Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD

Techniques en appui des formats de modulation avancés pour les futurs réseaux optiques

Les systèmes de communication optique avec des formats de modulation avancés sont actuellement l’un des sujets de recherche les plus importants dans le domaine de communication optique. Cette recherche est stimulée par les exigences pour des débits de transmission de donnée plus élevés. Dans cette thèse, on examinera les techniques efficaces pour la modulation avancée avec une détection cohérente, et multiplexage par répartition en fréquence orthogonale (OFDM) et multiples tonalités discrètes (DMT) pour la détection directe et la détection cohérente afin d’améliorer la performance de réseaux optiques. Dans la première partie, nous examinons la rétropropagation avec filtre numérique (DFBP) comme une simple technique d’atténuation de nonlinéarité d’amplificateur optique semiconducteur (SOA) dans le système de détection cohérente. Pour la première fois, nous démontrons expérimentalement l’efficacité de DFBP pour compenser les nonlinéarités générées par SOA dans un système de détection cohérente porteur unique 16-QAM. Nous comparons la performance de DFBP avec la méthode de Runge-Kutta quatrième ordre. Nous examinons la sensibilité de performance de DFBP par rapport à ses paramètres. Par la suite, nous proposons une nouvelle méthode d’estimation de paramètre pour DFBP. Finalement, nous démontrons la transmission de signaux de 16-QAM aux taux de 22 Gbaud sur 80km de fibre optique avec la technique d’estimation de paramètre proposée pour DFBP. Dans la deuxième partie, nous nous concentrons sur les techniques afin d’améliorer la performance des systèmes OFDM optiques en examinent OFDM optiques cohérente (CO-OFDM) ainsi que OFDM optiques détection directe (DDO-OFDM). Premièrement, nous proposons une combinaison de coupure et prédistorsion pour compenser les distorsions nonlinéaires d’émetteur de CO-OFDM. Nous utilisons une interpolation linéaire par morceaux (PLI) pour charactériser la nonlinéarité d’émetteur. Dans l’émetteur nous utilisons l’inverse de l’estimation de PLI pour compenser les nonlinéarités induites à l’émetteur de CO-OFDM. Deuxièmement, nous concevons des constellations irrégulières optimisées pour les systèmes DDO-OFDM courte distance en considérant deux modèles de bruit de canal. Nous démontrons expérimentalement 100Gb/s+ OFDM/DMT avec la détection directe en utilisant les constellations QAM optimisées. Dans la troisième partie, nous proposons une architecture réseaux optiques passifs (PON) avec DDO-OFDM pour la liaison descendante et CO-OFDM pour la liaison montante. Nous examinons deux scénarios pour l’allocations de fréquence et le format de modulation des signaux. Nous identifions la détérioration limitante principale du PON bidirectionnelle et offrons des solutions pour minimiser ses effets.Optical communication systems with advanced modulation formats are currently one of the major research focuses of the optical communication community. This research is driven by the ever-increasing demand for higher data transmission rates. In this thesis, we investigate efficient techniques for advanced modulation with coherent detection, and optical orthogonal frequency-division multiplexing (OFDM) and discrete multi-tone (DMT) for both direct detection and coherent detection to improve the performance of optical networks. In the first part, we investigate digital filter back-propagation (DFBP) as a simple semiconductor optical amplifier (SOA) nonlinearity mitigation technique in coherent detection systems. For the first time, we experimentally demonstrate effectiveness of DFBP in compensating for SOA-induced nonlinearities in a 16-ary quadrature amplitude modulation (16-QAM) singlecarrier coherent detection system. We compare performance of DFBP with Runge-Kutta fourth-order method. We examine sensitivity of DFBP performance to its parameters. Afterwards, we propose a novel parameter estimation method for DFBP. Finally, we demonstrate successful transmission of 22 Gbaud 16-QAM signals over 80 km fiber with the proposed parameter estimation technique for DFBP. In the second part, we concentrate on techniques to improve performance of optical OFDM systems, examining both coherent optical OFDM (CO-OFDM) and direct-detection optical OFDM (DDO-OFDM). First, we propose a combination of clipping and predistortion technique to compensate for CO-OFDM transmitter nonlinear distortions. We use piecewise linear interpolation (PLI) for characterizing the transmitter nonlinearity. At the transmitter, we use inverse of the PLI estimate to pre-compensate the nonlinearities induced at the COOFDM transmitter. Second, we design optimized non-square constellations for short-reach DDO-OFDM systems based on two channel noise models. We experimentally demonstrate 100 Gb/s+ OFDM/DMT with direct detection using the optimized QAM constellations. In the third part, we propose and experimentally demonstrate a passive optical network (PON) architecture with DDO-OFDM for the downlink and CO-OFDM for the uplink. We examine two scenarios for the occupied frequency and modulation format of the signals. We identify main limiting impairments of the bidirectional PON and provide solutions to minimize their effects

