On the correlation between GNSS-R reflectivity and L-band microwave radiometry

This work compares microwave radiometry and global navigation satellite systems-reflectometry (GNSS-R) observations using data gathered from airborne flights conducted for three different soil moisture conditions. Two different regions are analyzed, a crops region and a grassland region. For the crops region, the correlation with the I/2 (first Stokes parameter divided by two) was between 0.74 and 0.8 for large incidence angle reflectivity data (30°-50°), while it was between 0.51 and 0.61 for the grassland region and the same incidence angle conditions. For the crops region, the correlation with the I/2 was between 0.64 and 0.69 for lower incidence angle reflectivity data (<;30°), while it was between 0.41 and 0.6 for the grassland region. This indicates that for large incidence angles the coherent scattering mechanism is dominant, while the lower incidence angles are more affected by incoherent scattering. Also a relationship between the reflectivity and the polarization index (PI) is observed. The PI has been used to remove surface roughness effects, but due to its dependence on the incidence angle only the large incidence angle observations were useful. The difference in ground resolution between microwave radiometry and GNSS-R and their strong correlation suggests that they might be combined to improve the spatial resolution of microwave radiometry measurements in terms of brightness temperature and consequently soil moisture retrievals.This work was supported in part by the Spanish Ministry of Science and Innovation, “AROSA-Advanced Radio Ocultations and Scatterometry Applications using GNSS and other opportunity signals,” under Grant AYA2011-29183-C02-01/ESP and “AGORA: Tecnicas Avanzadas en Teledetección Aplicada Usando Señales GNSS y Otras Señales de Oportunidad,” under Grant ESP2015-70014-C2-1-R (MINECO/FEDER), in part by the Monash University Faculty of Engineering 2013 Seed Grant, and in part by the Advanced Remote Sensing Ground-Truth Demo and Test Facilities and Terrestrial Environmental Observatories funded by the German Helmholtz-Association. The work of A. A.-Arroyo was supported by the Fulbright Commission in Spain through a Fulbright grant.Peer ReviewedPostprint (author's final draft

Sensitivity of GNSS-R spaceborne observations to soil moisture and vegetation

Global navigation satellite systems-reflectometry (GNSS-R) is an emerging remote sensing technique that makes use of navigation signals as signals of opportunity in a multistatic radar configuration, with as many transmitters as navigation satellites are in view. GNSS-R sensitivity to soil moisture has already been proven from ground-based and airborne experiments, but studies using space-borne data are still preliminary due to the limited amount of data, collocation, footprint heterogeneity, etc. This study presents a sensitivity study of TechDemoSat-1 GNSS-R data to soil moisture over different types of surfaces (i.e., vegetation covers) and for a wide range of soil moisture and normalized difference vegetation index (NDVI) values. Despite the scattering in the data, which can be largely attributed to the delay-Doppler maps peak variance, the temporal and spatial (footprint size) collocation mismatch with the SMOS soil moisture, and MODIS NDVI vegetation data, and land use data, experimental results for low NDVI values show a large sensitivity to soil moisture and a relatively good Pearson correlation coefficient. As the vegetation cover increases (NDVI increases) the reflectivity, the sensitivity to soil moisture and the Pearson correlation coefficient decreases, but it is still significant.Postprint (author's final draft

First results of a GNSS-R experiment from a stratospheric balloon over boreal forests

The empirical results of a global navigation satellite systems reflectometry (GNSS-R) experiment onboard the Balloon EXperiments for University Students (BEXUS) 17 stratospheric balloon performed north of Sweden over boreal forests show that the power of the reflected signals is nearly independent of the platform height for a high coherent integration time T-c = 20 ms. This experimental evidence shows a strong coherent component in the forward scattered signal, as compared with the incoherent component, that allows to be tracked. The bistatic coherent reflectivity is also evaluated as a function of the elevation angle, showing a decrease of similar to 6 dB when the elevation angle increases from 35. to 70 degrees. The received power presents a clearly multimodal behavior, which also suggests that the coherent scattering component may be taking place in different forest elements, i.e., soil, canopy, and through multiple reflections canopy-soil and soil-trunk. This experiment has provided the first GNSS-R data set over boreal forests. The evaluation of these results can be useful for the feasibility study of this technique to perform biomass monitoring that is a key factor to analyze the carbon cycle.Peer ReviewedPostprint (author's final draft

