On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Enhancing diversity and multiplexing gains in multi-user wireless relay systems

The demand for higher transmission rates and better quality of service in modern wireless communications is endless. The use of multiple transmit or /and receive antennas has been considered as one of the most powerful approaches to facilitate high -speed and high -quality communications. However, in practical cellular systems, mobile terminals may not be able to support a multiple- antenna setup. Thus an emerging technique called cooperative diversity is under consideration to utilize the multi -hop relay concept to realize the advantages of multiple - antenna systems in multi -user single- antenna networks. Cooperative diversity has attracted much interest in recent years as a very promising direction for future wireless communication evolution.Due to the fact that in practice terminals cannot transmit and receive simultaneously (i.e. the half -duplex limitation), the diversity improvement brought by the standard cooperative diversity transmission protocols is in general accompanied by a multiplexing loss (equivalent to a reduction in transmission data rate in high signal -to -nose ratio (SNR)). The purpose of this thesis is to use advanced transmission protocols to provide both good diversity and multiplexing performance when using the practical repetition -coded decode - and -forward (DF) relaying strategy in uplink mobile -to -base station transmission of cellular systems.The task is fulfilled by relaxing the orthogonal channel allocation requirement of the standard protocols and by using two relays to take turns forwarding source information to destination. We start our analysis from an M- source two -relay one -destination network. Through diversity -multiplexing tradeoff (DMT) analysis, we prove that for an isolated -relay scenario and a strong -interference scenario, the considered approach effectively recovers the multiplexing loss induced by the standard protocols while still obtaining diversity improvement over direct source -destination transmission without considering relaying.In addition, since the optimal multiplexing gain of the considered system can be achieved by the above approach, we study further improving diversity performance for a two -source network. We analyze taking full advantage of the multiple- source structure, multiple -relay structure, and the capability of affording complex signal processing at the destination (base station). For all three cases, we prove that the diversity performance of the above approach can be enhanced without a significant loss of multiplexing performance or using complex coding strategies at relays. Since the good DMT performance is not affected by source -relay channel conditions, the protocols discussed in this thesis make relaying more beneficial

Cooperative strategies design based on the diversity and multiplexing tradeoff

This thesis focuses on designing wireless cooperative communication strategies that are either optimal or near-optimal in terms of the tradeoff between diversity and multiplexing gains. Starting from classical cooperative broadcast, multiple-access and relay channels with unit degree of freedom, to more general cooperative interference channels with higher degrees of freedom, properties of different network topologies are studied and their unique characteristics together with several advanced interference management techniques are exploited to design cooperative transmission strategies in order to enhance data rate, reliability or both at the same time. Moreover, various algorithms are proposed to solve practical implementation issues and performance is analyzed through both theoretical verifications and simulations

Distributed Quasi-Orthogonal Space-Time coding in wireless cooperative relay networks

Cooperative diversity provides a new paradigm in robust wireless re- lay networks that leverages Space-Time (ST) processing techniques to combat the effects of fading. Distributing the encoding over multiple relays that potentially observe uncorrelated channels to a destination terminal has demonstrated promising results in extending range, data- rates and transmit power utilization. Specifically, Space Time Block Codes (STBCs) based on orthogonal designs have proven extremely popular at exploiting spatial diversity through simple distributed pro- cessing without channel knowledge at the relaying terminals. This thesis aims at extending further the extensive design and analysis in relay networks based on orthogonal designs in the context of Quasi- Orthogonal Space Time Block Codes (QOSTBCs). The characterization of Quasi-Orthogonal MIMO channels for cooper- ative networks is performed under Ergodic and Non-Ergodic channel conditions. Specific to cooperative diversity, the sub-channels are as- sumed to observe different shadowing conditions as opposed to the traditional co-located communication system. Under Ergodic chan- nel assumptions novel closed-form solutions for cooperative channel capacity under the constraint of distributed-QOSTBC processing are presented. This analysis is extended to yield closed-form approx- imate expressions and their utility is verified through simulations. The effective use of partial feedback to orthogonalize the QOSTBC is examined and significant gains under specific channel conditions are demonstrated. Distributed systems cooperating over the network introduce chal- lenges in synchronization. Without extensive network management it is difficult to synchronize all the nodes participating in the relaying between source and destination terminals. Based on QOSTBC tech- niques simple encoding strategies are introduced that provide compa- rable throughput to schemes under synchronous conditions with neg- ligible overhead in processing throughout the protocol. Both mutli- carrier and single-carrier schemes are developed to enable the flexi- bility to limit Peak-to-Average-Power-Ratio (PAPR) and reduce the Radio Frequency (RF) requirements of the relaying terminals. The insights gained in asynchronous design in flat-fading cooperative channels are then extended to broadband networks over frequency- selective channels where the novel application of QOSTBCs are used in distributed-Space-Time-Frequency (STF) coding. Specifically, cod- ing schemes are presented that extract both spatial and mutli-path diversity offered by the cooperative Multiple-Input Multiple-Output (MIMO) channel. To provide maximum flexibility the proposed schemes are adapted to facilitate both Decode-and-Forward (DF) and Amplify- and-Forward (AF) relaying. In-depth Pairwise-Error-Probability (PEP) analysis provides distinct design specifications which tailor the distributed- STF code to maximize the diversity and coding gain offered under the DF and AF protocols. Numerical simulation are used extensively to confirm the validity of the proposed cooperative schemes. The analytical and numerical re- sults demonstrate the effective use of QOSTBC over orthogonal tech- niques in a wide range of channel conditions

