State–of–the–art report on nonlinear representation of sources and channels

This report consists of two complementary parts, related to the modeling of two important sources of nonlinearities in a communications system. In the first part, an overview of important past work related to the estimation, compression and processing of sparse data through the use of nonlinear models is provided. In the second part, the current state of the art on the representation of wireless channels in the presence of nonlinearities is summarized. In addition to the characteristics of the nonlinear wireless fading channel, some information is also provided on recent approaches to the sparse representation of such channels

Signal Processing in Wireless Communications: Device Fingerprinting and Wide-Band Interference Rejection

The rapid progress of wireless communication technologies that has taken place in recent years has significantly improved the quality of everyday life. However with this expansion of wireless communication systems come significant security threats and significant technological challenges, both of which are due to the fact that the communication medium is shared. The ubiquity of open wireless Internet access networks creates a new avenue for cyber-criminals to impersonate and act in an unauthorized way. The increasing number of deployed wide-band wireless communication systems entails technological challenges for effective utilization of the shared medium, which implies the need for advanced interference rejection methods. Wireless security and interference rejection in wide-band wireless communications are therefore often considered as the two main challenges in wireless network\u27s design and research. Important aspects of these challenges are illuminated and addressed in this dissertation. This dissertation considers signal processing approaches for exploiting or mitigating the effects of non-ideal components in wireless communication systems. In the first part of the dissertation, we introduce and study a novel, model-based approach to wireless device identification that exploits imperfections in the transmitter caused by manufacturing process nonidealities. Previous approaches to device identification based on hardware imperfections vary from transient analysis to machine learning but have not provided verifiable accuracy. Here, we detail a model-based approach, that uses statistical models of RF transmitter components: digital-to-analog converter, power amplifier and RF oscillator, which are amenable for analysis. Our proposed approach examines the key device characteristics that cause anonymity loss, countermeasures that can be applied by the nodes to regain the anonymity, and ways of thwarting such countermeasures. We develop identification algorithms based on statistical signal processing methods and address the challenging scenario when the units that need to be distinguished from one another are of the same model and from the same manufacturer. Using simulations and measurements of components that are commonly used in commercial communications systems, we show that our anonymity breaking techniques are effective. In the second part of the dissertation, we consider innovative approaches for the acquisition of frequency-sparse signals with wide-band receivers when a weak signal of interest is received in the presence of a very strong interference, and the effects of the nonlinearities in the low-noise amplifier at the receiver must be mitigated. All samples with amplitude above a given threshold, dictated by the linear input range of the receiver, are discarded to avoid the distortion caused by saturation of the low noise amplifier. Such a sampling scheme, while avoiding nonlinear distortion that cannot be corrected in the digital domain, poses challenges for signal reconstruction techniques, as the samples are taken non-uniformly, but also non-randomly. The considered approaches fall into the field of compressive sensing (CS); however, what differentiates them from conventional CS is that a structure is forced upon the measurement scheme. Such a structure causes a violation of the core CS assumption of the measurements\u27 randomness. We consider two different types of structured acquisition: signal independent and signal dependent structured acquisition. For the first case, we derive bounds on the number of samples needed for successful CS recovery when samples are drawn at random in predefined groups. For the second case, we consider enhancements of CS recovery methods when only small-amplitude samples of the signal that needs to be recovered are available for the recovery. Finally, we address a problem of spectral leakage due to the limited processing block size of block processing, wide-band receivers and propose an adaptive block size adjustment method, which leads to significant dynamic range improvements

