Low-Complexity Multi-User MIMO Algorithms for mmWave WLANs

Very high throughput and high-efficiency wireless local area networks (WLANs) have become essential for today's significant global Internet traffic and the expected significant global increase of public WiFi hotspots. Total Internet traffic is predicted to expand 3.7-fold from 2017 to 2022. In 2017, 53% of overall Internet traffic used by WiFi networks, and that number is expected to increase to 56.8% by 2022. Furthermore, 80% of overall Internet traffic is expected to be video traffic by 2022, up from 70% in 2017. WiFi networks are also expected to move towards denser deployment scenarios, such as stadiums, large office buildings, and airports, with very high data rate applications, such as ultra-high definition video wireless streaming. Thus, in order to meet the predicted growth of wireless traffic and the number of WiFi networks in the world, an efficient Internet access solution is required for the current IEEE 802.11 standards. Millimeter wave (mmWave) communication technology is expected to play a crucial role in future wireless networks with large user populations because of the large spectrum band it can provide. To further improve spectrum efficiency over mmWave bands in WLANs with large numbers of users, the IEEE 802.11ay standard was developed from the traditional IEEE 802.11ad standard, aiming to support multi-user MIMO. Propagation challenges associated with mmWave bands necessitate the use of analog beamforming (BF) technologies that employ directional transmissions to determine the optimal sector beam between a transmitter and a receiver. However, the multi-user MIMO is not exploited, since analog BF is limited to a single-user, single-transmission. The computational complexity of achieving traditional multi-user MIMO BF methods, such as full digital BF, in the mmWave systems becomes significant due to the hardware constraints. Our research focuses on how to effectively and efficiently realize multi-user MIMO transmission to improve spectrum efficiency over the IEEE 802.11ay mmWave band system while also resolving the computational complexity challenges for achieving a multi-user MIMO in mmWave systems. This thesis focuses on MAC protocol algorithms and analysis of the IEEE 802.11ay mmWave WLANs to provide multi-user MIMO support in various scenarios to improve the spectrum efficiency and system throughput. Specifically, from a downlink single-hop scenario perspective, a VG algorithm is proposed to schedule simultaneous downlink transmission links while mitigating the multi-user interference with no additional computational complexity. From a downlink multi-hop scenario perspective, a low-complexity MHVG algorithm is conducted to realize simultaneous transmissions and improve the network performance by taking advantage of the spatial reuse in a dense network. The proposed MHVG algorithm permits simultaneous links scheduling and mitigates both the multi-user interference and co-channel interference based only on analog BF information, without the necessity for feedback overhead, such as channel state information (CSI). From an uplink scenario perspective, a low-complexity user selection algorithm, HBF-VG, incorporates user selection with the HBF algorithm to achieve simultaneous uplink transmissions for IEEE 802.11ay mmWave WLANs. With the HBF-VG algorithm, the users can be selected based on an orthogonality criterion instead of collecting CSI from all potential users. We optimize the digital BF to mitigate the residual interference among selected users. Extensive analytical and simulation evaluations are provided to validate the performance of the proposed algorithms with respect to average throughput per time slot, average network throughput, average sum-rate, energy efficiency, signal-to-interference-plus-noise ratio (SINR), and spatial multiplexing gain

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Hybrid Beamforming via the Kronecker Decomposition for the Millimeter-Wave Massive MIMO Systems

Despite its promising performance gain, the realization of mmWave massive MIMO still faces several practical challenges. In particular, implementing massive MIMO in the digital domain requires hundreds of RF chains matching the number of antennas. Furthermore, designing these components to operate at the mmWave frequencies is challenging and costly. These motivated the recent development of hybrid-beamforming where MIMO processing is divided for separate implementation in the analog and digital domains, called the analog and digital beamforming, respectively. Analog beamforming using a phase array introduces uni-modulus constraints on the beamforming coefficients, rendering the conventional MIMO techniques unsuitable and call for new designs. In this paper, we present a systematic design framework for hybrid beamforming for multi-cell multiuser massive MIMO systems over mmWave channels characterized by sparse propagation paths. The framework relies on the decomposition of analog beamforming vectors and path observation vectors into Kronecker products of factors being uni-modulus vectors. Exploiting properties of Kronecker mixed products, different factors of the analog beamformer are designed for either nulling interference paths or coherently combining data paths. Furthermore, a channel estimation scheme is designed for enabling the proposed hybrid beamforming. The scheme estimates the AoA of data and interference paths by analog beam scanning and data-path gains by analog beam steering. The performance of the channel estimation scheme is analyzed. In particular, the AoA spectrum resulting from beam scanning, which displays the magnitude distribution of paths over the AoA range, is derived in closed-form. It is shown that the inter-cell interference level diminishes inversely with the array size, the square root of pilot sequence length and the spatial separation between paths.Comment: Submitted to IEEE JSAC Special Issue on Millimeter Wave Communications for Future Mobile Networks, minor revisio