Power Allocation in Wireless Relay Networks

This thesis is mainly concerned with power allocation issues in wireless relay networks where a single or multiple relays assist transmission from a single or multiple sources to a destination. First, a network model with a single source and multiple relays is considered, in which both cases of orthogonal and non--orthogonal relaying are investigated. For the case of orthogonal relaying, two power allocation schemes corresponding to two partial channel state information (CSI) assumptions are proposed. Given the lack of full and perfect CSI, appropriate signal processing at the relays and/or destination is also developed. The performance behavior of the system with power allocation between the source and the relays is also analyzed. For the case of non-orthogonal relaying, it is demonstrated that optimal power allocation is not sufficiently effective. Instead, a relay beamforming scheme is proposed. A comprehensive comparison between the orthogonal relaying with power allocation scheme and the non-orthogonal relaying with beamforming scheme is then carried out, which reveals several interesting conclusions with respect to both error performance and system throughput. In the second part of the thesis, a network model with multiple sources and a single relay is considered. The transmission model is applicable for uplink channels in cellular mobile systems in which multiple mobile terminals communicate with the base station with the help of a single relay station. Single-carrier frequency division multiple access (SC-FDMA) technique with frequency domain equalization is adopted in order to avoid the amplification of the multiple access interference at the relay. Minimizing the transmit power at the relay and optimizing the fairness among the sources in terms of throughput are the two objectives considered in implementing power allocation schemes. The problems are visualized as water-filling and water-discharging models and two optimal power allocation schemes are proposed, accordingly. Finally, the last part of the thesis is extended to a network model with multiple sources and multiple relays. The orthogonal multiple access technique is employed in order to avoid multiple access interference. Proposed is a joint optimal beamforming and power allocation scheme in which an alternative optimization technique is applied to deal with the non-convexity of the power allocation problem. Furthermore, recognizing the high complexity and large overhead information exchange when the number of sources and relays increases, a relay selection scheme is proposed. Since each source is supported by at most one relay, the feedback information from the destination to each relay can be significantly reduced. Using an equal power allocation scheme, relay selection is still an NP-hard combinatorial optimization problem. Nevertheless, the proposed sub-optimal scheme yields a comparable performance with a much lower computational complexity and can be well suited for practical systems

