Content Recognition and Context Modeling for Document Analysis and Retrieval

The nature and scope of available documents are changing significantly in many areas of document analysis and retrieval as complex, heterogeneous collections become accessible to virtually everyone via the web. The increasing level of diversity presents a great challenge for document image content categorization, indexing, and retrieval. Meanwhile, the processing of documents with unconstrained layouts and complex formatting often requires effective leveraging of broad contextual knowledge. In this dissertation, we first present a novel approach for document image content categorization, using a lexicon of shape features. Each lexical word corresponds to a scale and rotation invariant local shape feature that is generic enough to be detected repeatably and is segmentation free. A concise, structurally indexed shape lexicon is learned by clustering and partitioning feature types through graph cuts. Our idea finds successful application in several challenging tasks, including content recognition of diverse web images and language identification on documents composed of mixed machine printed text and handwriting. Second, we address two fundamental problems in signature-based document image retrieval. Facing continually increasing volumes of documents, detecting and recognizing unique, evidentiary visual entities (\eg, signatures and logos) provides a practical and reliable supplement to the OCR recognition of printed text. We propose a novel multi-scale framework to detect and segment signatures jointly from document images, based on the structural saliency under a signature production model. We formulate the problem of signature retrieval in the unconstrained setting of geometry-invariant deformable shape matching and demonstrate state-of-the-art performance in signature matching and verification. Third, we present a model-based approach for extracting relevant named entities from unstructured documents. In a wide range of applications that require structured information from diverse, unstructured document images, processing OCR text does not give satisfactory results due to the absence of linguistic context. Our approach enables learning of inference rules collectively based on contextual information from both page layout and text features. Finally, we demonstrate the importance of mining general web user behavior data for improving document ranking and other web search experience. The context of web user activities reveals their preferences and intents, and we emphasize the analysis of individual user sessions for creating aggregate models. We introduce a novel algorithm for estimating web page and web site importance, and discuss its theoretical foundation based on an intentional surfer model. We demonstrate that our approach significantly improves large-scale document retrieval performance

Shift & 2D Rotation Invariant Sparse Coding for Multivariate Signals

International audienceClassical dictionary learning algorithms (DLA) allow unicomponent signals to be processed. Due to our interest in two-dimensional (2D) motion signals, we wanted to mix the two components to provide rotation invariance. So, multicomponent frameworks are examined here. In contrast to the well-known multichannel framework, a multivariate framework is first introduced as a tool to easily solve our problem and to preserve the data structure. Within this multivariate framework, we then present sparse coding methods: multivariate orthogonal matching pursuit (M-OMP), which provides sparse approximation for multivariate signals, and multivariate DLA (M-DLA), which empirically learns the characteristic patterns (or features) that are associated to a multivariate signals set, and combines shift-invariance and online learning. Once the multivariate dictionary is learned, any signal of this considered set can be approximated sparsely. This multivariate framework is introduced to simply present the 2D rotation invariant (2DRI) case. By studying 2D motions that are acquired in bivariate real signals, we want the decompositions to be independent of the orientation of the movement execution in the 2D space. The methods are thus specified for the 2DRI case to be robust to any rotation: 2DRI-OMP and 2DRI-DLA. Shift and rotation invariant cases induce a compact learned dictionary and provide robust decomposition. As validation, our methods are applied to 2D handwritten data to extract the elementary features of this signals set, and to provide rotation invariant decomposition

A novel approach to handwritten character recognition

A number of new techniques and approaches for off-line handwritten character recognition are presented which individually make significant advancements in the field. First. an outline-based vectorization algorithm is described which gives improved accuracy in producing vector representations of the pen strokes used to draw characters. Later. Vectorization and other types of preprocessing are criticized and an approach to recognition is suggested which avoids separate preprocessing stages by incorporating them into later stages. Apart from the increased speed of this approach. it allows more effective alteration of the character images since more is known about them at the later stages. It also allows the possibility of alterations being corrected if they are initially detrimental to recognition. A new feature measurement. the Radial Distance/Sector Area feature. is presented which is highly robust. tolerant to noise. distortion and style variation. and gives high accuracy results when used for training and testing in a statistical or neural classifier. A very powerful classifier is therefore obtained for recognizing correctly segmented characters. The segmentation task is explored in a simple system of integrated over-segmentation. Character classification and approximate dictionary checking. This can be extended to a full system for handprinted word recognition. In addition to the advancements made by these methods. a powerful new approach to handwritten character recognition is proposed as a direction for future research. This proposal combines the ideas and techniques developed in this thesis in a hierarchical network of classifier modules to achieve context-sensitive. off-line recognition of handwritten text. A new type of "intelligent" feedback is used to direct the search to contextually sensible classifications. A powerful adaptive segmentation system is proposed which. when used as the bottom layer in the hierarchical network. allows initially incorrect segmentations to be adjusted according to the hypotheses of the higher level context modules

