Geometric Expression Invariant 3D Face Recognition using Statistical Discriminant Models

Currently there is no complete face recognition system that is invariant to all facial expressions. Although humans find it easy to identify and recognise faces regardless of changes in illumination, pose and expression, producing a computer system with a similar capability has proved to be particularly di cult. Three dimensional face models are geometric in nature and therefore have the advantage of being invariant to head pose and lighting. However they are still susceptible to facial expressions. This can be seen in the decrease in the recognition results using principal component analysis when expressions are added to a data set. In order to achieve expression-invariant face recognition systems, we have employed a tensor algebra framework to represent 3D face data with facial expressions in a parsimonious space. Face variation factors are organised in particular subject and facial expression modes. We manipulate this using single value decomposition on sub-tensors representing one variation mode. This framework possesses the ability to deal with the shortcomings of PCA in less constrained environments and still preserves the integrity of the 3D data. The results show improved recognition rates for faces and facial expressions, even recognising high intensity expressions that are not in the training datasets. We have determined, experimentally, a set of anatomical landmarks that best describe facial expression e ectively. We found that the best placement of landmarks to distinguish di erent facial expressions are in areas around the prominent features, such as the cheeks and eyebrows. Recognition results using landmark-based face recognition could be improved with better placement. We looked into the possibility of achieving expression-invariant face recognition by reconstructing and manipulating realistic facial expressions. We proposed a tensor-based statistical discriminant analysis method to reconstruct facial expressions and in particular to neutralise facial expressions. The results of the synthesised facial expressions are visually more realistic than facial expressions generated using conventional active shape modelling (ASM). We then used reconstructed neutral faces in the sub-tensor framework for recognition purposes. The recognition results showed slight improvement. Besides biometric recognition, this novel tensor-based synthesis approach could be used in computer games and real-time animation applications

Video Interpolation using Optical Flow and Laplacian Smoothness

Non-rigid video interpolation is a common computer vision task. In this paper we present an optical flow approach which adopts a Laplacian Cotangent Mesh constraint to enhance the local smoothness. Similar to Li et al., our approach adopts a mesh to the image with a resolution up to one vertex per pixel and uses angle constraints to ensure sensible local deformations between image pairs. The Laplacian Mesh constraints are expressed wholly inside the optical flow optimization, and can be applied in a straightforward manner to a wide range of image tracking and registration problems. We evaluate our approach by testing on several benchmark datasets, including the Middlebury and Garg et al. datasets. In addition, we show application of our method for constructing 3D Morphable Facial Models from dynamic 3D data

State of the Art in Face Recognition

Notwithstanding the tremendous effort to solve the face recognition problem, it is not possible yet to design a face recognition system with a potential close to human performance. New computer vision and pattern recognition approaches need to be investigated. Even new knowledge and perspectives from different fields like, psychology and neuroscience must be incorporated into the current field of face recognition to design a robust face recognition system. Indeed, many more efforts are required to end up with a human like face recognition system. This book tries to make an effort to reduce the gap between the previous face recognition research state and the future state

Affective Computing

This book provides an overview of state of the art research in Affective Computing. It presents new ideas, original results and practical experiences in this increasingly important research field. The book consists of 23 chapters categorized into four sections. Since one of the most important means of human communication is facial expression, the first section of this book (Chapters 1 to 7) presents a research on synthesis and recognition of facial expressions. Given that we not only use the face but also body movements to express ourselves, in the second section (Chapters 8 to 11) we present a research on perception and generation of emotional expressions by using full-body motions. The third section of the book (Chapters 12 to 16) presents computational models on emotion, as well as findings from neuroscience research. In the last section of the book (Chapters 17 to 22) we present applications related to affective computing

A system for recognizing human emotions based on speech analysis and facial feature extraction: applications to Human-Robot Interaction

With the advance in Artificial Intelligence, humanoid robots start to interact with ordinary people based on the growing understanding of psychological processes. Accumulating evidences in Human Robot Interaction (HRI) suggest that researches are focusing on making an emotional communication between human and robot for creating a social perception, cognition, desired interaction and sensation. Furthermore, robots need to receive human emotion and optimize their behavior to help and interact with a human being in various environments. The most natural way to recognize basic emotions is extracting sets of features from human speech, facial expression and body gesture. A system for recognition of emotions based on speech analysis and facial features extraction can have interesting applications in Human-Robot Interaction. Thus, the Human-Robot Interaction ontology explains how the knowledge of these fundamental sciences is applied in physics (sound analyses), mathematics (face detection and perception), philosophy theory (behavior) and robotic science context. In this project, we carry out a study to recognize basic emotions (sadness, surprise, happiness, anger, fear and disgust). Also, we propose a methodology and a software program for classification of emotions based on speech analysis and facial features extraction. The speech analysis phase attempted to investigate the appropriateness of using acoustic (pitch value, pitch peak, pitch range, intensity and formant), phonetic (speech rate) properties of emotive speech with the freeware program PRAAT, and consists of generating and analyzing a graph of speech signals. The proposed architecture investigated the appropriateness of analyzing emotive speech with the minimal use of signal processing algorithms. 30 participants to the experiment had to repeat five sentences in English (with durations typically between 0.40 s and 2.5 s) in order to extract data relative to pitch (value, range and peak) and rising-falling intonation. Pitch alignments (peak, value and range) have been evaluated and the results have been compared with intensity and speech rate. The facial feature extraction phase uses the mathematical formulation (B\ue9zier curves) and the geometric analysis of the facial image, based on measurements of a set of Action Units (AUs) for classifying the emotion. The proposed technique consists of three steps: (i) detecting the facial region within the image, (ii) extracting and classifying the facial features, (iii) recognizing the emotion. Then, the new data have been merged with reference data in order to recognize the basic emotion. Finally, we combined the two proposed algorithms (speech analysis and facial expression), in order to design a hybrid technique for emotion recognition. Such technique have been implemented in a software program, which can be employed in Human-Robot Interaction. The efficiency of the methodology was evaluated by experimental tests on 30 individuals (15 female and 15 male, 20 to 48 years old) form different ethnic groups, namely: (i) Ten adult European, (ii) Ten Asian (Middle East) adult and (iii) Ten adult American. Eventually, the proposed technique made possible to recognize the basic emotion in most of the cases

