On Convexity of Error Rates in Digital Communications

Convexity properties of error rates of a class of decoders, including the maximum-likelihood/min-distance one as a special case, are studied for arbitrary constellations, bit mapping, and coding. Earlier results obtained for the additive white Gaussian noise channel are extended to a wide class of noise densities, including unimodal and spherically invariant noise. Under these broad conditions, symbol and bit error rates are shown to be convex functions of the signal-to-noise ratio (SNR) in the high-SNR regime with an explicitly determined threshold, which depends only on the constellation dimensionality and minimum distance, thus enabling an application of the powerful tools of convex optimization to such digital communication systems in a rigorous way. It is the decreasing nature of the noise power density around the decision region boundaries that ensures the convexity of symbol error rates in the general case. The known high/low-SNR bounds of the convexity/concavity regions are tightened and no further improvement is shown to be possible in general. The high-SNR bound fits closely into the channel coding theorem: all codes, including capacity-achieving ones, whose decision regions include the hardened noise spheres (from the noise sphere hardening argument in the channel coding theorem), satisfy this high-SNR requirement and thus has convex error rates in both SNR and noise power. We conjecture that all capacity-achieving codes have convex error rates. Convexity properties in signal amplitude and noise power are also investigated. Some applications of the results are discussed. In particular, it is shown that fading is convexity-preserving and is never good in low dimensions under spherically invariant noise, which may also include any linear diversity combining

On Convexity of Error Rates in Digital Communications

Convexity properties of error rates of a class of decoders, including the maximum-likelihood/min-distance one as a special case, are studied for arbitrary constellations, bit mapping, and coding. Earlier results obtained for the additive white Gaussian noise channel are extended to a wide class of noise densities, including unimodal and spherically invariant noise. Under these broad conditions, symbol and bit error rates are shown to be convex functions of the signal-to-noise ratio (SNR) in the high-SNR regime with an explicitly determined threshold, which depends only on the constellation dimensionality and minimum distance, thus enabling an application of the powerful tools of convex optimization to such digital communication systems in a rigorous way. It is the decreasing nature of the noise power density around the decision region boundaries that ensures the convexity of symbol error rates in the general case. The known high/low-SNR bounds of the convexity/concavity regions are tightened and no further improvement is shown to be possible in general. The high-SNR bound fits closely into the channel coding theorem: all codes, including capacity-achieving ones, whose decision regions include the hardened noise spheres (from the noise sphere hardening argument in the channel coding theorem), satisfy this high-SNR requirement and thus has convex error rates in both SNR and noise power. We conjecture that all capacity-achieving codes have convex error rates. Convexity properties in signal amplitude and noise power are also investigated. Some applications of the results are discussed. In particular, it is shown that fading is convexity-preserving and is never good in low dimensions under spherically invariant noise, which may also include any linear diversity combining

Error Rates of the Maximum-Likelihood Detector for Arbitrary Constellations: Convex/Concave Behavior and Applications

Motivated by a recent surge of interest in convex optimization techniques, convexity/concavity properties of error rates of the maximum likelihood detector operating in the AWGN channel are studied and extended to frequency-flat slow-fading channels. Generic conditions are identified under which the symbol error rate (SER) is convex/concave for arbitrary multi-dimensional constellations. In particular, the SER is convex in SNR for any one- and two-dimensional constellation, and also in higher dimensions at high SNR. Pairwise error probability and bit error rate are shown to be convex at high SNR, for arbitrary constellations and bit mapping. Universal bounds for the SER 1st and 2nd derivatives are obtained, which hold for arbitrary constellations and are tight for some of them. Applications of the results are discussed, which include optimum power allocation in spatial multiplexing systems, optimum power/time sharing to decrease or increase (jamming problem) error rate, an implication for fading channels ("fading is never good in low dimensions") and optimization of a unitary-precoded OFDM system. For example, the error rate bounds of a unitary-precoded OFDM system with QPSK modulation, which reveal the best and worst precoding, are extended to arbitrary constellations, which may also include coding. The reported results also apply to the interference channel under Gaussian approximation, to the bit error rate when it can be expressed or approximated as a non-negative linear combination of individual symbol error rates, and to coded systems.Comment: accepted by IEEE IT Transaction