High efficiency power amplifiers for modern mobile communications: The load-modulation approach

Modern mobile communication signals require power amplifiers able to maintain very high efficiency in a wide range of output power levels, which is a major issue for classical power amplifier architectures. Following the load-modulation approach, efficiency enhancement is achieved by dynamically changing the amplifier load impedance as a function of the input power. In this paper, a review of the widely-adopted Doherty power amplifier and of the other load-modulation efficiency enhancement techniques is presented. The main theoretical aspects behind each method are introduced, and the most relevant practical implementations available in recent literature are reported and discussed

Predistortion Transmitters for Orthogonal Frequency Division Multiplexing Passive Optical Networks

The aim of this work is to offer different alternatives for an OFDM PON networks, studying and analyzing many systems with their pros and cons and proposing news schematics for a multiuser scenario for the uplink. The systems analyzed are composed by an optical I/Q transmitter and two types of receivers, a DD and a hybrid 90º coherent receiver. A new technique, called predistortion, that improves the drawbacks of the conventional oIQ systems is studied. The idea to perform the multiuser scenario is shifting the user data, allowing allocation of each user in a given optical spectral band. All the simulations have been done using the commercial software VPItransmissionMakerTM and VPIphotonicsAnalyzerTM, (VPI) in combination with a code in Matlab for the OFDM coder and decoder. Also the performance of the optical OFDM systems is measured by means of a script in TCL/TK language that allows changing many parameters, in order to test and obtain results of the systems performance in terms of sensitivity vs. length for a threshold minimum quality BER value of 10-3

Advanced techniques for optical access networks based on OFDM

This Master Thesis aims to review and study the different alternatives for application of OFDM technologies to optical fibre networks and assess their potential as the basis of the next generation PON. New proposals based on predistortion circuits which alter the OFDM signal to transmit prior to optical modulation will be made and analyzed. A total of 6 different systems have been designed and their performance assessed through numerical simulations. These systems are composed by predistortion and conventional oIQ transmitters joined with Direct Detection (DD), Basic Heterodyne Coherent Detection and Conventional Homodyne Coherent Detection, (COH D) receivers. All the simulations have used the commercial software VPItransmissionMakerTM and VPIphotonicsAnalyzerTM, (VPI) in combination with Matlab coding for the OFDM coder and decoder. The performance of 6 optical OFDM transmission system scenarios is measured by running a script in TCL/TK language that allows to run a simulation sequence in which the parameters under study such as Sensitivity and Extinction Ratio (ER) were successively changed in order to obtain informative plots about the systems transmission properties

Performance Investigation of Peak Shrinking and Interpolating the PAPR Reduction Technique for LTE-Advance and 5G Signals

Orthogonal frequency division multiplexing (OFDM) has become an indispensable part of waveform generation in wideband digital communication since its first appearance in digital audio broadcasting (DAB) in Europe in 1980s, and it is indeed in use. As has been seen, the OFDM based waveforms work well with time division duplex operation in new radio (NR) systems in 5G systems, supporting delay-sensitive applications, high spectral efficiency, massive multiple input multiple output (MIMO) compatibility, and ever-larger bandwidth signals, which has demonstrated successful commercial implementation for 5G downlinks and uplinks up to 256-QAM modulation schemes. However, the OFDM waveforms suffer from high peak to average power ratio (PAPR), which is not desired by system designers as they want RF power amplifiers (PAs) to operate with high efficiency. Although NR offers some options for maintaining the efficiency and spectral demand, such as cyclic prefix based (CP-OFDM), and discrete Fourier transform spread based (DFT-S-OFDM) schemes, which have limiting effects on PAPR, the PAPR is still as high as 13 dB. This value increases when the bandwidth is increased. Moreover, in LTE-Advance and 5G systems, in order to increase the bandwidth, and data-rate, carrier aggregation technology is used which increases the PAPR the same way that bandwidth increment does; therefore, it is essential to employ PAPR reduction in signal processing stage before passing the signal to PA. In this paper, we investigate the performance of an innovative peak shrinking and interpolation (PSI) technique for reducing peak to average power ratio (PAPR) in orthogonal frequency division multiplexing (OFDM) based signals at waveform generation stage. The main idea behind the PSI technique is to extract high peaks, scale them down, and interpolate them back into the signal. It is shown that PSI technique is a possible candidate for reducing PAPR without compromising on computational complexity, compatible for existing and future telecommunication systems such as 4G, 5G, and beyond. In this paper, the PSI technique is tested with variety of signals in terms of inverse fast Fourier transform (IFFT) length, type of the signal modulation, and applications. Additional work has been carried out to compare the proposed technique with other promising PAPR reduction techniques. This paper further validates the PSI technique through experimental measurement with a power amplifier (PA) test bench and achieves an adjacent channel power ratio (ACPR) of less than –55 dBc. Results showed improvement in output power of PA versus given input power, and furthermore, the error vector magnitude (EVM) of less than 1% was achieved when comparing of the signal after and before modification by the PSI techniqu

