On the Sensitivity of TanDEM-X-Observations to Boreal Forest Structure

The structure of forests is important to observe for understanding coupling to global dynamics of ecosystems, biodiversity, and management aspects. In this paper, the sensitivity of X-band to boreal forest stem volume and to vertical and horizontal structure in the form of forest height and horizontal vegetation density is studied using TanDEM-X satellite observations from two study sites in Sweden: Remningstorp and Krycklan. The forest was analyzed with the Interferometric Water Cloud Model (IWCM), without the use of local data for model training, and compared with measurements by Airborne Lidar Scanning (ALS). On one hand, a large number of stands were studied, and in addition, plots with different types of changes between 2010 and 2014 were also studied. It is shown that the TanDEM-X phase height is, under certain conditions, equal to the product of the ALS quantities for height and density. Therefore, the sensitivity of phase height to relative changes in height and density is the same. For stands with a phase height >5 m we obtained an root-mean-square error, RMSE, of 8% and 10% for tree height in Remningstorp and Krycklan, respectively, and for vegetation density an RMSE of 13% for both. Furthermore, we obtained an RMSE of 17% for estimation of above ground biomass at stand level in Remningstorp and in Krycklan. The forest changes estimated with TanDEM-X/IWCM and ALS are small for all plots except clear cuts but show similar trends. Plots without forest management changes show a mean estimated height growth of 2.7% with TanDEM-X/IWCM versus 2.1% with ALS and a biomass growth of 4.3% versus 4.2% per year. The agreement between the estimates from TanDEM-X/IWCM and ALS is in general good, except for stands with low phase height

Temporal Characteristics of Boreal Forest Radar Measurements

Radar observations of forests are sensitive to seasonal changes, meteorological variables and variations in soil and tree water content. These phenomena cause temporal variations in radar measurements, limiting the accuracy of tree height and biomass estimates using radar data. The temporal characteristics of radar measurements of forests, especially boreal forests, are not well understood. To fill this knowledge gap, a tower-based radar experiment was established for studying temporal variations in radar measurements of a boreal forest site in southern Sweden. The work in this thesis involves the design and implementation of the experiment and the analysis of data acquired. The instrument allowed radar signatures from the forest to be monitored over timescales ranging from less than a second to years. A purpose-built, 50 m high tower was equipped with 30 antennas for tomographic imaging at microwave frequencies of P-band (420-450 MHz), L-band (1240-1375 MHz) and C-band (5250-5570 MHz) for multiple polarisation combinations. Parallel measurements using a 20-port vector network analyser resulted in significantly shorter measurement times and better tomographic image quality than previous tower-based radars. A new method was developed for suppressing mutual antenna coupling without affecting the range resolution. Algorithms were developed for compensating for phase errors using an array radar and for correcting for pixel-variant impulse responses in tomographic images. Time series results showed large freeze/thaw backscatter variations due to freezing moisture in trees. P-band canopy backscatter variations of up to 10 dB occurred near instantaneously as the air temperature crossed 0⁰C, with ground backscatter responding over longer timescales. During nonfrozen conditions, the canopy backscatter was very stable with time. Evidence of backscatter variations due to tree water content were observed during hot summer periods only. A high vapour pressure deficit and strong winds increased the rate of transpiration fast enough to reduce the tree water content, which was visible as 0.5-2 dB backscatter drops during the day. Ground backscatter for cross-polarised observations increased during strong winds due to bending tree stems. Significant temporal decorrelation was only seen at P-band during freezing, thawing and strong winds. Suitable conditions for repeat-pass L-band interferometry were only seen during the summer. C-band temporal coherence was high over timescales of seconds and occasionally for several hours for night-time observations during the summer. Decorrelation coinciding with high transpiration rates was observed at L- and C-band, suggesting sensitivity to tree water dynamics.The observations from this experiment are important for understanding, modelling and mitigating temporal variations in radar observables in forest parameter estimation algorithms. The results also are also useful in the design of spaceborne synthetic aperture radar missions with interferometric and tomographic capabilities. The results motivate the implementation of single-pass interferometric synthetic aperture radars for forest applications at P-, L- and C-band