Soil moisture estimation synergy using GNSS-R and L-Band microwave radiometry data from FSSCat/FMPL-2

The Federated Satellite System mission (FSSCat) was the winner of the 2017 Copernicus Masters Competition and the first Copernicus third-party mission based on CubeSats. One of FSSCat’s objectives is to provide coarse Soil Moisture (SM) estimations by means of passive microwave measurements collected by Flexible Microwave Payload-2 (FMPL-2). This payload is a novel CubeSat based instrument combining an L1/E1 Global Navigation Satellite Systems-Reflectometer (GNSS-R) and an L-band Microwave Radiometer (MWR) using software-defined radio. This work presents the first results over land of the first two months of operations after the commissioning phase, from 1 October to 4 December 2020. Four neural network algorithms are implemented and analyzed in terms of different sets of input features to yield maps of SM content over the Northern Hemisphere (latitudes above 45° N). The first algorithm uses the surface skin temperature from the European Centre of Medium-Range Weather Forecast (ECMWF) in conjunction with the 16 day averaged Normalized Difference Vegetation Index (NDVI) from the Moderate Resolution Imaging Spectroradiometer (MODIS) to estimate SM and to use it as a comparison dataset for evaluating the additional models. A second approach is implemented to retrieve SM, which complements the first model using FMPL-2 L-band MWR antenna temperature measurements, showing a better performance than in the first case. The error standard deviation of this model referred to the Soil Moisture and Ocean Salinity (SMOS) SM product gridded at 36 km is 0.074 m3/m3. The third algorithm proposes a new approach to retrieve SM using FMPL-2 GNSS-R data. The mean and standard deviation of the GNSS-R reflectivity are obtained by averaging consecutive observations based on a sliding window and are further included as additional input features to the network. The model output shows an accurate SM estimation compared to a 9 km SMOS SM product, with an error of 0.087 m3/m3. Finally, a fourth model combines MWR and GNSS-R data and outperforms the previous approaches, with an error of just 0.063 m3/m3. These results demonstrate the capabilities of FMPL-2 to provide SM estimates over land with a good agreement with respect to SMOS SM.This work was supported by the 2017 ESA S3 challenge and Copernicus Masters overall winner award (“FSSCat” project). This work was (partially) sponsored by project SPOT: Sensing with Pioneering Opportunistic Techniques grant RTI2018-099008-B-C21 / AEI / 10.13039/501100011033, and by the Unidad de Excelencia Maria de Maeztu MDM-2016-0600. This work was also (partially) sponsored by the Spanish Ministry of Science and Innovation through the project ESP2017-89463-C3, by the Centro de Excelencia Severo Ochoa (CEX2019-000928-S), and by the CSIC Plataforma Temática Interdisciplinar de Teledetección (PTI-Teledetect). Joan Francesc Munoz-Martin received support from the grant for the recruitment of early-stage research staff FI-DGR 2018 of the AGAUR - Generalitat de Catalunya (FEDER), Spain; Christoph Herbert received the support of a fellowship from “la Caixa” Foundation (ID 100010434) with the fellowship code LCF/BQ/DI18/11660050 and funding from the European Union’s Horizon 2020 research and innovation program under the Marie Sklodowska-Curie Grant Agreement No. 713673; David Llavería received support from an FPU fellowship from the Spanish Ministry of Education FPU18/06107.Peer ReviewedPostprint (published version

Single-pass soil moisture retrievals using GNSS-R: lessons learned

In this paper, an algorithm to retrieve surface soil moisture from GNSS-R (Global Navigaton Satellite System Reflectometry) observations is presented. Surface roughness and vegetation effects are found to be the most critical ones to be corrected. On one side, the NASA SMAP (Soil Moisture Active and Passive) correction for vegetation opacity (multiplied by two to account for the descending and ascending passes) seems too high. Surface roughness effects cannot be compensated using in situ measurements, as they are not representative. An ad hoc correction for surface roughness, including the dependence with the incidence angle, and the actual reflectivity value is needed. With this correction, reasonable surface soil moisture values are obtained up to approximately a 30° incidence angle, beyond which the GNSS-R retrieved surface soil moisture spreads significantly.This work has been funded by the Spanish MCIU and EU ERDF project (RTI2018-099008-B-C21) “Sensing with pioneering opportunistic techniques” and grant to ”CommSensLab-UPC” Excellence Research Unit Maria de Maeztu (MINECO grant MDM-2016-600), and by a Doctorat Industrial grant from ICGC.Peer ReviewedPostprint (published version

