New Algorithms for Position Heaps

We present several results about position heaps, a relatively new alternative to suffix trees and suffix arrays. First, we show that, if we limit the maximum length of patterns to be sought, then we can also limit the height of the heap and reduce the worst-case cost of insertions and deletions. Second, we show how to build a position heap in linear time independent of the size of the alphabet. Third, we show how to augment a position heap such that it supports access to the corresponding suffix array, and vice versa. Fourth, we introduce a variant of a position heap that can be simulated efficiently by a compressed suffix array with a linear number of extra bits

Smooth heaps and a dual view of self-adjusting data structures

We present a new connection between self-adjusting binary search trees (BSTs) and heaps, two fundamental, extensively studied, and practically relevant families of data structures. Roughly speaking, we map an arbitrary heap algorithm within a natural model, to a corresponding BST algorithm with the same cost on a dual sequence of operations (i.e. the same sequence with the roles of time and key-space switched). This is the first general transformation between the two families of data structures. There is a rich theory of dynamic optimality for BSTs (i.e. the theory of competitiveness between BST algorithms). The lack of an analogous theory for heaps has been noted in the literature. Through our connection, we transfer all instance-specific lower bounds known for BSTs to a general model of heaps, initiating a theory of dynamic optimality for heaps. On the algorithmic side, we obtain a new, simple and efficient heap algorithm, which we call the smooth heap. We show the smooth heap to be the heap-counterpart of Greedy, the BST algorithm with the strongest proven and conjectured properties from the literature, widely believed to be instance-optimal. Assuming the optimality of Greedy, the smooth heap is also optimal within our model of heap algorithms. As corollaries of results known for Greedy, we obtain instance-specific upper bounds for the smooth heap, with applications in adaptive sorting. Intriguingly, the smooth heap, although derived from a non-practical BST algorithm, is simple and easy to implement (e.g. it stores no auxiliary data besides the keys and tree pointers). It can be seen as a variation on the popular pairing heap data structure, extending it with a "power-of-two-choices" type of heuristic.Comment: Presented at STOC 2018, light revision, additional figure

The Logarithmic Funnel Heap: A Statistically Self-Similar Priority Queue

The present work contains the design and analysis of a statistically self-similar data structure using linear space and supporting the operations, insert, search, remove, increase-key and decrease-key for a deterministic priority queue in expected O(1) time. Extract-max runs in O(log N) time. The depth of the data structure is at most log* N. On the highest level, each element acts as the entrance of a discrete, log* N-level funnel with a logarithmically decreasing stem diameter, where the stem diameter denotes a metric for the expected number of items maintained on a given level.Comment: 14 pages, 4 figure

Why some heaps support constant-amortized-time decrease-key operations, and others do not

A lower bound is presented which shows that a class of heap algorithms in the pointer model with only heap pointers must spend Omega(log log n / log log log n) amortized time on the decrease-key operation (given O(log n) amortized-time extract-min). Intuitively, this bound shows the key to having O(1)-time decrease-key is the ability to sort O(log n) items in O(log n) time; Fibonacci heaps [M.L. Fredman and R. E. Tarjan. J. ACM 34(3):596-615 (1987)] do this through the use of bucket sort. Our lower bound also holds no matter how much data is augmented; this is in contrast to the lower bound of Fredman [J. ACM 46(4):473-501 (1999)] who showed a tradeoff between the number of augmented bits and the amortized cost of decrease-key. A new heap data structure, the sort heap, is presented. This heap is a simplification of the heap of Elmasry [SODA 2009: 471-476] and shares with it a O(log log n) amortized-time decrease-key, but with a straightforward implementation such that our lower bound holds. Thus a natural model is presented for a pointer-based heap such that the amortized runtime of a self-adjusting structure and amortized lower asymptotic bounds for decrease-key differ by but a O(log log log n) factor

QuickHeapsort: Modifications and improved analysis

We present a new analysis for QuickHeapsort splitting it into the analysis of the partition-phases and the analysis of the heap-phases. This enables us to consider samples of non-constant size for the pivot selection and leads to better theoretical bounds for the algorithm. Furthermore we introduce some modifications of QuickHeapsort, both in-place and using n extra bits. We show that on every input the expected number of comparisons is n lg n - 0.03n + o(n) (in-place) respectively n lg n -0.997 n+ o (n). Both estimates improve the previously known best results. (It is conjectured in Wegener93 that the in-place algorithm Bottom-Up-Heapsort uses at most n lg n + 0.4 n on average and for Weak-Heapsort which uses n extra-bits the average number of comparisons is at most n lg n -0.42n in EdelkampS02.) Moreover, our non-in-place variant can even compete with index based Heapsort variants (e.g. Rank-Heapsort in WangW07) and Relaxed-Weak-Heapsort (n lg n -0.9 n+ o (n) comparisons in the worst case) for which no O(n)-bound on the number of extra bits is known

On-line construction of position heaps

We propose a simple linear-time on-line algorithm for constructing a position heap for a string [Ehrenfeucht et al, 2011]. Our definition of position heap differs slightly from the one proposed in [Ehrenfeucht et al, 2011] in that it considers the suffixes ordered from left to right. Our construction is based on classic suffix pointers and resembles the Ukkonen's algorithm for suffix trees [Ukkonen, 1995]. Using suffix pointers, the position heap can be extended into the augmented position heap that allows for a linear-time string matching algorithm [Ehrenfeucht et al, 2011].Comment: to appear in Journal of Discrete Algorithm