MULTICARRIER TRANSMISSION TECHNIQUES

In this thesis, multicarrier transmission techniques envisioned for the fifth-generation wireless networks are studied. First, three basic techniques, namely orthogonal frequency-division multiplexing (OFDM), filter-bank multicarrier offset quadrature amplitude modulation (FBMC-OQAM), and generalized frequency-division multiplexing (GFDM) are reviewed in detail. In particular, the block-based structure and cyclic prefixing of OFDM are discussed and its bit error rate (BER) performance is analyzed. Then it is demonstrated that with offset QAM the orthogonality between subcarriers in FBMC-OQAM is preserved. Next, the roles of tail biting technique and circular convolution in GFDM are explained. An efficient implementation of GFDM is also described. Second, circular filterbank multicarrier offset QAM (CFBMC-OQAM), a technique which combines the block-based structure of GFDM and offset QAM of FBMC-OQAM, is presented. Then a precoded scheme is proposed, in which the Walsh-Hadamard (WH) transform is applied to CFBMC-OQAM system, resulting in a precoded scheme called WH-CFBMC-OQAM. The proposed system has a block-based structure and can be implemented efficiently using fast Fourier transform (FTT) and inverse FFT (IFFT). In addition, a cyclic prefix can be inserted to facilitate simple equalization at the receiver. WH-CFBMC-OQAM exploits the frequency diversity by averaging the signal-to-noise ratios (SNRs) over all subcarriers. A theoretical approximation for the bit error rate performance of WH-CFBMC-OQAM over a frequency-selective channel is derived. Under the same system configuration, simulation results demonstrate the excellent performance of the proposed scheme when compared to the performance of other techniques. Simulation also verifies that the theoretical results match perfectly with simulation results for any SNR value

Symbol Synchronization for SDR Using a Polyphase Filterbank Based on an FPGA

This paper is devoted to the proposal of a highly efficient symbol synchronization subsystem for Software Defined Radio. The proposed feedback phase-locked loop timing synchronizer is suitable for parallel implementation on an FPGA. The polyphase FIR filter simultaneously performs matched-filtering and arbitrary interpolation between acquired samples. Determination of the proper sampling instant is achieved by selecting a suitable polyphase filterbank using a derived index. This index is determined based on the output either the Zero-Crossing or Gardner Timing Error Detector. The paper will extensively focus on simulation of the proposed synchronization system. On the basis of this simulation, a complete, fully pipelined VHDL description model is created. This model is composed of a fully parallel polyphase filterbank based on distributed arithmetic, timing error detector and interpolation control block. Finally, RTL synthesis on an Altera Cyclone IV FPGA is presented and resource utilization in comparison with a conventional model is analyzed

Performance Of IEEE 802.11 OFDM With Multiple Frequency Transforms And Pulse Shaping Schemes

Orthogonal Frequency Division Multiplexing (OFDM) is employed in various communication systems such as the IEEE 802.11 wireless standards, in which both frequency transform, Fast Fourier Transform (FFT) and pulse shaping filter, Square Root Raised Cosine (SRRC) are used. The main contribution of this paper is the analysis of the performance of different combinations of frequency transforms and pulse shaping schemes for the 802.11n standard. The frequency transforms which have been used are: Fast Fourier Transforms (FFT), Discrete Wavelet Transforms (DWT) and Discrete Hartley Transform (DHT). The pulse shaping filters are the Raised Cosine (RC), SRRC and Flipped Exponential Pulse (FEXP). The IEEE 802.11 WLAN system with Additive White Gaussian (AWGN) has been used as the modelling environment. The results showed that the DWT-based OFDM system has a better performance than the DHT and FFT schemes and upon comparing the pulse shaping filters, the SRRC filter outperforms the FEXP and RC filters

Signal Processing Design of Low Probability of Intercept Waveforms

This thesis investigates a modification to Differential Phase Shift Keyed (DPSK) modulation to create a Low Probability of Interception/Exploitation (LPI/LPE) communications signal. A pseudorandom timing offset is applied to each symbol in the communications stream to intentionally create intersymbol interference (ISI) that hinders accurate symbol estimation and bit sequence recovery by a non-cooperative receiver. Two cooperative receiver strategies are proposed to mitigate the ISI due to symbol timing offset: a modified minimum Mean Square Error (MMSE) equalization algorithm and a multiplexed bank of equalizer filters determined by an adaptive Least Mean Square (LMS) algorithm. Both cooperative receivers require some knowledge of the pseudorandom symbol timing dither to successfully demodulate the communications waveform. Numerical Matlab® simulation is used to demonstrate the bit error rate performance of cooperative receivers and notional non-cooperative receivers for binary, 4-ary, and 8-ary DPSK waveforms transmitted through a line-of-sight, additive white Gaussian noise channel. Simulation results suggest that proper selection of pulse shape and probability distribution of symbol timing offsets produces a waveform that is accurately demodulated by the proposed cooperative receivers and significantly degrades non-cooperative receiver symbol estimation accuracy. In typical simulations, non-cooperative receivers required 2-8 dB more signal power than cooperative receivers to achieve a bit error rate of 1.0%. For nearly all reasonable parameter selections, non-cooperative receivers produced bit error rates in excess of 0.1%, even when signal power is unconstrained