Técnicas de equalização para MIMO massivo com amplificação não linear

The dawn of the new generation of mobile communications and the trafic explosion that derives from its implementation pose great challenge. The milimeter wave band and the use of massive number of antennas are technologies which, when combined, allow the transmission of high data rate, functioning in zones of the electromagnetic spectrum that are less explored and with capability of allocation of dozens of GHz of bandwidth. In this dissertation we consider a massive MIMO millimeter wave system employing a hybrid architecture, i.e., the number of transmit and receive antennas are lower than the number of radio frequency chains. As consequence, the precoder and equalizers should be designed in both digital and analog domains. In the literature, most of the proposed hybrid beamforming schemes were evaluated without considering the effects of nonlinear amplifications. However, these systems face non-avoidable nonlinear effects due to power amplifiers functioning in nonlinear regions. The strong nonlinear effects throughout the transmission chain will have a negative impact on the overall system performance and thus its study and the design of equalizers that take into account these effects are of paramount importance. This dissertation proposes a hybrid iterative equalizer for massive MIMO millimeter wave SC-FDMA systems. The user terminals have low complexity, just equipped with analog precoders based on average angle of departure, each with a single radio frequency chain. At the base station it is designed an hybrid analog-digital iterative equalizer with fully connected architecture in order to eliminate both the multi-user interference and the nonlinear distortion caused by signal amplification during the transmission. The equalizer is optimized by minimizing the bit error rate, which is equivalent to minimize the mean square error rate. The impact of the saturation threshold of the amplifiers in the system performance is analysed, and it is demonstrated that the iterative process can efficiently remove the multi-user interference and the distortion, improving the overall system performance.O surgimento de uma nova geração de comunicações móveis e a explosão de tráfego que advém da sua implementação apresenta grandes desafios. A banda de ondas milimétricas e o uso massivo de antenas são tecnologias que, combinadas, permitem atingir elevadas taxas de transmissão, funcionando em zonas do espectro electromagnético menos exploradas e com capacidade de alocação de dezenas de GHz para largura de banda. Nesta dissertação foi considerado um sistema de MIMO massivo de ondas milimétricas usando uma arquitectura híbrida, i.e., o número de antenas para transmissão e recepção é menor que o número de cadeias de radiofrequência. Consequentemente, o pré-codificador e equalizadores devem ser projectados nos domínios digital e analógico. Na literatura, a maioria dos esquemas híbridos de beamforming são avaliados sem ter em conta os efeitos de não linearidade da amplificação do sinal. No entanto, estes sistemas sofrem inevitavelmente de efeitos não lineares devido aos amplificadores de potência operarem em regiões não lineares. Os fortes efeitos das não-linearidades ao longo da cadeia de transmissão têm um efeito nefasto no desempenho do sistema e portanto o seu estudo e projecto de equalizadores que tenham em conta estes efeitos são de extrema importância. Esta dissertação propõe um equalizador híbrido para sistemas baseados em ondas milimétricas para MIMO massivo com modulação SC-FDMA. Os terminais de utilizador possuem baixa complexidade, equipados apenas com pré-codificadores analógicos baseados no ângulo médio de partida, cada um com uma única cadeia de radiofrequência. Na estação base é projectado um equalizador iterativo híbrido analógico-digital com arquitectura completamente conectada de modo a eliminar a interferencia multi-utilizador e a distorção causada pela amplificação do sinal aquando da transmissão. O equalizador é optimizado minimizando a taxa de erro de bit, o que é equivalente a minimizar a taxa de erro quadrático médio. O impacto do limiar de saturação dos amplificadores no desempenho do sistema é analisado, e é demonstrado que o processo iterativo consegue eliminar de modo eficiente a interferência multi-utilizador e a distorção, melhorando o desempenho do sistema.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications (EMPhAtiC) Document Number D3.3 Reduction of PAPR and non linearities effects

Livrable d'un projet Européen EMPHATICLike other multicarrier modulation techniques, FBMC suffers from high peak-to-average power ratio (PAPR), impacting its performance in the presence of a nonlinear high power amplifier (HPA) in two ways. The first impact is an in-band distortion affecting the error rate performance of the link. The second impact is an out-of-band effect appearing as power spectral density (PSD) regrowth, making the coexistence between FBMC based broad-band Professional Mobile Radio (PMR) systems with existing narrowband systems difficult to achieve. This report addresses first the theoretical analysis of in-band HPA distortions in terms of Bit Error Rate. Also, the out-of band impact of HPA nonlinearities is studied in terms of PSD regrowth prediction. Furthermore, the problem of PAPR reduction is addressed along with some HPA linearization techniques and nonlinearity compensation approaches