Remote Sensing of Earth Terrain

The objective of this research is to develop theoretical models that are useful and practical in the remote sensing of the Earth environment including the Earth terrain, the lower and the upper atmospheres. Various models applicable to the microwave remote sensing of vegetation, snow-ice, and atmospheric precipitation have been developed. Such studies shall be extended to the higher frequency range to unify the optical band and the microwave theoretical foundations. The study, which had an emphasis on vegetation canopy to include all terrain media, and the whole Earth environment will be extended. A data base will be developed to generate scene radiation characteristics which will benefit the studies of global inhabitability, meteorological applications, and crop yield

First results of a GNSS-R experiment from a stratospheric balloon over boreal forests

The empirical results of a global navigation satellite systems reflectometry (GNSS-R) experiment onboard the Balloon EXperiments for University Students (BEXUS) 17 stratospheric balloon performed north of Sweden over boreal forests show that the power of the reflected signals is nearly independent of the platform height for a high coherent integration time T-c = 20 ms. This experimental evidence shows a strong coherent component in the forward scattered signal, as compared with the incoherent component, that allows to be tracked. The bistatic coherent reflectivity is also evaluated as a function of the elevation angle, showing a decrease of similar to 6 dB when the elevation angle increases from 35. to 70 degrees. The received power presents a clearly multimodal behavior, which also suggests that the coherent scattering component may be taking place in different forest elements, i.e., soil, canopy, and through multiple reflections canopy-soil and soil-trunk. This experiment has provided the first GNSS-R data set over boreal forests. The evaluation of these results can be useful for the feasibility study of this technique to perform biomass monitoring that is a key factor to analyze the carbon cycle.Peer ReviewedPostprint (author's final draft