Document analysis at DFKI. - Part 1: Image analysis and text recognition

Document analysis is responsible for an essential progress in office automation. This paper is part of an overview about the combined research efforts in document analysis at the DFKI. Common to all document analysis projects is the global goal of providing a high level electronic representation of documents in terms of iconic, structural, textual, and semantic information. These symbolic document descriptions enable an "intelligent\u27; access to a document database. Currently there are three ongoing document analysis projects at DFKI: INCA, OMEGA, and PASCAL2000/PASCAL+. Though the projects pursue different goals in different application domains, they all share the same problems which have to be resolved with similar techniques. For that reason the activities in these projects are bundled to avoid redundant work. At DFKI we have divided the problem of document analysis into two main tasks, text recognition and text analysis, which themselves are divided into a set of subtasks. In a series of three research reports the work of the document analysis and office automation department at DFKI is presented. The first report discusses the problem of text recognition, the second that of text analysis. In a third report we describe our concept for a specialized document analysis knowledge representation language. The report in hand describes the activities dealing with the text recognition task. Text recognition covers the phase starting with capturing a document image up to identifying the written words. This comprises the following subtasks: preprocessing the pictorial information, segmenting into blocks, lines, words, and characters, classifying characters, and identifying the input words. For each subtask several competing solution algorithms, called specialists or knowledge sources, may exist. To efficiently control and organize these specialists an intelligent situation-based planning component is necessary, which is also described in this report. It should be mentioned that the planning component is also responsible to control the overall document analysis system instead of the text recognition phase onl

A novel approach to handwritten character recognition

A number of new techniques and approaches for off-line handwritten character recognition are presented which individually make significant advancements in the field. First. an outline-based vectorization algorithm is described which gives improved accuracy in producing vector representations of the pen strokes used to draw characters. Later. Vectorization and other types of preprocessing are criticized and an approach to recognition is suggested which avoids separate preprocessing stages by incorporating them into later stages. Apart from the increased speed of this approach. it allows more effective alteration of the character images since more is known about them at the later stages. It also allows the possibility of alterations being corrected if they are initially detrimental to recognition. A new feature measurement. the Radial Distance/Sector Area feature. is presented which is highly robust. tolerant to noise. distortion and style variation. and gives high accuracy results when used for training and testing in a statistical or neural classifier. A very powerful classifier is therefore obtained for recognizing correctly segmented characters. The segmentation task is explored in a simple system of integrated over-segmentation. Character classification and approximate dictionary checking. This can be extended to a full system for handprinted word recognition. In addition to the advancements made by these methods. a powerful new approach to handwritten character recognition is proposed as a direction for future research. This proposal combines the ideas and techniques developed in this thesis in a hierarchical network of classifier modules to achieve context-sensitive. off-line recognition of handwritten text. A new type of "intelligent" feedback is used to direct the search to contextually sensible classifications. A powerful adaptive segmentation system is proposed which. when used as the bottom layer in the hierarchical network. allows initially incorrect segmentations to be adjusted according to the hypotheses of the higher level context modules

Pattern detection and recognition using over-complete and sparse representations

Recent research in harmonic analysis and mammalian vision systems has revealed that over-complete and sparse representations play an important role in visual information processing. The research on applying such representations to pattern recognition and detection problems has become an interesting field of study. The main contribution of this thesis is to propose two feature extraction strategies - the global strategy and the local strategy - to make use of these representations. In the global strategy, over-complete and sparse transformations are applied to the input pattern as a whole and features are extracted in the transformed domain. This strategy has been applied to the problems of rotation invariant texture classification and script identification, using the Ridgelet transform. Experimental results have shown that better performance has been achieved when compared with Gabor multi-channel filtering method and Wavelet based methods. The local strategy is divided into two stages. The first one is to analyze the local over-complete and sparse structure, where the input 2-D patterns are divided into patches and the local over-complete and sparse structure is learned from these patches using sparse approximation techniques. The second stage concerns the application of the local over-complete and sparse structure. For an object detection problem, we propose a sparsity testing technique, where a local over-complete and sparse structure is built to give sparse representations to the text patterns and non-sparse representations to other patterns. Object detection is achieved by identifying patterns that can be sparsely represented by the learned. structure. This technique has been applied. to detect texts in scene images with a recall rate of 75.23% (about 6% improvement compared with other works) and a precision rate of 67.64% (about 12% improvement). For applications like character or shape recognition, the learned over-complete and sparse structure is combined. with a Convolutional Neural Network (CNN). A second text detection method is proposed based on such a combination to further improve (about 11% higher compared with our first method based on sparsity testing) the accuracy of text detection in scene images. Finally, this method has been applied to handwritten Farsi numeral recognition, which has obtained a 99.22% recognition rate on the CENPARMI Database and a 99.5% recognition rate on the HODA Database. Meanwhile, a SVM with gradient features achieves recognition rates of 98.98% and 99.22% on these databases respectivel