Achievable Rates of Multi-User Millimeter Wave Systems with Hybrid Precoding

Millimeter wave (mmWave) systems will likely employ large antenna arrays at both the transmitters and receivers. A natural application of antenna arrays is simultaneous transmission to multiple users, which requires multi-user precoding at the transmitter. Hardware constraints, however, make it difficult to apply conventional lower frequency MIMO precoding techniques at mmWave. This paper proposes and analyzes a low complexity hybrid analog/digital beamforming algorithm for downlink multi-user mmWave systems. Hybrid precoding involves a combination of analog and digital processing that is motivated by the requirement to reduce the power consumption of the complete radio frequency and mixed signal hardware. The proposed algorithm configures hybrid precoders at the transmitter and analog combiners at multiple receivers with a small training and feedback overhead. For this algorithm, we derive a lower bound on the achievable rate for the case of single-path channels, show its asymptotic optimality at large numbers of antennas, and make useful insights for more general cases. Simulation results show that the proposed algorithm offers higher sum rates compared with analog-only beamforming, and approaches the performance of the unconstrained digital precoding solutions.Comment: to be presented in IEEE ICC 2015 - Workshop on 5G & Beyond - Enabling Technologies and Application

Joint Power Allocation and User Association Optimization for Massive MIMO Systems

This paper investigates the joint power allocation and user association problem in multi-cell Massive MIMO (multiple-input multiple-output) downlink (DL) systems. The target is to minimize the total transmit power consumption when each user is served by an optimized subset of the base stations (BSs), using non-coherent joint transmission. We first derive a lower bound on the ergodic spectral efficiency (SE), which is applicable for any channel distribution and precoding scheme. Closed-form expressions are obtained for Rayleigh fading channels with either maximum ratio transmission (MRT) or zero forcing (ZF) precoding. From these bounds, we further formulate the DL power minimization problems with fixed SE constraints for the users. These problems are proved to be solvable as linear programs, giving the optimal power allocation and BS-user association with low complexity. Furthermore, we formulate a max-min fairness problem which maximizes the worst SE among the users, and we show that it can be solved as a quasi-linear program. Simulations manifest that the proposed methods provide good SE for the users using less transmit power than in small-scale systems and the optimal user association can effectively balance the load between BSs when needed. Even though our framework allows the joint transmission from multiple BSs, there is an overwhelming probability that only one BS is associated with each user at the optimal solution.Comment: 16 pages, 12 figures, Accepted by IEEE Trans. Wireless Commu

Improved Linear Precoding over Block Diagonalization in Multi-cell Cooperative Networks

In downlink multiuser multiple-input multiple-output (MIMO) systems, block diagonalization (BD) is a practical linear precoding scheme which achieves the same degrees of freedom (DoF) as the optimal linear/nonlinear precoding schemes. However, its sum-rate performance is rather poor in the practical SNR regime due to the transmit power boost problem. In this paper, we propose an improved linear precoding scheme over BD with a so-called "effective-SNR-enhancement" technique. The transmit covariance matrices are obtained by firstly solving a power minimization problem subject to the minimum rate constraint achieved by BD, and then properly scaling the solution to satisfy the power constraints. It is proved that such approach equivalently enhances the system SNR, and hence compensates the transmit power boost problem associated with BD. The power minimization problem is in general non-convex. We therefore propose an efficient algorithm that solves the problem heuristically. Simulation results show significant sum rate gains over the optimal BD and the existing minimum mean square error (MMSE) based precoding schemes.Comment: 21 pages, 4 figure