GNSS reflectometry for land remote sensing applications

Soil moisture and vegetation biomass are two essential parameters from a scienti c and economical point of view. On one hand, they are key for the understanding of the hydrological and carbon cycle. On the other hand, soil moisture is essential for agricultural applications and water management, and vegetation biomass is crucial for regional development programs. Several remote sensing techniques have been used to measure these two parameters. However, retrieving soil moisture and vegetation biomass with the required accuracy, and the appropriate spatial and temporal resolutions still remains a major challenge. The use of Global Navigation Satellite Systems (GNSS) reflected signals as sources of opportunity for measuring soil moisture and vegetation biomass is assessed in this PhD Thesis. This technique, commonly known as GNSS-Reflectometry (GNSS-R), has gained increasing interest among the scienti c community during the last two decades due to its unique characteristics. Previous experimental works have already shown the capabilities of GNSS-R to sense small reflectivity changes on the surface. The use of the co- and cross-polarized reflected signals was also proposed to mitigate nuisance parameters, such as soil surface roughness, in the determination of soil moisture. However, experimental evidence of the suitability of that technique could not be demonstrated. This work analyses from a theoretical and an experimental point of view the capabilities of polarimetric observations of GNSS reflected signals for monitoring soil moisture and vegetation biomass. The Thesis is structured in four main parts. The fi rst part examines the fundamental aspects of the technique and provides a detailed review of the GNSS-R state of the art for soil moisture and vegetation monitoring. The second part deals with the scattering models from land surfaces. A comprehensive description of the formation of scattered signals from rough surfaces is provided. Simulations with current state of the art models for bare and vegetated soils were performed in order to analyze the scattering components of GNSS reflected signals. A simpli ed scattering model was also developed in order to relate in a straightforward way experimental measurements to soil bio-geophysical parameters. The third part reviews the experimental work performed within this research. The development of a GNSS-R instrument for land applications is described, together with the three experimental campaigns carried out in the frame of this PhD Thesis. The analysis of the GNSS-R and ground truth data is also discussed within this part. As predicted by models, it was observed that GNSS scattered signals from natural surfaces are a combination of a coherent and an incoherent scattering components. A data analysis technique was proposed to separate both scattering contributions. The use of polarimetric observations for the determination of soil moisture was demonstrated to be useful under most soil conditions. It was also observed that forests with high levels of biomass could be observed with GNSS reflected signals. The fourth and last part of the Thesis provides an analysis of the technology perspectives. A GNSS-R End-to-End simulator was used to determine the capabilities of the technique to observe di erent soil reflectivity conditions from a low Earth orbiting satellite. It was determined that high accuracy in the estimation of reflectivity could be achieved within reasonable on-ground resolution, as the coherent scattering component is expected to be the predominant one in a spaceborne scenario. The results obtained in this PhD Thesis show the promising potential of GNSS-R measurements for land remote sensing applications, which could represent an excellent complementary observation for a wide range of Earth Observation missions such as SMOS, SMAP, and the recently approved ESA Earth Explorer Mission Biomass.La humedad del suelo y la biomasa de la vegetaci on son dos parametros clave desde un punto de vista tanto cient co como econ omico. Por una parte son esenciales para el estudio del ciclo del agua y del carbono. Por otra parte, la humedad del suelo es esencial para la gesti on de las cosechas y los recursos h dricos, mientras que la biomasa es un par ametro fundamental para ciertos programas de desarrollo. Varias formas de teledetección se han utilizado para la observaci on remota de estos par ametros, sin embargo, su monitorizaci on con la precisi on y resoluci on necesarias es todav a un importante reto tecnol ogico. Esta Tesis evalua la capacidad de medir humedad del suelo y biomasa de la vegetaci on con señales de Sistemas Satelitales de Posicionamiento Global (GNSS, en sus siglas en ingl es) reflejadas sobre la Tierra. La t ecnica se conoce como Reflectometr í a GNSS (GNSS-R), la cual ha ganado un creciente inter es dentro de la comunidad científ ca durante las dos ultimas d ecadas. Experimentos previos a este trabajo ya demostraron la capacidad de observar cambios en la reflectividad del terreno con GNSS-R. El uso de la componente copolar y contrapolar de la señal reflejada fue propuesto para independizar la medida de humedad del suelo de otros par ametros como la rugosidad del terreno. Sin embargo, no se pudo demostrar una evidencia experimental de la viabilidad de la t ecnica. En este trabajo se analiza desde un punto de vista te orico y experimental el uso de la informaci on polarim etrica de la señales GNSS reflejadas sobre el suelo para la determinaci on de humedad y biomasa de la vegetaci on. La Tesis se estructura en cuatro partes principales. En la primera parte se eval uan los aspectos fundamentales de la t ecnica y se da una revisi on detallada del estado del arte para la observaci on de humedad y vegetaci on. En la segunda parte se discuten los modelos de dispersi on electromagn etica sobre el suelo. Simulaciones con estos modelos fueron realizadas para analizar las componentes coherente e incoherente de la dispersi on de la señal reflejada sobre distintos tipos de terreno. Durante este trabajo se desarroll o un modelo de reflexi on simpli cado para poder relacionar de forma directa las observaciones con los par ametros geof sicos del suelo. La tercera parte describe las campañas experimentales realizadas durante este trabajo y discute el an alisis y la comparaci on de los datos GNSS-R con las mediciones in-situ. Como se predice por los modelos, se comprob o experimentalmente que la señal reflejada est a formada por una componente coherente y otra incoherente. Una t ecnica de an alisis de datos se propuso para la separacióon de estas dos contribuciones. Con los datos de las campañas experimentales se demonstr o el bene cio del uso de la informaci on polarim etrica en las señales GNSS reflejadas para la medici on de humedad del suelo, para la mayor a de las condiciones de rugosidad observadas. Tambi en se demostr o la capacidad de este tipo de observaciones para medir zonas boscosas densamente pobladas. La cuarta parte de la tesis analiza la capacidad de la t ecnica para observar cambios en la reflectividad del suelo desde un sat elite en orbita baja. Los resultados obtenidos muestran que la reflectividad del terreno podr a medirse con gran precisi on ya que la componente coherente del scattering ser a la predominante en ese tipo de escenarios. En este trabajo de doctorado se muestran la potencialidades de la t ecnica GNSS-R para observar remotamente par ametros del suelo tan importantes como la humedad del suelo y la biomasa de la vegetaci on. Este tipo de medidas pueden complementar un amplio rango de misiones de observaci on de la Tierra como SMOS, SMAP, y Biomass, esta ultima recientemente aprobada para la siguiente misi on Earth Explorer de la ESA

The Scattering of Electromagnetic Waves from Two-Dimensional Randomly Rough Penetrable Surfaces

An accurate and efficient numerical simulation approach to electromagnetic wave scattering from two-dimensional, randomly rough, penetrable surfaces is presented. The use of the M\"uller equations and an impedance boundary condition for a two-dimensional rough surface yields a pair of coupled two-dimensional integral equations for the sources on the surface in terms of which the scattered field is expressed through the Franz formulas. By this approach, we calculate the full angular intensity distribution of the scattered field that is due to a finite incident beam of $p$-polarized light. We specifically check the energy conservation (unitarity) of our simulations (for the non-absorbing case). Only after a detailed numerical treatment of {\em both} diagonal and close-to-diagonal matrix elements is the unitarity condition found to be well-satisfied for the non-absorbing case (${\mathcal U}>0.995$), a result that testifies to the accuracy of our approach.Comment: Revtex, 4 pages, 2 figure