Organising a photograph collection based on human appearance

This thesis describes a complete framework for organising digital photographs in an unsupervised manner, based on the appearance of people captured in the photographs. Organising a collection of photographs manually, especially providing the identities of people captured in photographs, is a time consuming task. Unsupervised grouping of images containing similar persons makes annotating names easier (as a group of images can be named at once) and enables quick search based on query by example. The full process of unsupervised clustering is discussed in this thesis. Methods for locating facial components are discussed and a technique based on colour image segmentation is proposed and tested. Additionally a method based on the Principal Component Analysis template is tested, too. These provide eye locations required for acquiring a normalised facial image. This image is then preprocessed by a histogram equalisation and feathering, and the features of MPEG-7 face recognition descriptor are extracted. A distance measure proposed in the MPEG-7 standard is used as a similarity measure. Three approaches to grouping that use only face recognition features for clustering are analysed. These are modified k-means, single-link and a method based on a nearest neighbour classifier. The nearest neighbour-based technique is chosen for further experiments with fusing information from several sources. These sources are context-based such as events (party, trip, holidays), the ownership of photographs, and content-based such as information about the colour and texture of the bodies of humans appearing in photographs. Two techniques are proposed for fusing event and ownership (user) information with the face recognition features: a Transferable Belief Model (TBM) and three level clustering. The three level clustering is carried out at “event” level, “user” level and “collection” level. The latter technique proves to be most efficient. For combining body information with the face recognition features, three probabilistic fusion methods are tested. These are the average sum, the generalised product and the maximum rule. Combinations are tested within events and within user collections. This work concludes with a brief discussion on extraction of key images for a representation of each cluster

Computational intelligence approaches to robotics, automation, and control [Volume guest editors]

No abstract available

An Efficient Boosted Classifier Tree-Based Feature Point Tracking System for Facial Expression Analysis

The study of facial movement and expression has been a prominent area of research since the early work of Charles Darwin. The Facial Action Coding System (FACS), developed by Paul Ekman, introduced the first universal method of coding and measuring facial movement. Human-Computer Interaction seeks to make human interaction with computer systems more effective, easier, safer, and more seamless. Facial expression recognition can be broken down into three distinctive subsections: Facial Feature Localization, Facial Action Recognition, and Facial Expression Classification. The first and most important stage in any facial expression analysis system is the localization of key facial features. Localization must be accurate and efficient to ensure reliable tracking and leave time for computation and comparisons to learned facial models while maintaining real-time performance. Two possible methods for localizing facial features are discussed in this dissertation. The Active Appearance Model is a statistical model describing an object\u27s parameters through the use of both shape and texture models, resulting in appearance. Statistical model-based training for object recognition takes multiple instances of the object class of interest, or positive samples, and multiple negative samples, i.e., images that do not contain objects of interest. Viola and Jones present a highly robust real-time face detection system, and a statistically boosted attentional detection cascade composed of many weak feature detectors. A basic algorithm for the elimination of unnecessary sub-frames while using Viola-Jones face detection is presented to further reduce image search time. A real-time emotion detection system is presented which is capable of identifying seven affective states (agreeing, concentrating, disagreeing, interested, thinking, unsure, and angry) from a near-infrared video stream. The Active Appearance Model is used to place 23 landmark points around key areas of the eyes, brows, and mouth. A prioritized binary decision tree then detects, based on the actions of these key points, if one of the seven emotional states occurs as frames pass. The completed system runs accurately and achieves a real-time frame rate of approximately 36 frames per second. A novel facial feature localization technique utilizing a nested cascade classifier tree is proposed. A coarse-to-fine search is performed in which the regions of interest are defined by the response of Haar-like features comprising the cascade classifiers. The individual responses of the Haar-like features are also used to activate finer-level searches. A specially cropped training set derived from the Cohn-Kanade AU-Coded database is also developed and tested. Extensions of this research include further testing to verify the novel facial feature localization technique presented for a full 26-point face model, and implementation of a real-time intensity sensitive automated Facial Action Coding System

Biometric Systems

Biometric authentication has been widely used for access control and security systems over the past few years. The purpose of this book is to provide the readers with life cycle of different biometric authentication systems from their design and development to qualification and final application. The major systems discussed in this book include fingerprint identification, face recognition, iris segmentation and classification, signature verification and other miscellaneous systems which describe management policies of biometrics, reliability measures, pressure based typing and signature verification, bio-chemical systems and behavioral characteristics. In summary, this book provides the students and the researchers with different approaches to develop biometric authentication systems and at the same time includes state-of-the-art approaches in their design and development. The approaches have been thoroughly tested on standard databases and in real world applications