A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

On the Construction of Polar Codes for Achieving the Capacity of Marginal Channels

Achieving security against adversaries with unlimited computational power is of great interest in a communication scenario. Since polar codes are capacity achieving codes with low encoding-decoding complexity and they can approach perfect secrecy rates for binary-input degraded wiretap channels in symmetric settings, they are investigated extensively in the literature recently. In this paper, a polar coding scheme to achieve secrecy capacity in non-symmetric binary input channels is proposed. The proposed scheme satisfies security and reliability conditions. The wiretap channel is assumed to be stochastically degraded with respect to the legitimate channel and message distribution is uniform. The information set is sent over channels that are good for Bob and bad for Eve. Random bits are sent over channels that are good for both Bob and Eve. A frozen vector is chosen randomly and is sent over channels bad for both. We prove that there exists a frozen vector for which the coding scheme satisfies reliability and security conditions and approaches the secrecy capacity. We further empirically show that in the proposed scheme for non-symmetric binary-input discrete memoryless channels, the equivocation rate achieves its upper bound in the whole capacity-equivocation region

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Rate-Equivocation Optimal Spatially Coupled LDPC Codes for the BEC Wiretap Channel

We consider transmission over a wiretap channel where both the main channel and the wiretapper's channel are Binary Erasure Channels (BEC). We use convolutional LDPC ensembles based on the coset encoding scheme. More precisely, we consider regular two edge type convolutional LDPC ensembles. We show that such a construction achieves the whole rate-equivocation region of the BEC wiretap channel. Convolutional LDPC ensemble were introduced by Felstr\"om and Zigangirov and are known to have excellent thresholds. Recently, Kudekar, Richardson, and Urbanke proved that the phenomenon of "Spatial Coupling" converts MAP threshold into BP threshold for transmission over the BEC. The phenomenon of spatial coupling has been observed to hold for general binary memoryless symmetric channels. Hence, we conjecture that our construction is a universal rate-equivocation achieving construction when the main channel and wiretapper's channel are binary memoryless symmetric channels, and the wiretapper's channel is degraded with respect to the main channel.Comment: Working pape

Polar Coding for Achieving the Capacity of Marginal Channels in Nonbinary-Input Setting

Achieving information-theoretic security using explicit coding scheme in which unlimited computational power for eavesdropper is assumed, is one of the main topics is security consideration. It is shown that polar codes are capacity achieving codes and have a low complexity in encoding and decoding. It has been proven that polar codes reach to secrecy capacity in the binary-input wiretap channels in symmetric settings for which the wiretapper's channel is degraded with respect to the main channel. The first task of this paper is to propose a coding scheme to achieve secrecy capacity in asymmetric nonbinary-input channels while keeping reliability and security conditions satisfied. Our assumption is that the wiretap channel is stochastically degraded with respect to the main channel and message distribution is unspecified. The main idea is to send information set over good channels for Bob and bad channels for Eve and send random symbols for channels that are good for both. In this scheme the frozen vector is defined over all possible choices using polar codes ensemble concept. We proved that there exists a frozen vector for which the coding scheme satisfies reliability and security conditions. It is further shown that uniform distribution of the message is the necessary condition for achieving secrecy capacity.Comment: Accepted to be published in "51th Conference on Information Sciences and Systems", Baltimore, Marylan

Private Quantum Coding for Quantum Relay Networks

The relay encoder is an unreliable probabilistic device which is aimed at helping the communication between the sender and the receiver. In this work we show that in the quantum setting the probabilistic behavior can be completely eliminated. We also show how to combine quantum polar encoding with superactivation-assistance in order to achieve reliable and capacity-achieving private communication over noisy quantum relay channels.Comment: 15 pages, 3 figures, Journal-ref: Lecture Notes in Computer Science, Vol. 7479, pp. 239-250. Springer-Verlag, 2012, presented in part at the 11th Intl. Conference on Quantum Communication, Measurement and Computing (QCMC2012), v2: minor formatting change

Low-resolution ADC receiver design, MIMO interference cancellation prototyping, and PHY secrecy analysis.

This dissertation studies three independent research topics in the general field of wireless communications. The first topic focuses on new receiver design with low-resolution analog-to-digital converters (ADC). In future massive multiple-input-multiple-output (MIMO) systems, multiple high-speed high-resolution ADCs will become a bottleneck for practical applications because of the hardware complexity and power consumption. One solution to this problem is to adopt low-cost low-precision ADCs instead. In Chapter II, MU-MIMO-OFDM systems only equipped with low-precision ADCs are considered. A new turbo receiver structure is proposed to improve the overall system performance. Meanwhile, ultra-low-cost communication devices can enable massive deployment of disposable wireless relays. In Chapter III, the feasibility of using a one-bit relay cluster to help a power-constrained transmitter for distant communication is investigated. Nonlinear estimators are applied to enable effective decoding. The second topic focuses prototyping and verification of a LTE and WiFi co-existence system, where the operation of LTE in unlicensed spectrum (LTE-U) is discussed. LTE-U extends the benefits of LTE and LTE Advanced to unlicensed spectrum, enabling mobile operators to offload data traffic onto unlicensed frequencies more efficiently and effectively. With LTE-U, operators can offer consumers a more robust and seamless mobile broadband experience with better coverage and higher download speeds. As the coexistence leads to considerable performance instability of both LTE and WiFi transmissions, the LTE and WiFi receivers with MIMO interference canceller are designed and prototyped to support the coexistence in Chapter IV. The third topic focuses on theoretical analysis of physical-layer secrecy with finite blocklength. Unlike upper layer security approaches, the physical-layer communication security can guarantee information-theoretic secrecy. Current studies on the physical-layer secrecy are all based on infinite blocklength. Nevertheless, these asymptotic studies are unrealistic and the finite blocklength effect is crucial for practical secrecy communication. In Chapter V, a practical analysis of secure lattice codes is provided