Resource Management in Multicarrier Based Cognitive Radio Systems

The ever-increasing growth of the wireless application and services affirms the importance of the effective usage of the limited radio spectrum. Existing spectrum management policies have led to significant spectrum under-utilization. Recent measurements showed that large range of the spectrum is sparsely used in both temporal and spatial manner. This conflict between the inefficient usage of the spectrum and the continuous evolution in the wireless communication calls upon the development of more flexible management policies. Cognitive radio (CR) with the dynamic spectrum access (DSA) is considered to be a key technology in making the best solution of this conflict by allowing a group of secondary users (SUs) to share the radio spectrum originally allocated to the primary user (PUs). The operation of CR should not negatively alter the performance of the PUs. Therefore, the interference control along with the highly dynamic nature of PUs activities open up new resource allocation problems in CR systems. The resource allocation algorithms should ensure an effective share of the temporarily available frequency bands and deliver the solutions in timely fashion to cope with quick changes in the network. In this dissertation, the resource management problem in multicarrier based CR systems is considered. The dissertation focuses on three main issues: 1) design of efficient resource allocation algorithms to allocate subcarriers and powers between SUs such that no harmful interference is introduced to PUs, 2) compare the spectral efficiency of using different multicarrier schemes in the CR physical layer, specifically, orthogonal frequency division multiplexing (OFDM) and filter bank multicarrier (FBMC) schemes, 3) investigate the impact of the different constraints values on the overall performance of the CR system. Three different scenarios are considered in this dissertation, namely downlink transmission, uplink transmission, and relayed transmission. For every scenario, the optimal solution is examined and efficient sub-optimal algorithms are proposed to reduce the computational burden of obtaining the optimal solution. The suboptimal algorithms are developed by separate the subcarrier and power allocation into two steps in downlink and uplink scenarios. In the relayed scenario, dual decomposition technique is used to obtain an asymptotically optimal solution, and a joint heuristic algorithm is proposed to find the suboptimal solution. Numerical simulations show that the proposed suboptimal algorithms achieve a near optimal performance and perform better than the existing algorithms designed for cognitive and non-cognitive systems. Eventually, the ability of FBMC to overcome the OFDM drawbacks and achieve more spectral efficiency is verified which recommends the consideration of FBMC in the future CR systems.El crecimiento continuo de las aplicaciones y servicios en sistemas inal´ambricos, indica la importancia y necesidad de una utilizaci´on eficaz del espectro radio. Las pol´ıticas actuales de gesti´on del espectro han conducido a una infrautilizaci´on del propio espectro radioel´ectrico. Recientes mediciones en diferentes entornos han mostrado que gran parte del espectro queda poco utilizado en sus ambas vertientes, la temporal, y la espacial. El permanente conflicto entre el uso ineficiente del espectro y la evoluci´on continua de los sistemas de comunicaci´on inal´ambrica, hace que sea urgente y necesario el desarrollo de esquemas de gesti´on del espectro m´as flexibles. Se considera el acceso din´amico (DSA) al espectro en los sistemas cognitivos como una tecnolog´ıa clave para resolver este conflicto al permitir que un grupo de usuarios secundarios (SUs) puedan compartir y acceder al espectro asignado inicialmente a uno o varios usuarios primarios (PUs). Las operaciones de comunicaci´on llevadas a cabo por los sistemas radio cognitivos no deben en ning´un caso alterar (interferir) los sistemas primarios. Por tanto, el control de la interferencia junto al gran dinamismo de los sistemas primarios implica nuevos retos en el control y asignaci´on de los recursos radio en los sistemas de comunicaci´on CR. Los algoritmos de gesti´on y asignaci´on de recursos (Radio Resource Management-RRM) deben garantizar una participaci´on efectiva de las bandas con frecuencias disponibles temporalmente, y ofrecer en cada momento oportunas soluciones para hacer frente a los distintos cambios r´apidos que influyen en la misma red. En esta tesis doctoral, se analiza el problema de la gesti´on de los recursos radio en sistemas multiportadoras CR, proponiendo varias soluciones para su uso eficaz y coexistencia con los PUs. La tesis en s´ı, se centra en tres l´ıneas principales: 1) el dise˜no de algoritmos eficientes de gesti´on de recursos para la asignaci´on de sub-portadoras y distribuci´on de la potencia en sistemas segundarios, evitando asi cualquier interferencia que pueda ser perjudicial para el funcionamiento normal de los usuarios de la red primaria, 2) analizar y comparar la eficiencia espectral alcanzada a la hora de utilizar diferentes esquema de transmisi´on multiportadora en la capa f´ısica del sistema CR, espec´ıficamente en sistemas basados en OFDM y los basados en banco de filtros multiportadoras (Filter bank Multicarrier-FBMC), 3) investigar el impacto de las diferentes limitaciones en el rendimiento total del sistema de CR. Los escenarios considerados en esta tesis son tres, es decir; modo de transmisi´on descendente (downlink), modo de transmisi´on ascendente (uplink), y el modo de transmisi´on ”Relay”. En cada escenario, la soluci´on ´optima es examinada y comparada con algoritmos sub- ´optimos que tienen como objetivo principal reducir la carga computacional. Los algoritmos sub-´optimos son llevados a cabo en dos fases mediante la separaci´on del propio proceso de distribuci´on de subportadoras y la asignaci´on de la potencia en los modos de comunicaci´on descendente (downlink), y ascendente (uplink). Para los entornos de tipo ”Relay”, se ha utilizado la t´ecnica de doble descomposici´on (dual decomposition) para obtener una soluci´on asint´oticamente ´optima. Adem´as, se ha desarrollado un algoritmo heur´ıstico para poder obtener la soluci´on ´optima con un reducido coste computacional. Los resultados obtenidos mediante simulaciones num´ericas muestran que los algoritmos sub-´optimos desarrollados logran acercarse a la soluci´on ´optima en cada uno de los entornos analizados, logrando as´ı un mayor rendimiento que los ya existentes y utilizados tanto en entornos cognitivos como no-cognitivos. Se puede comprobar en varios resultados obtenidos en la tesis la superioridad del esquema multiportadora FBMC sobre los sistemas basados en OFDM para los entornos cognitivos, causando una menor interferencia que el OFDM en los sistemas primarios, y logrando una mayor eficiencia espectral. Finalmente, en base a lo analizado en esta tesis, podemos recomendar al esquema multiportadora FBMC como una id´onea y potente forma de comunicaci´on para las futuras redes cognitivas

