A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain

Sparse Signal Processing Concepts for Efficient 5G System Design

As it becomes increasingly apparent that 4G will not be able to meet the emerging demands of future mobile communication systems, the question what could make up a 5G system, what are the crucial challenges and what are the key drivers is part of intensive, ongoing discussions. Partly due to the advent of compressive sensing, methods that can optimally exploit sparsity in signals have received tremendous attention in recent years. In this paper we will describe a variety of scenarios in which signal sparsity arises naturally in 5G wireless systems. Signal sparsity and the associated rich collection of tools and algorithms will thus be a viable source for innovation in 5G wireless system design. We will discribe applications of this sparse signal processing paradigm in MIMO random access, cloud radio access networks, compressive channel-source network coding, and embedded security. We will also emphasize important open problem that may arise in 5G system design, for which sparsity will potentially play a key role in their solution.Comment: 18 pages, 5 figures, accepted for publication in IEEE Acces

Design and Prototyping of Hybrid Analogue Digital Multiuser MIMO Beamforming for Non-Orthogonal Signals

To enable user diversity and multiplexing gains, a fully digital precoding multiple input multiple output (MIMO) architecture is typically applied. However, a large number of radio frequency (RF) chains make the system unrealistic to low-cost communications. Therefore, a practical three-stage hybrid analogue-digital precoding architecture, occupying fewer RF chains, is proposed aiming for a non-orthogonal IoT signal in low-cost multiuser MIMO systems. The non-orthogonal waveform can flexibly save spectral resources for massive devices connections or improve data rate without consuming extra spectral resources. The hybrid precoding is divided into three stages including analogue-domain, digital-domain and waveform-domain. A codebook based beam selection simplifies the analogue-domain beamforming via phase-only tuning. Digital-domain precoding can fine-tune the codebook shaped beam and resolve multiuser interference in terms of both signal amplitude and phase. In the end, the waveform-domain precoding manages the self-created inter carrier interference (ICI) of the non-orthogonal signal. This work designs over-the-air signal transmission experiments for fully digital and hybrid precoding systems on software defined radio (SDR) devices. Results reveal that waveform precoding accuracy can be enhanced by hybrid precoding. Compared to a transmitter with the same RF chain resources, hybrid precoding significantly outperforms fully digital precoding by up to 15.6 dB error vector magnitude (EVM) gain. A fully digital system with the same number of antennas clearly requires more RF chains and therefore is low power-, space- and cost- efficient. Therefore, the proposed three-stage hybrid precoding is a quite suitable solution to non-orthogonal IoT applications

5GNOW: Challenging the LTE Design Paradigms of Orthogonality and Synchronicity

LTE and LTE-Advanced have been optimized to deliver high bandwidth pipes to wireless users. The transport mechanisms have been tailored to maximize single cell performance by enforcing strict synchronism and orthogonality within a single cell and within a single contiguous frequency band. Various emerging trends reveal major shortcomings of those design criteria: 1) The fraction of machine-type-communications (MTC) is growing fast. Transmissions of this kind are suffering from the bulky procedures necessary to ensure strict synchronism. 2) Collaborative schemes have been introduced to boost capacity and coverage (CoMP), and wireless networks are becoming more and more heterogeneous following the non-uniform distribution of users. Tremendous efforts must be spent to collect the gains and to manage such systems under the premise of strict synchronism and orthogonality. 3) The advent of the Digital Agenda and the introduction of carrier aggregation are forcing the transmission systems to deal with fragmented spectrum. 5GNOW is an European research project supported by the European Commission within FP7 ICT Call 8. It will question the design targets of LTE and LTE-Advanced having these shortcomings in mind and the obedience to strict synchronism and orthogonality will be challenged. It will develop new PHY and MAC layer concepts being better suited to meet the upcoming needs with respect to service variety and heterogeneous transmission setups. Wireless transmission networks following the outcomes of 5GNOW will be better suited to meet the manifoldness of services, device classes and transmission setups present in envisioned future scenarios like smart cities. The integration of systems relying heavily on MTC into the communication network will be eased. The per-user experience will be more uniform and satisfying. To ensure this 5GNOW will contribute to upcoming 5G standardization.Comment: Submitted to Workshop on Mobile and Wireless Communication Systems for 2020 and beyond (at IEEE VTC 2013, Spring

Power Allocation in Wireless Relay Networks

This thesis is mainly concerned with power allocation issues in wireless relay networks where a single or multiple relays assist transmission from a single or multiple sources to a destination. First, a network model with a single source and multiple relays is considered, in which both cases of orthogonal and non--orthogonal relaying are investigated. For the case of orthogonal relaying, two power allocation schemes corresponding to two partial channel state information (CSI) assumptions are proposed. Given the lack of full and perfect CSI, appropriate signal processing at the relays and/or destination is also developed. The performance behavior of the system with power allocation between the source and the relays is also analyzed. For the case of non-orthogonal relaying, it is demonstrated that optimal power allocation is not sufficiently effective. Instead, a relay beamforming scheme is proposed. A comprehensive comparison between the orthogonal relaying with power allocation scheme and the non-orthogonal relaying with beamforming scheme is then carried out, which reveals several interesting conclusions with respect to both error performance and system throughput. In the second part of the thesis, a network model with multiple sources and a single relay is considered. The transmission model is applicable for uplink channels in cellular mobile systems in which multiple mobile terminals communicate with the base station with the help of a single relay station. Single-carrier frequency division multiple access (SC-FDMA) technique with frequency domain equalization is adopted in order to avoid the amplification of the multiple access interference at the relay. Minimizing the transmit power at the relay and optimizing the fairness among the sources in terms of throughput are the two objectives considered in implementing power allocation schemes. The problems are visualized as water-filling and water-discharging models and two optimal power allocation schemes are proposed, accordingly. Finally, the last part of the thesis is extended to a network model with multiple sources and multiple relays. The orthogonal multiple access technique is employed in order to avoid multiple access interference. Proposed is a joint optimal beamforming and power allocation scheme in which an alternative optimization technique is applied to deal with the non-convexity of the power allocation problem. Furthermore, recognizing the high complexity and large overhead information exchange when the number of sources and relays increases, a relay selection scheme is proposed. Since each source is supported by at most one relay, the feedback information from the destination to each relay can be significantly reduced. Using an equal power allocation scheme, relay selection is still an NP-hard combinatorial optimization problem. Nevertheless, the proposed sub-optimal scheme yields a comparable performance with a much lower computational complexity and can be well suited for practical systems