Design guidelines for spatial modulation

A new class of low-complexity, yet energyefficient Multiple-Input Multiple-Output (MIMO) transmission techniques, namely the family of Spatial Modulation (SM) aided MIMOs (SM-MIMO) has emerged. These systems are capable of exploiting the spatial dimensions (i.e. the antenna indices) as an additional dimension invoked for transmitting information, apart from the traditional Amplitude and Phase Modulation (APM). SM is capable of efficiently operating in diverse MIMO configurations in the context of future communication systems. It constitutes a promising transmission candidate for large-scale MIMO design and for the indoor optical wireless communication whilst relying on a single-Radio Frequency (RF) chain. Moreover, SM may also be viewed as an entirely new hybrid modulation scheme, which is still in its infancy. This paper aims for providing a general survey of the SM design framework as well as of its intrinsic limits. In particular, we focus our attention on the associated transceiver design, on spatial constellation optimization, on link adaptation techniques, on distributed/ cooperative protocol design issues, and on their meritorious variants

Polar-Coded OFDM with Index Modulation

Polar codes, as the first error-correcting codes with an explicit construction to provably achieve thesymmetric capacity of memoryless channels, which are constructed based on channel polarization, have recently become a primary contender in communication networks for achieving tighter requirements with relatively low complexity. As one of the contributions in this thesis, three modified polar decoding schemes are proposed. These schemes include enhanced versions of successive cancellation-flip (SC-F), belief propagation (BP), and sphere decoding (SD). The proposed SC-F utilizes novel potential incorrect bits selection criteria and stack to improve its error correction performance. Next, to make the decoding performance of BP better, permutation and feedback structure are utilized. Then, in order to reduce the complexity without compromising performance, a SD by using novel decoding strategies according to modified path metric (PM) and radius extension is proposed. Additionally, to solve the problem that BP has redundant iterations, a new stopping criterion based on bit different ratio (BDR) is proposed. According to the simulation results and mathematical proof, all proposed schemes can achieve corresponding performance improvement or complexity reduction compared with existing works. Beside applying polar coding, to achieve a reliable and flexible transmission in a wireless communication system, a modified version of orthogonal frequency division multiplexing (OFDM) modulation based on index modulation, called OFDM-in-phase/quadrature-IM (OFDM-I/Q-IM), is applied. This modulation scheme can simultaneously improve spectral efficiency and bit-error rate (BER) performance with great flexibility in design and implementation. Hence, OFDM-I/Q-IM is considered as a potential candidate in the new generation of cellular networks. As the main contribution in this work, a polar-coded OFDM-I/Q-IM system is proposed. The general design guidelines for overcoming the difficulties associated with the application of polar codes in OFDM-I/Q-IM are presented. In the proposed system, at the transmitter, we employ a random frozen bits appending scheme which not only makes the polar code compatible with OFDM-I/Q-IM but also improves the BER performance of the system. Furthermore, at the receiver, it is shown that the \textit{a posteriori} information for each index provided by the index detector is essential for the iterative decoding of polar codes by the BP algorithm. Simulation results show that the proposed polar-coded OFDM-I/Q-IM system outperforms its OFDM counterpart in terms of BER performance

Massive MIMO transmission techniques

Next generation of mobile communication systems must support astounding data traffic increases, higher data rates and lower latency, among other requirements. These requirements should be met while assuring energy efficiency for mobile devices and base stations. Several technologies are being proposed for 5G, but a consensus begins to emerge. Most likely, the future core 5G technologies will include massive MIMO (Multiple Input Multiple Output) and beamforming schemes operating in the millimeter wave spectrum. As soon as the millimeter wave propagation difficulties are overcome, the full potential of massive MIMO structures can be tapped. The present work proposes a new transmission system with bi-dimensional antenna arrays working at millimeter wave frequencies, where the multiple antenna configurations can be used to obtain very high gain and directive transmission in point to point communications. A combination of beamforming with a constellation shaping scheme is proposed, that enables good user isolation and protection against eavesdropping, while simultaneously assuring power efficient amplification of multi-level constellations

Advanced constellation and demapper schemes for next generation digital terrestrial television broadcasting systems