Dirty RF Signal Processing for Mitigation of Receiver Front-end Non-linearity

Moderne drahtlose Kommunikationssysteme stellen hohe und teilweise gegensätzliche Anforderungen an die Hardware der Funkmodule, wie z.B. niedriger Energieverbrauch, große Bandbreite und hohe Linearität. Die Gewährleistung einer ausreichenden Linearität ist, neben anderen analogen Parametern, eine Herausforderung im praktischen Design der Funkmodule. Der Fokus der Dissertation liegt auf breitbandigen HF-Frontends für Software-konfigurierbare Funkmodule, die seit einigen Jahren kommerziell verfügbar sind. Die praktischen Herausforderungen und Grenzen solcher flexiblen Funkmodule offenbaren sich vor allem im realen Experiment. Eines der Hauptprobleme ist die Sicherstellung einer ausreichenden analogen Performanz über einen weiten Frequenzbereich. Aus einer Vielzahl an analogen Störeffekten behandelt die Arbeit die Analyse und Minderung von Nichtlinearitäten in Empfängern mit direkt-umsetzender Architektur. Im Vordergrund stehen dabei Signalverarbeitungsstrategien zur Minderung nichtlinear verursachter Interferenz - ein Algorithmus, der besser unter "Dirty RF"-Techniken bekannt ist. Ein digitales Verfahren nach der Vorwärtskopplung wird durch intensive Simulationen, Messungen und Implementierung in realer Hardware verifiziert. Um die Lücken zwischen Theorie und praktischer Anwendbarkeit zu schließen und das Verfahren in reale Funkmodule zu integrieren, werden verschiedene Untersuchungen durchgeführt. Hierzu wird ein erweitertes Verhaltensmodell entwickelt, das die Struktur direkt-umsetzender Empfänger am besten nachbildet und damit alle Verzerrungen im HF- und Basisband erfasst. Darüber hinaus wird die Leistungsfähigkeit des Algorithmus unter realen Funkkanal-Bedingungen untersucht. Zusätzlich folgt die Vorstellung einer ressourceneffizienten Echtzeit-Implementierung des Verfahrens auf einem FPGA. Abschließend diskutiert die Arbeit verschiedene Anwendungsfelder, darunter spektrales Sensing, robuster GSM-Empfang und GSM-basiertes Passivradar. Es wird gezeigt, dass nichtlineare Verzerrungen erfolgreich in der digitalen Domäne gemindert werden können, wodurch die Bitfehlerrate gestörter modulierter Signale sinkt und der Anteil nichtlinear verursachter Interferenz minimiert wird. Schließlich kann durch das Verfahren die effektive Linearität des HF-Frontends stark erhöht werden. Damit wird der zuverlässige Betrieb eines einfachen Funkmoduls unter dem Einfluss der Empfängernichtlinearität möglich. Aufgrund des flexiblen Designs ist der Algorithmus für breitbandige Empfänger universal einsetzbar und ist nicht auf Software-konfigurierbare Funkmodule beschränkt.Today's wireless communication systems place high requirements on the radio's hardware that are largely mutually exclusive, such as low power consumption, wide bandwidth, and high linearity. Achieving a sufficient linearity, among other analogue characteristics, is a challenging issue in practical transceiver design. The focus of this thesis is on wideband receiver RF front-ends for software defined radio technology, which became commercially available in the recent years. Practical challenges and limitations are being revealed in real-world experiments with these radios. One of the main problems is to ensure a sufficient RF performance of the front-end over a wide bandwidth. The thesis covers the analysis and mitigation of receiver non-linearity of typical direct-conversion receiver architectures, among other RF impairments. The main focus is on DSP-based algorithms for mitigating non-linearly induced interference, an approach also known as "Dirty RF" signal processing techniques. The conceived digital feedforward mitigation algorithm is verified through extensive simulations, RF measurements, and implementation in real hardware. Various studies are carried out that bridge the gap between theory and practical applicability of this approach, especially with the aim of integrating that technique into real devices. To this end, an advanced baseband behavioural model is developed that matches to direct-conversion receiver architectures as close as possible, and thus considers all generated distortions at RF and baseband. In addition, the algorithm's performance is verified under challenging fading conditions. Moreover, the thesis presents a resource-efficient real-time implementation of the proposed solution on an FPGA. Finally, different use cases are covered in the thesis that includes spectrum monitoring or sensing, GSM downlink reception, and GSM-based passive radar. It is shown that non-linear distortions can be successfully mitigated at system level in the digital domain, thereby decreasing the bit error rate of distorted modulated signals and reducing the amount of non-linearly induced interference. Finally, the effective linearity of the front-end is increased substantially. Thus, the proper operation of a low-cost radio under presence of receiver non-linearity is possible. Due to the flexible design, the algorithm is generally applicable for wideband receivers and is not restricted to software defined radios

Mitigation of nonlinear receiver effects in modern radar: advanced signal processing techniques