Sensitivity to Soil Moisture and Observation Geometry of Spaceborne GNSS-R Delay-Doppler Maps

© 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes,creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.Thanks to the successful operations of the UK TDS-1 and NASA CYGNSS GNSS-R missions, a wealth of Delay-Doppler Maps (DDM) are being measured from the ocean, but also from land reflections. Using the land reflected DDM, several studies are being conducted to retrieve the land geophysical parameters, such as soil moisture, vegetation depth, and biomass. Although they have shown the dependence of the land geophysical parameters on the DDM, it is also shown that many other parameters impact the DDM. This work presents the impacts of some parameters on the DDM. For the systematical and efficient study, an E2E simulator is used. The simulator generates the synthesized DDM reflected over land varying the input parameters, which are the specular point position on the Earth, the elevation angle at the specular points, soil moisture, etc. From the simulation results, the relation between the input parameters and the DDM is individually analyzed, providing the clue to the retrieval algorithm of the geophysical parameters.Peer ReviewedPostprint (author's final draft

Contributions to land, sea, and sea ice remote sensing using GNSS-reflectometry

This PhD thesis researches the use of passive remote sensing techniques using signals transmitted from the navigation satellites (GNSS) in order to retrieve different geophysical parameters. The thesis consists of two different parts without taking into account the introduction, the state of the art and the conclusions. The first part analyzes the Interference Pattern Technique (IPT), which was previously used in another PhD thesis, and proposes some key improvements. First, the addition of horizontal polarization to the existing vertical polarization is proposed. Then, the retrieval of soil moisture is studied using the horizontal polarization only and combining both polarizations to correct for the surface roughness effects. It is also demonstrated that the phase difference between the two interference patterns is directly related to soil moisture content. A field campaign was conducted in Australia to test empirically all the theoretical developments and algorithms. Secondly, the possibility of measuring Significant Wave Height (SWH) and Mean Sea Surface Level (MSSL) using the IPT is studied. A three month field campaign over coastal sea is devoted to that study. The SWH retrieval is a new estimation algorithm based on measuring the point where the interference pattern loses coherence. The MSSL retrieval is based on the estimation of the IPT oscillation frequency, testing different spectral estimators to improve the accuracy. Since the IPT is limited in coverage due to its static requirements, the research conducted in this thesis migrated to scatterometric GNSS-R techniques. The main goal that migration was to increase coverage of the different GNSS-R instruments. Therefore, the second part of this thesis analyzes the applicability of a scatterometric technique from different platforms: ground-based (mobile and fixed), airborne, and spaceborne. The ground-based still platforms have allowed to develop a soil moisture retrieval algorithm. The ground-based moving platforms have extended the validity of that algorithm. Airborne platforms have been used to study the reflected electric field statistics when the surface reflecting surface is varying (smooth or rough land, and sea). They have also been used to develop different algorithms to measure the coherent and incoherent scattered components depending on the data structure (real-data or complex data). Coherent reflectivity measured from airborne platforms has been compared to other techniques such microwave radiometry, which is highly used in the soil moisture retrieval from spaceborne sensors, and other sensors using optical, multispectral and thermal frequency bands. These relationships between microwave radiometry and GNSS-R measurements suggests the potential synergy of both techniques. A sea ice detection algorithm is also developed using scatterometric GNSS-R data from the UK TDS-1 mission. This algorithm is based on measuring the degree of coherence of the reflected waveform. Finally, a field campaign was conducted to study the effect of vegetation on the GNSS signals that pass through it in order to take into account and correct the effect of vegetation in the GNSS-R data and in