climate change. Therefore, it is of high importance to track land use changes as well as to estimate the state as carbon sink. This is useful for sustainable forest management, land use planning, carbon modelling, and support to implement international initiatives like REDD+ (Reducing Emissions from Deforestation and Degradation). A combination of field measurements and remote sensing seems most suitable to monitor forests. Radar sensors are considered as high potential due to the weather and daytime independence. TanDEM-X is a interferometric SAR (synthetic aperture radar) mission in space and can be used for land use monitoring as well as estimation of biophysical parameters. TanDEM-X is a X-band system resulting in low penetration depth into the forest canopy. Interferometric information can be useful, whereas the low penetration can be considered as an advantage. The interferometric height is assumable as canopy height, which is correlated with forest biomass. Furthermore, the interferometric coherence is mainly governed by volume decorrelation, whereas temporal decorrelation is minimized. This information can be valuable for quantitative estimations and land use monitoring. The interferometric coherence improved results in comparison to land use classifications without coherence of about 10% (75% vs. 85%). Especially the differentiation between forest classes profited from coherence. The coherence correlated with aboveground biomass in a R² of about 0.5 and resulted in a root mean square error (RSME) of 14%. The interferometric height achieved an even higher correlation with the biomass (R²=0.68) resulting in cross-validated RMSE of 7.5%. These results indicated that TanDEM-X can be considered as valuable and consistent data source for forest monitoring. Especially interferometric information seemed suitable for biomass estimation

On the Sensitivity of TanDEM-X-Observations to Boreal Forest Structure

The structure of forests is important to observe for understanding coupling to global dynamics of ecosystems, biodiversity, and management aspects. In this paper, the sensitivity of X-band to boreal forest stem volume and to vertical and horizontal structure in the form of forest height and horizontal vegetation density is studied using TanDEM-X satellite observations from two study sites in Sweden: Remningstorp and Krycklan. The forest was analyzed with the Interferometric Water Cloud Model (IWCM), without the use of local data for model training, and compared with measurements by Airborne Lidar Scanning (ALS). On one hand, a large number of stands were studied, and in addition, plots with different types of changes between 2010 and 2014 were also studied. It is shown that the TanDEM-X phase height is, under certain conditions, equal to the product of the ALS quantities for height and density. Therefore, the sensitivity of phase height to relative changes in height and density is the same. For stands with a phase height >5 m we obtained an root-mean-square error, RMSE, of 8% and 10% for tree height in Remningstorp and Krycklan, respectively, and for vegetation density an RMSE of 13% for both. Furthermore, we obtained an RMSE of 17% for estimation of above ground biomass at stand level in Remningstorp and in Krycklan. The forest changes estimated with TanDEM-X/IWCM and ALS are small for all plots except clear cuts but show similar trends. Plots without forest management changes show a mean estimated height growth of 2.7% with TanDEM-X/IWCM versus 2.1% with ALS and a biomass growth of 4.3% versus 4.2% per year. The agreement between the estimates from TanDEM-X/IWCM and ALS is in general good, except for stands with low phase height

Fusing simulated GEDI, ICESat-2 and NISAR data for regional aboveground biomass mapping

Accurate mapping of forest aboveground biomass (AGB) is critical for better understanding the role of forests in the global carbon cycle. NASA's current GEDI and ICESat-2 missions as well as the upcoming NISAR mission will collect synergistic data with different coverage and sensitivity to AGB. In this study, we present a multi-sensor data fusion approach leveraging the strength of each mission to produce wall-to-wall AGB maps that are more accurate and spatially comprehensive than what is achievable with any one sensor alone. Specifically, we calibrate a regional L-band radar AGB model using the sparse, simulated spaceborne lidar AGB estimates. We assess our data fusion framework using simulations of GEDI, ICESat-2 and NISAR data from airborne laser scanning (ALS) and UAVSAR data acquired over the temperate high AGB forest and complex terrain in Sonoma County, California, USA. For ICESat-2 and GEDI missions, we simulate two years of data coverage and AGB at footprint level are estimated using realistic AGB models. We compare the performance of our fusion framework when different combinations of the sparse simulated GEDI and ICEsat-2 AGB estimates are used to calibrate our regional L-band AGB models. In addition, we test our framework at Sonoma using (a) 1-ha square grid cells and (b) similarly sized irregularly shaped objects. We demonstrate that the estimated mean AGB across Sonoma is more accurately estimated using our fusion framework than using GEDI or ICESat-2 mission data alone, either with a regular grid or with irregular segments as mapping units. This research highlights methodological opportunities for fusing new and upcoming active remote sensing data streams toward improved AGB mapping through data fusion.</p