A model for the simulation of sidescan sonar

This thesis presents the development of a computer model for the simulation of the sidescan sonar process. The motivation for the development of this model is the creation of a unique and powerful visualisation tool to improve understanding and interpretation of the sidescan sonar process and the images created by it. Existing models tend to generate graphical or numerical results, but this model produces synthetic sidescan sonar images as the output. This permits the direct visualisation of the influence of individual parameters and features of the sonar process on the sidescan images. The model considers the main deterministic aspects of the underlying physical processes which result in the generation of sidescan sonar images. These include the propagation of the transmitted pulse of acoustic energy through the water column to its subsequent interaction and scattering from the rough seafloor. The directivity and motion characteristics of the sonar transducer are also incorporated. The thesis documents the development of the model to include each of these phenomena and their subsequent effect on the sidescan sonar images. Finally, techniques are presented for the investigation and verification of the synthetic sidescan images produced by the model.Defence Research Agenc

Scientific rational for Apollo lunar /orbital/ electromagnetic sounder experiment Final technical report

Scientific rationale for Apollo 19 lunar orbital electromagnetic sounder experimen

Study of Refraction Effects for Propagation over Terrain

This chapter investigates the radio-wave propagation above irregular ground, including the troposphere, using physical optics computation. We briefly describe used simplifications, which substantially reduce numerical simulations. Using the principle of stationary phase, we can approximate the propagation over a terrain (the PO approximation of the vector problem with a 3-D surface) with a 2-D surface. Moreover, we approximate the reflection coefficient for a surface with random deviations considering the surface standard deviation and the local Fresnel reflection coefficient for the smooth ground. We present the novel computations of physical optics for investigations of radar coverage diagrams. We consider both monostatic and bistatic radars, the far-field antenna measuring ranges, and studies of air refraction index. We validate the calculations by both experimental results and the other numerical simulations. The experimental results changed during seasons and according to terrain and troposphere conditions including vegetation, cultivation, snow, and air temperature and pressure

Application of theoretical models to active and passive remote sensing of saline ice

The random medium model is used to interpret the polarimetric active and passive measurements of saline ice. The ice layer is described as a host ice medium embedded with randomly distributed inhomogeneities, and the underlying sea water is considered as a homogeneous half-space. The scatterers in the ice layer are modeled with an ellipsoidal correlation function. The orientation of the scatterers is vertically aligned and azimuthally random. The strong permittivity fluctuation theory is employed to calculate the effective permittivity and the distorted Born approximation is used to obtain the polarimetric scattering coefficients. We also calculate the thermal emissions based on the reciprocity and energy conservation principles. The effects of the random roughness at the air-ice, and ice-water interfaces are accounted for by adding the surface scattering to the volume scattering return incoherently. The above theoretical model, which has been successfully applied to analyze the radar backscatter data of the first-year sea ice near Point Barrow, AK, is used to interpret the measurements performed in the CRRELEX program