On-line Chinese character recognition.

by Jian-Zhuang Liu.Thesis (Ph.D.)--Chinese University of Hong Kong, 1997.Includes bibliographical references (p. 183-196).Microfiche. Ann Arbor, Mich.: UMI, 1998. 3 microfiches ; 11 x 15 cm

Advances in Image Processing, Analysis and Recognition Technology

For many decades, researchers have been trying to make computers’ analysis of images as effective as the system of human vision is. For this purpose, many algorithms and systems have previously been created. The whole process covers various stages, including image processing, representation and recognition. The results of this work can be applied to many computer-assisted areas of everyday life. They improve particular activities and provide handy tools, which are sometimes only for entertainment, but quite often, they significantly increase our safety. In fact, the practical implementation of image processing algorithms is particularly wide. Moreover, the rapid growth of computational complexity and computer efficiency has allowed for the development of more sophisticated and effective algorithms and tools. Although significant progress has been made so far, many issues still remain, resulting in the need for the development of novel approaches

Large-scale image collection cleansing, summarization and exploration

A perennially interesting topic in the research field of large scale image collection organization is how to effectively and efficiently conduct the tasks of image cleansing, summarization and exploration. The primary objective of such an image organization system is to enhance user exploration experience with redundancy removal and summarization operations on large-scale image collection. An ideal system is to discover and utilize the visual correlation among the images, to reduce the redundancy in large-scale image collection, to organize and visualize the structure of large-scale image collection, and to facilitate exploration and knowledge discovery. In this dissertation, a novel system is developed for exploiting and navigating large-scale image collection. Our system consists of the following key components: (a) junk image filtering by incorporating bilingual search results; (b) near duplicate image detection by using a coarse-to-fine framework; (c) concept network generation and visualization; (d) image collection summarization via dictionary learning for sparse representation; and (e) a multimedia practice of graffiti image retrieval and exploration. For junk image filtering, bilingual image search results, which are adopted for the same keyword-based query, are integrated to automatically identify the clusters for the junk images and the clusters for the relevant images. Within relevant image clusters, the results are further refined by removing the duplications under a coarse-to-fine structure. The duplicate pairs are detected with both global feature (partition based color histogram) and local feature (CPAM and SIFT Bag-of-Word model). The duplications are detected and removed from the data collection to facilitate further exploration and visual correlation analysis. After junk image filtering and duplication removal, the visual concepts are further organized and visualized by the proposed concept network. An automatic algorithm is developed to generate such visual concept network which characterizes the visual correlation between image concept pairs. Multiple kernels are combined and a kernel canonical correlation analysis algorithm is used to characterize the diverse visual similarity contexts between the image concepts. The FishEye visualization technique is implemented to facilitate the navigation of image concepts through our image concept network. To better assist the exploration of large scale data collection, we design an efficient summarization algorithm to extract representative examplars. For this collection summarization task, a sparse dictionary (a small set of the most representative images) is learned to represent all the images in the given set, e.g., such sparse dictionary is treated as the summary for the given image set. The simulated annealing algorithm is adopted to learn such sparse dictionary (image summary) by minimizing an explicit optimization function. In order to handle large scale image collection, we have evaluated both the accuracy performance of the proposed algorithms and their computation efficiency. For each of the above tasks, we have conducted experiments on multiple public available image collections, such as ImageNet, NUS-WIDE, LabelMe, etc. We have observed very promising results compared to existing frameworks. The computation performance is also satisfiable for large-scale image collection applications. The original intention to design such a large-scale image collection exploration and organization system is to better service the tasks of information retrieval and knowledge discovery. For this purpose, we utilize the proposed system to a graffiti retrieval and exploration application and receive positive feedback