This thesis presents a study into nonlinearities in the radar receiver and investigates advanced digital signal processing (DSP) techniques capable of mitigating the resultant deleterious effects. The need for these mitigation techniques has become more prevalent as the use of commercial radar sensors has increased rapidly over the last decade. While advancements in low-cost radio frequency (RF) technologies have made mass-produced radar systems more feasible, they also pose a significant risk to the functionality of the sensor. One of the major compromises when employing low-cost commercial off-theshelf (COTS) components in the radar receiver is system linearity. This linearity trade-off leaves the radar susceptible to interfering signals as the RF receiver can now be driven into the weakly nonlinear regime. Radars are not designed to operate in the nonlinear regime as distortion is observed in the radar output if they do. If radars are to maintain operational performance in an RF environment that is becoming increasingly crowded, novel techniques that allow the sensor to operate in the nonlinear regime must be developed. Advanced DSP techniques offer a low-cost low-impact solution to the nonlinear receiver problem in modern radar. While there is very little work published on this topic in the radar literature, inspiration can be taken from the related field of communications where techniques have been successfully employed. It is clear from the communications literature that for any mitigation algorithm to be successful, the mechanisms driving the nonlinear distortion in the receiver must be understood in great detail. Therefore, a behavioural modelling technique capable of capturing both the nonlinear amplitude and phase effects in the radar receiver is presented before any mitigation techniques are studied. Two distinct groups of mitigation algorithms are then developed specifically for radar systems with their performance tested in the medium pulse repetition frequency (MPRF) mode of operation. The first of these is the look-up table (LUT) approach which has the benefit of being mode independent and computationally inexpensive to implement. The limitations of this communications-based technique are discussed with particular emphasis placed on its performance against receiver nonlinearities that exhibit complex nonlinear memory effects. The second group of mitigation algorithms to be developed is the forward modelling technique. While this novel technique is both mode dependent and computationally intensive to implement, it has a unique formalisation that allows it to be extended to include nonlinear memory effects in a well-defined manner. The performance of this forward modelling technique is analysed and discussed in detail. It was shown in this study that nonlinearities generated in the radar receiver can be successfully mitigated using advanced DSP techniques. For this to be the case however, the behaviour of the RF receiver must be characterised to a high degree of accuracy both in the linear and weakly nonlinear regimes. In the case where nonlinear memory effects are significant in the radar receiver, it was shown that memoryless mitigation techniques can become decorrelated drastically reducing their effectiveness. Importantly however, it was demonstrated that the LUT and forward modelling techniques can both be extended to compensate for complex nonlinear memory effects generated in the RF receiver. It was also found that the forward modelling technique dealt with the nonlinear memory effects in a far more robust manner than the LUT approach leading to a superior mitigation performance in the memory rich case

WAVEFORM AND TRANSCEIVER OPTIMIZATION FOR MULTI-FUNCTIONAL AIRBORNE RADAR THROUGH ADAPTIVE PROCESSING

Pulse compression techniques have been widely used for target detection and remote sensing. The primary concern for pulse compression is the sidelobe interference. Waveform design is an important method to improve the sidelobe performance. As a multi-functional aircraft platform in aviation safety domain, ADS-B system performs functions involving detection, localization and alerting of external traffic. In this work, a binary phase modulation is introduced to convert the original 1090 MHz ADS-B signal waveform into a radar signal. Both the statistical and deterministic models of new waveform are developed and analyzed. The waveform characterization, optimization and its application are studied in details. An alternative way to achieve low sidelobe levels without trading o range resolution and SNR is the adaptive pulse compression - RMMSE (Reiterative Minimum Mean-Square error). Theoretically, RMMSE is able to suppress the sidelobe level down to the receiver noise floor. However, the application of RMMSE to actual radars and the related implementation issues have not been investigated before. In this work, implementation aspects of RMMSE such as waveform sensitivity, noise immunity and computational complexity are addressed. Results generated by applying RMMSE to both simulated and measured radar data are presented and analyzed. Furthermore, a two-dimensional RMMSE algorithm is derived to mitigate the sidelobe effects from both pulse compression processing and antenna radiation pattern. In addition, to achieve even better control of the sidelobe level, a joint transmit and receive optimization scheme (JTRO) is proposed, which reduces the impacts of HPA nonlinearity and receiver distortion. Experiment results obtained with a Ku-band spaceborne radar transceiver testbed are presented