206 p.Esta tesis presenta un nuevo tipo de constelaciones llamadas no uniformes. Estos esquemas presentan una eficacia de hasta 1,8 dB superior a las utilizadas en los últimos sistemas de comunicaciones de televisión digital terrestre y son extrapolables a cualquier otro sistema de comunicaciones (satélite, móvil, cable¿). Además, este trabajo contribuye al diseño de constelaciones con una nueva metodología que reduce el tiempo de optimización de días/horas (metodologías actuales) a horas/minutos con la misma eficiencia. Todas las constelaciones diseñadas se testean bajo una plataforma creada en esta tesis que simula el estándar de radiodifusión terrestre más avanzado hasta la fecha (ATSC 3.0) bajo condiciones reales de funcionamiento.Por otro lado, para disminuir la latencia de decodificación de estas constelaciones esta tesis propone dos técnicas de detección/demapeo. Una es para constelaciones no uniformes de dos dimensiones la cual disminuye hasta en un 99,7% la complejidad del demapeo sin empeorar el funcionamiento del sistema. La segunda técnica de detección se centra en las constelaciones no uniformes de una dimensión y presenta hasta un 87,5% de reducción de la complejidad del receptor sin pérdidas en el rendimiento.Por último, este trabajo expone un completo estado del arte sobre tipos de constelaciones, modelos de sistema, y diseño/demapeo de constelaciones. Este estudio es el primero realizado en este campo

Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications (EMPhAtiC) Document Number D3.3 Reduction of PAPR and non linearities effects

Livrable d'un projet Européen EMPHATICLike other multicarrier modulation techniques, FBMC suffers from high peak-to-average power ratio (PAPR), impacting its performance in the presence of a nonlinear high power amplifier (HPA) in two ways. The first impact is an in-band distortion affecting the error rate performance of the link. The second impact is an out-of-band effect appearing as power spectral density (PSD) regrowth, making the coexistence between FBMC based broad-band Professional Mobile Radio (PMR) systems with existing narrowband systems difficult to achieve. This report addresses first the theoretical analysis of in-band HPA distortions in terms of Bit Error Rate. Also, the out-of band impact of HPA nonlinearities is studied in terms of PSD regrowth prediction. Furthermore, the problem of PAPR reduction is addressed along with some HPA linearization techniques and nonlinearity compensation approaches

Superimposed training for single carrier transmission in future mobile communications

The amount of wireless devices and wireless traffic has been increasing exponentially for the last ten years. It is forecasted that the exponential growth will continue without saturation till 2020 and probably further. So far, network vendors and operators have tackled the problem by introducing new evolutions of cellular macro networks, where each evolution has increased the physical layer spectral efficiency. Unfortunately, the spectral efficiency of the physical layer is achieving the Shannon-Hartley limit and does not provide much room for improvement anymore. However, considering the overhead due to synchronization and channel estimation reference symbols in the context of physical layer spectral efficiency, we believe that there is room for improvement. In this thesis, we will study the potentiality of superimposed training methods, especially data-dependent superimposed training, to boost the spectral efficiency of wideband single carrier communications even further. The main idea is that with superimposed training we can transmit more data symbols in the same time duration as compared to traditional time domain multiplexed training. In theory, more data symbols means more data bits which indicates higher throughput for the end user. In practice, nothing is free. With superimposed training we encounter self-interference between the training signal and the data signal. Therefore, we have to look for iterative receiver structures to separate these two or to estimate both, the desired data signal and the interfering component. In this thesis, we initiate the studies to find out if we truly can improve the existing systems by introducing the superimposed training scheme. We show that in certain scenarios we can achieve higher spectral efficiency, which maps directly to higher user throughput, but with the cost of higher signal processing burden in the receiver. In addition, we provide analytical tools for estimating the symbol or bit error ratio in the receiver with a given parametrization. The discussion leads us to the conclusion that there still remains several open topics for further study when looking for new ways of optimizing the overhead of reference symbols in wireless communications. Superimposed training with data-dependent components may prove to provide extra throughput gain. Furthermore, the superimposed component may be used for, e.g., improved synchronization, low bit-rate signaling or continuous tracking of neighbor cells. We believe that the current systems could be improved by using the superimposed training collectively with time domain multiplexed training

Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

Suppression of Mutual Interference in OFDM Based Overlay Systems

A promising appraoch for overcoming spectrum scarcity are overlay systems that share a frequency band with already existing licensed systems by using the spectral gaps left by the licensed systems. Due to its spectral efficiency and flexibility orthogonal frequency-division multiplexing (OFDM) is an appropriate modulation technique for overlay systems. To enable a successful co-existence, techniques for suppressing mutual interferences between the overlay and the licensed system are proposed