Techniques to Improve the Efficiency of Data Transmission in Cable Networks

The cable television (CATV) networks, since their introduction in the late 1940s, have now become a crucial part of the broadcasting industry. To keep up with growing demands from the subscribers, cable networks nowadays not only provide television programs but also deliver two-way interactive services such as telephone, high-speed Internet and social TV features. A new standard for CATV networks is released every five to six years to satisfy the growing demands from the mass market. From this perspective, this thesis is concerned with three main aspects for the continuing development of cable networks: (i) efficient implementations of backward-compatibility functions from the old standard, (ii) addressing and providing solutions for technically-challenging issues in the current standard and, (iii) looking for prospective features that can be implemented in the future standard. Since 1997, five different versions of the digital CATV standard had been released in North America. A new standard often contains major improvements over the previous one. The latest version of the standard, namely DOCSIS 3.1 (released in late 2013), is packed with state-of-the-art technologies and allows approximately ten times the amount of traffic as compared to the previous standard, DOCSIS 3.0 (released in 2008). Backward-compatibility is a must-have function for cable networks. In particular, to facilitate the system migration from older standards to a newer one, the backward compatible functions in the old standards must remain in the newer-standard products. More importantly, to keep the implementation cost low, the inherited backward compatible functions must be redesigned by taking advantage of the latest technology and algorithms. To improve the backward-compatibility functions, the first contribution of the thesis focuses on redesigning the pulse shaping filter by exploiting infinite impulse response (IIR) filter structures as an alternative to the conventional finite impulse response (FIR) structures. Comprehensive comparisons show that more economical filters with better performance can be obtained by the proposed design algorithm, which considers a hybrid parameterization of the filter's transfer function in combination with a constraint on the pole radius to be less than 1. The second contribution of the thesis is a new fractional timing estimation algorithm based on peak detection by log-domain interpolation. When compared with the commonly-used timing detection method, which is based on parabolic interpolation, the proposed algorithm yields more accurate estimation with a comparable implementation cost. The third contribution of the thesis is a technique to estimate the multipath channel for DOCSIS 3.1 cable networks. DOCSIS 3.1 is markedly different from prior generations of CATV networks in that OFDM/OFDMA is employed to create a spectrally-efficient signal. In order to effectively demodulate such a signal, it is necessary to employ a demodulation circuit which involves estimation and tracking of the multipath channel. The estimation and tracking must be highly accurate because extremely dense constellations such as 4096-QAM and possibly 16384-QAM can be used in DOCSIS 3.1. The conventional OFDM channel estimators available in the literature either do not perform satisfactorily or are not suitable for the DOCSIS 3.1 channel. The novel channel estimation technique proposed in this thesis iteratively searches for parameters of the channel paths. The proposed technique not only substantially enhances the channel estimation accuracy, but also can, at no cost, accurately identify the delay of each echo in the system. The echo delay information is valuable for proactive maintenance of the network. The fourth contribution of this thesis is a novel scheme that allows OFDM transmission without the use of a cyclic prefix (CP). The structure of OFDM in the current DOCSIS 3.1 does not achieve the maximum throughput if the channel has multipath components. The multipath channel causes inter-symbol-interference (ISI), which is commonly mitigated by employing CP. The CP acts as a guard interval that, while successfully protecting the signal from ISI, reduces the transmission throughput. The problem becomes more severe for downstream direction, where the throughput of the entire system is determined by the user with the worst channel. To solve the problem, this thesis proposes major alterations to the current DOCSIS 3.1 OFDM/OFDMA structure. The alterations involve using a pair of Nyquist filters at the transceivers and an efficient time-domain equalizer (TEQ) at the receiver to reduce ISI down to a negligible level without the need of CP. Simulation results demonstrate that, by incorporating the proposed alterations to the DOCSIS 3.1 down-link channel, the system can achieve the maximum throughput over a wide range of multipath channel conditions

Design and Implementation of Belief Propagation Symbol Detectors for Wireless Intersymbol Interference Channels