Forest cover estimation in Ireland using radar remote sensing: a comparative analysis of forest cover assessment methodologies

Quantification of spatial and temporal changes in forest cover is an essential component of forest monitoring programs. Due to its cloud free capability, Synthetic Aperture Radar (SAR) is an ideal source of information on forest dynamics in countries with near-constant cloud-cover. However, few studies have investigated the use of SAR for forest cover estimation in landscapes with highly sparse and fragmented forest cover. In this study, the potential use of L-band SAR for forest cover estimation in two regions (Longford and Sligo) in Ireland is investigated and compared to forest cover estimates derived from three national (Forestry2010, Prime2, National Forest Inventory), one pan-European (Forest Map 2006) and one global forest cover (Global Forest Change) product. Two machine-learning approaches (Random Forests and Extremely Randomised Trees) are evaluated. Both Random Forests and Extremely Randomised Trees classification accuracies were high (98.1–98.5%), with differences between the two classifiers being minimal (&#60;0.5%). Increasing levels of post classification filtering led to a decrease in estimated forest area and an increase in overall accuracy of SAR-derived forest cover maps. All forest cover products were evaluated using an independent validation dataset. For the Longford region, the highest overall accuracy was recorded with the Forestry2010 dataset (97.42%) whereas in Sligo, highest overall accuracy was obtained for the Prime2 dataset (97.43%), although accuracies of SAR-derived forest maps were comparable. Our findings indicate that spaceborne radar could aid inventories in regions with low levels of forest cover in fragmented landscapes. The reduced accuracies observed for the global and pan-continental forest cover maps in comparison to national and SAR-derived forest maps indicate that caution should be exercised when applying these datasets for national reporting

Deep neural networks with transfer learning for forest variable estimation using sentinel-2 imagery in boreal forest

Estimation of forest structural variables is essential to provide relevant insights for public and private stakeholders in forestry and environmental sectors. Airborne light detection and ranging (LiDAR) enables accurate forest inventory, but it is expensive for large area analyses. Continuously increasing volume of open Earth Observation (EO) imagery from high-resolution (|BIAS%| = 0.8%). We found 3×3 pixels to be the optimal size for the sampling window, and two to three hidden layer DNNs to produce the best results with relatively small improvement to single hidden layer networks. Including CHM features with S2 data and additional features led to reduced relative RMSE (RMSE% = 28.6–30.7%) but increased the absolute value of relative bias (|BIAS%| = 0.9–4.0%). Transfer learning was found to be beneficial mainly with training data sets containing less than 250 field plots. The performance differences of DNN and random forest models were marginal. Our results contribute to improved structural variable estimation performance in boreal forests with the proposed image sampling and input feature concept

Estimation of biophysical parameters in boreal forests from ERS and JERS SAR interferometry

The thesis describes investigations concerning the evaluation of ERS and JERS SAR images and repeat-pass interferometric SAR images for the retrieval of biophysical parameters in boreal forests. The availability of extensive data sets of images over several test sites located in Sweden, Finland and Siberia has allowed analysis of temporal dynamics of ERS and JERS backscatter and coherence, and of ERS interferometric phase. Modelling of backscatter, coherence and InSAR phase has been performed by means of the Water Cloud Model (WCM) and the Interferometric Water Cloud Model (IWCM); sensitivity analysis and implications for the retrieval of forest biophysical parameters have been thoroughly discussed. Model inversion has been carried out for stem volume retrieval using ERS coherence, ERS backscatter and JERS backscatter, whereas for tree height estimation the ERS interferometric phase has been used. Multi-temporal combination of ERS coherence images, and to a lesser extent of JERS backscatter images, can provide stem volume estimates comparable to stand-wise ground-based measurements. Since the information content of the interferometric phase is strongly degraded by phase noise and uncorrected atmospheric artefacts, the retrieved tree height shows large errors