Enabling Technologies for Internet of Things: Licensed and Unlicensed Techniques

The Internet of Things (IoT) is a novel paradigm which is shaping the evolution of the future Internet. According to the vision underlying the IoT, the next step in increasing the ubiquity of the Internet, after connecting people anytime and everywhere, is to connect inanimate objects. By providing objects with embedded communication capabilities and a common addressing scheme, a highly distributed and ubiquitous network of seamlessly connected heterogeneous devices is formed, which can be fully integrated into the current Internet and mobile networks, thus allowing for the development of new intelligent services available anytime, anywhere, by anyone and anything. Such a vision is also becoming known under the name of Machine-to-Machine (M2M), where the absence of human interaction in the system dynamics is further emphasized. A massive number of wireless devices will have the ability to connect to the Internat through the IoT framework. With the accelerating pace of marketing such framework, the new wireless communications standards are studying/proposing solutions to incorporate the services needed for the IoT. However, with an estimate of 30 billion connected devices, a lot of challenges are facing the current wireless technology. In our research, we address a variety of technology candidates for enabling such a massive framework. Mainly, we focus on the nderlay cognitive radio networks as the unlicensed candidate for IoT. On the other hand, we look into the current efforts done by the standardization bodies to accommodate the requirements of the IoT into the current cellular networks. Specifically, we survey the new features and the new user equipment categories added to the physical layer of the LTE-A. In particular, we study the performance of a dual-hop cognitive radio network sharing the spectrum of a primary network in an underlay fashion. In particular, the cognitive network consists of a source, a destination, and multiple nodes employed as amplify-and-forward relays. To improve the spectral efficiency, all relays are allowed to instantaneously transmit to the destination over the same frequency band. We present the optimal power allocation that maximizes the received signal-to-noise ratio (SNR) at the destination while satisfying the interference constrains of the primary network. The optimal power allocation is obtained through an eigen-solution of a channel-dependent matrix, and is shown to transform the transmission over the non-orthogonal relays into parallel channels. Furthermore, while the secondary destination is equipped with multiple antennas, we propose an antenna selection scheme to select the antenna with the highest SNR. To this end, we propose a clustering scheme to subgroup the available relays and use antenna selection at the receiver to extract the same diversity order. We show that random clustering causes the system to lose some of the available degrees of freedom. We provide analytical expression of the outage probability of the system for the random clustering and the proposed maximum-SNR clustering scheme with antenna selection. In addition, we adapt our design to increase the energy-efficiency of the overall network without significant loss in the data rate. In the second part of this thesis, we will look into the current efforts done by the standardization bodies to accommodate the equirements of the IoT into the current cellular networks. Specifically, we present the new features and the new user equipment categories added to the physical layer of the LTE-A. We study some of the challenges facing the LTE-A when dealing with Machine Type communications (MTC). Specifically, the MTC Physical Downlink control channel (MPDCCH) is among the newly introduced features in the LTE-A that carries the downlink control information (DCI) for MTC devices. Correctly decoding the PDCCH, mainly depends on the channel estimation used to compensate for the channel errors during transmission, and the choice of such technique will affect both the complexity and the performance of the user equipment. We propose and assess the performance of a simple channel estimation technique depends in essence on the Least Squares (LS) estimates of the pilots signal and linear interpolations for low-Doppler channels associated with the MTC application

Spatial diversity in MIMO communication systems with distributed or co-located antennas

The use of multiple antennas in wireless communication systems has gained much attention during the last decade. It was shown that such multiple-input multiple-output (MIMO) systems offer huge advantages over single-antenna systems. Typically, quite restrictive assumptions are made concerning the spacing of the individual antenna elements. On the one hand, it is typically assumed that the antenna elements at transmitter and receiver are co-located, i.e., they belong to some sort of antenna array. On the other hand, it is often assumed that the antenna spacings are sufficiently large, so as to justify the assumption of independent fading. In this thesis, the above assumptions are relaxed. In the first part, it is shown that MIMO systems with distributed antennas and MIMO systems with co-located antennas can be treated in a single, unifying framework. In the second part this fact is utilized, in order to develop appropriate transmit power allocation strategies for co-located and distributed MIMO systems. Finally, the third part focuses on specific synchronization problems that are of interest for distributed MIMO systems