Contributions to GNSS-R earth remote sensing from nano-satellites

Premi extraordinari doctorat UPC curs 2015-2016, àmbit de CiènciesGlobal Navigation Satellite Systems Reflectometry (GNSS-R) is a multi-static radar using navigation signals as signals of opportunity. It provides wide-swath and improved spatio-temporal sampling over current space-borne missions. The lack of experimental datasets from space covering signals from multiple constellations (GPS, GLONASS, Galileo, Beidou) at dual-band (L1 and L2) and dual-polarization (Right Hand Left Hand Circular Polarization: RHCP and LHCP), over the ocean, land and cryosphere remains a bottleneck to further develop these techniques. 3Cat-2 is a 6 units (3 x 2 elementary blocks of 10 x 10 x 10 cm3) CubeSat mission ayming to explore fundamentals issues towards an improvement in the understanding of the bistatic scattering properties of different targets. Since geolocalization of specific reflections points is determined by the geometry only, a moderate pointing accuracy is still required to correct for the antena pattern in scatterometry measurements. 3Cat-2 launch is foreseen for the first quarter 2016 into a Sun-Synchronous orbit of 510 km height using a Long March II D rocket. This Ph.D. Thesis represents the main contributions to the development of the 3Cat-2 GNSS-R Earth observation mission (6U CubeSat) including a novel type of GNSS-R technique: the reconstructed one. The desing, development of the platform, and a number of ground-based, airborne and stratospheric balloon experiments to validate the technique and to optimize the instrument. In particular, the main contributions of this Ph.D. thesis are: 1) A novel dual-band Global Navigation Satellite Systems Reflectometer that uses the P(Y) and C/A signals scattered over the sea surface to perform highly precise altimetric measurements (PYCARO). 2) The first proof-of-concept of PYCARO was performed during two different ground-based field experiments over a dam and over the sea under different surface roughness conditions. 3) The scattering of GNSS signals over a water surface has been studied when the receiver is at low height, as for GNSS-R coastal altimetry applications. The precise determination of the local sea level and wave state from the coast can provide useful altimetry and wave information as "dry" tide and wave gauges. In order to test this concept an experiment has been conducted at the Canal d'Investigació i Experimentació Marítima (CIEM) wave channel for two synthetic "sea" states. 4) Two ESA-sponsored airborne experiments were perfomed to test the precision and the relative accuracy of the conventional GNSS-R. 5) The empirical results of a GNSS-R experiment on-board the ESA-sponsored BAXUS 17 stratospheric balloon campaign performed North of Sweden over boreal forests showed that the power of the reflected signals is nearly independent of the platform height for a high coherent integration time. 6) An improved version of the PYCARO payload was tested in Octover 2014 for the second time during the ESA-sposored BEXUS-19,. This work achieved the first ever dual-frequency, multi-constellation GNSS-R observations over boreal forests and lakes using GPS, GLONASS and Galileo signals. 7) The first-ever dual-frequency multi-constellation GNSS-R dual-polarization measurements over boreal forests and lakes were obtained from the stratosphere during the BEXUS 19 using the PYCARO reflectometer operated in closed-loop mode.Global Navigation Satellite Systems Reflectometry (GNSS-R) es una técnica de radar multi-estático que usa señales de radio-navegación como señales de oportunidad. Esta técnica proporciona "wide-swath" y un mejor sampleado espacio-temporal en comparación con las misiones espaciales actuales. La falta de datos desde el espacio proporcionando señales de múltiples constelaciones (GPS, GLONASS, Galileo, Beidou) en doble banda (L1 y L2) y en doble polarización (RHCP y LHCP) sobre océano, tierra y criosfera continua siendo un problema por solucionar. 3Cat-2 es un cubesat de 6 unidades con el objetivo de explorar elementos fundamentales para mejorar el conocimiento sobre el scattering bi-estático sobre diferentes medios dispersores. Dado que la geolocalización de puntos de reflexión específicos está determinada solo por geometría, es necesario un requisito moderado de apuntamiento para corregir el diagrama de antena en aplicaciones de dispersometría. El lanzamiento del 3Cat-2 será en Q2 2016 en una órbitra heliosíncrona usando un cohete Long March II D. Esta tesis representa las contribuciones principales al desarrollo del satélite 3Cat2 para realizar observación de la tierra con GNSS-R incluyendo una nueva técnica: "the reconstructed-code GNSS-R". El diseño, desarrollo de la plataforma y un número de experimentos en tierra, desde avión y desde globo estratosférico para validar la técnica y optimizar el instrumento han sido realizados. En particular, las contribuciones de esta Ph.D. son: 1) un novedoso Global Navigation Satellite Systems Reflectometer que usa las señales P(Y) y C/A después de ser dispersadas sobre la superficie del mar para realizar medidas altimétricas muy precisas. (PYCARO). 2) La primera prueba de concepto de PYCARO se hizo en dos experimentos sobre un pantano y sobre el mar bajo diferentes condiciones de rugosidad. 3) La disperión de las señales GNSS sobre una superfice de agua ha sido estudiada para bajas altitudes para aplicaciones GNSS-R altimétricas de costa. La determinación precisa del nivel local del mar y el estado de las olas desde la costa puede proporcionar información útil de altimetría e información de olas. Para hacer un test de este concepto un experimento en el Canal d'Investigació i Experimentació Marítima (CIEM) fue realizado para dos estados sintéticos de rugosidad. 4) Dos experimentos en avión con esponsor de la ESA se realizaron para estudiar la preción y la exactitud relativa de cGNSS-R. 5) Los resultados empíricos del experimento GNSS-R en BEXUS 17 con esponsor de la ESA realizado en el norte de Suecia sobre bosques boreales mostró que la potencia reflejada de las señales es independiente de la altitud de la plataforma para un tiempo de integración coherente muy alto. 6) Una versión mejorada del PYCARO fue testeada en octubre del 2014 por segunda vez durante el BEXUS 19 que también fue patrocidado por la ESA. Este trabajo proporcionó las primeras medidas GNSS-R sobre bosques boreales en doble frecuencia usando varias constelaciones GNSS. 7) Las primeras medidas polarimétricas (RHCP y LHCP) de GNSS-R sobre bosques boreales también fueron conseguidas durante el experimento BEXUS 19.Award-winningPostprint (published version