the soil moisture retrieval algorithms.Aquesta tesi doctoral aprofundeix en el coneixement de les tècniques de teledetecció passives utilitzant senyals emesos pels satèl·lits de navegació (GNSS) amb l'objectiu de recuperar diferents paràmetres geofísics del terreny. La tesi conté dues parts ben diferenciades a banda de la introducció, estat de l'art i conclusions. La primera part analitza la tècnica coneguda com a patró d'interferències, utilitzada prèviament en una altra tesi doctoral, i proposa certes millores per la seva aplicabilitat. En primer lloc es decideix afegir polarització horitzontal a la ja existent polarització vertical, i s'estudia la recuperació d'humitat del sòl utilitzant només polarització horitzontal i combinant les dues polaritzacions per corregir els efectes de la rugositat del terreny. A continuació es demostra que la mesura de desfasament entre els dos patrons d'interferència està directament relacionada amb la humitat del terreny. Es va realitzar una campanya de mesures a Austràlia per provar empíricament tots els desenvolupaments teòrics i algorismes proposats. En segon lloc s'analitza l'aplicabilitat del patró d'interferències en la mesura de l'altura de les onades (SWH) i del nivell del mar (MSSL), tots dos de forma precisa. L'estimació de l'alçada de les onades és un procés totalment nou basat en mesurar el punt on el patró d'interferències perd la coherència. L'estimació del nivell del mar es basa en l'anàlisi espectral del patró d'interferències provant diferents estimadors espectrals. Atès que la tècnica del patró d'interferència està limitada en cobertura per les seves característiques estàtiques, la investigació duta a terme en aquesta tesi doctoral va migrar cap a tècniques GNSS-R escateromètriques. El principal objectiu a assolir va ser el d'augmentar la cobertura dels diferents instruments GNSS-R de mesura. En conseqüència, la segona part d'aquesta tesi analitza l'aplicabilitat d'aquestes tècniques des de diferents plataformes terrestres (mòbils i fixes), aerotransportades i satèl·lit. Les plataformes terrestres fixes han permès derivar algoritmes de recuperació d'humitat i les mòbils estendre la validació d'aquests. Les plataformes aerotransportades s'han utilitzat per mirar l'estadística del camp elèctric reflectit quan la superfície on es reflecteixen els senyals GNSS va variant (terra plana o terra rugosa, i mar). També han servit per desenvolupar diferents algorismes amb l'objectiu de determinar les components coherent i incoherent del senyal reflectit. De la mateixa manera, dades de reflectivitat coherent mesurades des d'aquestes plataformes han estat comparades amb altres tècniques de teledetecció passiva com la radiometria de microones, altament utilitzada en la mesura d'humitat de terreny, i altres sensors òptics, multi-espectrals, i tèrmics. Aquests resultats han permès suggerir la possible sinergia de dades d'ambdues tecnologies. Un algorisme per detectar la presència de gel sobre el mar també ha estat desenvolupat mitjançant l'ús de dades GNSS-R escateromètriques satel·litals de la missió UK TDS-1. Aquest algorisme es basa en mesurar el grau de coherència de la forma d'ona reflectida. Finalment, s'ha realitzat un estudi de l'efecte de la vegetació en els senyals GNSS que la travessen, per tal de poder corregir aquest efecte en els algoritmes de recuperació d'humitat del terreny

Application of Reflected Global Navigation Satellite System (GNSS-R) Signals in the Estimation of Sea Roughness Effects in Microwave Radiometry

In February-March 2009 NASA JPL conducted an airborne field campaign using the Passive Active L-band System (PALS) and the Ku-band Polarimetric Scatterometer (PolSCAT) collecting measurements of brightness temperature and near surface wind speeds. Flights were conducted over a region of expected high-speed winds in the Atlantic Ocean, for the purposes of algorithm development for salinity retrievals. Wind speeds encountered were in the range of 5 to 25 m/s during the two weeks deployment. The NASA-Langley GPS delay-mapping receiver (DMR) was also flown to collect GPS signals reflected from the ocean surface and generate post-correlation power vs. delay measurements. This data was used to estimate ocean surface roughness and a strong correlation with brightness temperature was found. Initial results suggest that reflected GPS signals, using small low-power instruments, will provide an additional source of data for correcting brightness temperature measurements for the purpose of sea surface salinity retrievals