In modern wireless communication systems, intersymbol interference (ISI) introduced by frequency selective fading is one of the major impairments to reliable data communication. In ISI channels, the receiver observes the superposition of multiple delayed reflections of the transmitted signal, which will result errors in the decision device. As the data rate increases, the effect of ISI becomes severe. To combat ISI, equalization is usually required for symbol detectors. The optimal maximum-likelihood sequence estimation (MLSE) based on the Viterbi algorithm (VA) may be used to estimate the transmitted sequence in the presence of the ISI. However, the computational complexity of the MLSE increases exponentially with the length of the channel impulse response (CIR). Even in channels which do not exhibit significant time dispersion, the length of the CIR will effectively increase as the sampling rate goes higher. Thus the optimal MLSE is impractical to implement in the majority of practical wireless applications. This dissertation is devoted to exploring practically implementable symbol detectors with near-optimal performance in wireless ISI channels. Particularly, we focus on the design and implementation of an iterative detector based on the belief propagation (BP) algorithm. The advantage of the BP detector is that its complexity is solely dependent on the number of nonzero coefficients in the CIR, instead of the length of the CIR. We also extend the work of BP detector design for various wireless applications. Firstly, we present a partial response BP (PRBP) symbol detector with near-optimal performance for channels which have long spanning durations but sparse multipath structure. We implement the architecture by cascading an adaptive linear equalizer (LE) with a BP detector. The channel is first partially equalized by the LE to a target impulse response (TIR) with only a few nonzero coefficients remaining. The residual ISI is then canceled by a more sophisticated BP detector. With the cascaded LE-BP structure, the symbol detector is capable to achieve a near-optimal error rate performance with acceptable implementation complexity. Moreover, we present a pipeline high-throughput implementation of the detector for channel length 30 with quadrature phase-shift keying (QPSK) modulation. The detector can achieve a maximum throughput of 206 Mb/s with an estimated core area of 3.162 mm^{2} using 90-nm technology node. At a target frequency of 515 MHz, the dynamic power is about 1.096 W. Secondly, we investigate the performance of aforementioned PRBP detector under a more generic 3G channel rather than the sparse channel. Another suboptimal partial response maximum-likelihood (PRML) detector is considered for comparison. Similar to the PRBP detector, the PRML detector also employs a hybrid two-stage scheme, in order to allow a tradeoff between performance and complexity. In simulations, we consider a slow fading environment and use the ITU-R 3G channel models. From the numerical results, it is shown that in frequency-selective fading wireless channels, the PRBP detector provides superior performance over both the traditional minimum mean squared error linear equalizer (MMSE-LE) and the PRML detector. Due to the effect of colored noise, the PRML detector in fading wireless channels is not as effective as it is in magnetic recording applications. Thirdly, we extend our work to accommodate the application of Advanced Television Systems Committee (ATSC) digital television (DTV) systems. In order to reduce error propagation caused by the traditional decision feedback equalizer (DFE) in DTV receiver, we present an adaptive decision feedback sparsening filter BP (DFSF-BP) detector, which is another form of PRBP detector. Different from the aforementioned LE-BP structure, in the DFSF-BP scheme, the BP detector is followed by a nonlinear filter called DFSF as the partial response equalizer. In the first stage, the DFSF employs a modified feedback filter which leaves the strongest post-cursor ISI taps uncorrected. As a result, a long ISI channel is equalized to a sparse channel having only a small number of nonzero taps. In the second stage, the BP detector is applied to mitigate the residual ISI. Since the channel is typically time-varying and suffers from Doppler fading, the DFSF is adapted using the least mean square (LMS) algorithm, such that the amplitude and the locations of the nonzero taps of the equalized sparse channel appear to be fixed. As such, the channel appears to be static during the second stage of equalization which consists of the BP detector. Simulation results demonstrate that the proposed scheme outperforms the traditional DFE in symbol error rate, under both static channels and dynamic ATSC channels. Finally, we study the symbol detector design for cooperative communications, which have attracted a lot of attention recently for its ability to exploit increased spatial diversity available at distributed antennas on other nodes. A system framework employing non-orthogonal amplify-and-forward half-duplex relays through ISI channels is developed. Based on the system model, we first design and implement an optimal maximum-likelihood detector based on the Viterbi algorithm. As the relay period increases, the effective CIR between the source and the destination becomes long and sparse, which makes the optimal detector impractical to implement. In order to achieve a balance between the computational complexity and performance, several sub-optimal detectors are proposed. We first present a multitrellis Viterbi algorithm (MVA) based detector which decomposes the original trellis into multiple parallel irregular sub-trellises by investigating the dependencies between the received symbols. Although MVA provides near-optimal performance, it is not straightforward to decompose the trellis for arbitrary ISI channels. Next, the decision feedback sequence estimation (DFSE) based detector and BP-based detector are proposed for cooperative ISI channels. Traditionally these two detectors are used with fixed, static channels. In our model, however, the effective channel is periodically time-varying, even when the component channels themselves are static. Consequently, we modify these two detector to account for cooperative ISI channels. Through simulations in frequency selective fading channels, we demonstrate the uncoded performance of the DFSE detector and the BP detector when compared to the optimal MLSE detector. In addition to quantifying the performance of these detectors, we also include an analysis of the implementation complexity as well as a discussion on complexity/performance tradeoffs

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well