Symbol Error Rates of Maximum-Likelihood Detector: Convex/Concave Behavior and Applications

Convexity/concavity properties of symbol error rates (SER) of the maximum likelihood detector operating in the AWGN channel (non-fading and fading) are studied. Generic conditions are identified under which the SER is a convex/concave function of the SNR. Universal bounds for the SER 1st and 2nd derivatives are obtained, which hold for arbitrary constellations and are tight for some of them. Applications of the results are discussed, which include optimum power allocation in spatial multiplexing systems, optimum power/time sharing to decrease or increase (jamming problem) error rate, and implication for fading channels.Comment: To appear in 2007 IEEE International Symposium on Information Theory (ISIT 2007), Nice, June 200

Spectrum optimization in multi-user multi-carrier systems with iterative convex and nonconvex approximation methods

Several practical multi-user multi-carrier communication systems are characterized by a multi-carrier interference channel system model where the interference is treated as noise. For these systems, spectrum optimization is a promising means to mitigate interference. This however corresponds to a challenging nonconvex optimization problem. Existing iterative convex approximation (ICA) methods consist in solving a series of improving convex approximations and are typically implemented in a per-user iterative approach. However they do not take this typical iterative implementation into account in their design. This paper proposes a novel class of iterative approximation methods that focuses explicitly on the per-user iterative implementation, which allows to relax the problem significantly, dropping joint convexity and even convexity requirements for the approximations. A systematic design framework is proposed to construct instances of this novel class, where several new iterative approximation methods are developed with improved per-user convex and nonconvex approximations that are both tighter and simpler to solve (in closed-form). As a result, these novel methods display a much faster convergence speed and require a significantly lower computational cost. Furthermore, a majority of the proposed methods can tackle the issue of getting stuck in bad locally optimal solutions, and hence improve solution quality compared to existing ICA methods.Comment: 33 pages, 7 figures. This work has been submitted for possible publicatio

Discrete multitone modulation with principal component filter banks

Discrete multitone (DMT) modulation is an attractive method for communication over a nonflat channel with possibly colored noise. The uniform discrete Fourier transform (DFT) filter bank and cosine modulated filter bank have in the past been used in this system because of low complexity. We show in this paper that principal component filter banks (PCFB) which are known to be optimal for data compression and denoising applications, are also optimal for a number of criteria in DMT modulation communication. For example, the PCFB of the effective channel noise power spectrum (noise psd weighted by the inverse of the channel gain) is optimal for DMT modulation in the sense of maximizing bit rate for fixed power and error probabilities. We also establish an optimality property of the PCFB when scalar prefilters and postfilters are used around the channel. The difference between the PCFB and a traditional filter bank such as the brickwall filter bank or DFT filter bank is significant for effective power spectra which depart considerably from monotonicity. The twisted pair channel with its bridged taps, next and fext noises, and AM interference, therefore appears to be a good candidate for the application of a PCFB. This is demonstrated with the help of numerical results for the case of the ADSL channel

Robustness maximization of parallel multichannel systems

Bit error rate (BER) minimization and SNR-gap maximization, two robustness optimization problems, are solved, under average power and bit-rate constraints, according to the waterfilling policy. Under peak-power constraint the solutions differ and this paper gives bit-loading solutions of both robustness optimization problems over independent parallel channels. The study is based on analytical approach with generalized Lagrangian relaxation tool and on greedy-type algorithm approach. Tight BER expressions are used for square and rectangular quadrature amplitude modulations. Integer bit solution of analytical continuous bit-rates is performed with a new generalized secant method. The asymptotic convergence of both robustness optimizations is proved for both analytical and algorithmic approaches. We also prove that, in conventional margin maximization problem, the equivalence between SNR-gap maximization and power minimization does not hold with peak-power limitation. Based on a defined dissimilarity measure, bit-loading solutions are compared over power line communication channel for multicarrier systems. Simulation results confirm the asymptotic convergence of both allocation policies. In non asymptotic regime the allocation policies can be interchanged depending on the robustness measure and the operating point of the communication system. The low computational effort of the suboptimal solution based on analytical approach leads to a good trade-off between performance and complexity.Comment: 27 pages, 8 figures, submitted to IEEE Trans. Inform. Theor