Multitemporal Sentinel-1 and Sentinel-2 Images for Characterization and Discrimination of Young Forest Stands Under Regeneration in Norway

There is a need for mapping of forest areas with young stands under regeneration in Norway, as a basis for conducting tending, or precommercial thinning (PCT), whenever necessary. The main objective of this article is to show the potential of multitemporal Sentinel-1 (S-1) and Sentinel-2 (S-2) data for characterization and detection of forest stands under regeneration. We identify the most powerful radar and optical features for discrimination of forest stands under regeneration versus other forest stands. A number of optical and radar features derived from multitemporal S-1 and S-2 data were used for the class separability and cross-correlation analysis. The analysis was performed on forest resource maps consisting of the forest development classes and age in two study sites from south-eastern Norway. Important features were used to train the classical random forest (RF) classification algorithm. A comparative study of performance of the algorithm was used in three cases: I) using only S-1 features, II) using only S-2 optical bands, and III) using combination of S-1 and S-2 features. RF classification results pointed to increased class discrimination when using S-1 and S-2 data in relation to S-1 or S-2 data only. The study shows that forest stands under regeneration in the height interval for PCT can be detected with a detection rate of 91% and F-1 score of 73.2% in case III as most accurate, while tree density and broadleaf fraction could be estimated with coefficient of determination (R 2 ) of about 0.70 and 0.80, respectively

Land cover and forest mapping in boreal zone using polarimetric and interferometric SAR data

Remote sensing offers a wide range of instruments suitable to meet the growing need for consistent, timely and cost-effective monitoring of land cover and forested areas. One of the most important instruments is synthetic aperture radar (SAR) technology, where transfer of advanced SAR imaging techniques from mostly experimental small test-area studies to satellites enables improvements in remote assessment of land cover on a global scale. Globally, forests are very suitable for remote sensing applications due to their large dimensions and relatively poor accessibility in distant areas. In this thesis, several methods were developed utilizing Earth observation data collected using such advanced SAR techniques, as well as their application potential was assessed. The focus was on use of SAR polarimetry and SAR interferometry to improve performance and robustness in assessment of land cover and forest properties in the boreal zone. Particular advances were achieved in land cover classification and estimating several key forest variables, such as forest stem volume and forest tree height. Important results reported in this thesis include: improved polarimetric SAR model-based decomposition approach suitable for use in boreal forest at L-band; development and demonstration of normalization method for fully polarimetric SAR mosaics, resulting in improved classification performance and suitable for wide-area mapping purposes; establishing new inversion procedure for robust forest stem volume retrieval from SAR data; developing semi-empirical method and demonstrating potential for soil type separation (mineral soil, peatland) under forested areas with L-band polarimetric SAR; developing and demonstrating methodology for simultaneous retrieval of forest tree height and radiowave attenuation in forest layer from inter-ferometric SAR data, resulting in improved accuracy and more stable estimation of forest tree height

A Tower-Based Radar Study of Temporal Coherence of a Boreal Forest at P-, L-, and C-Bands and Linear Cross Polarization

Cross-polarized temporal coherence observations of a boreal forest, acquired using a tower-based radar, are presented in this article. Temporal coherence is analyzed with respect to frequency, temporal baseline, time of day of observation, season, meteorological variables, and biophysical variables. During the summer, P- and L-band temporal coherence exhibited diurnal cycles, which appeared to be due to high rates of transpiration and convective winds during the day. During the winter, freeze-thaw cycles and precipitation resulted in decorrelation. At temporal baselines of seconds to hours, a high temporal coherence was observed even at C-band. The best observation times of the day were midnight and dawn. Temporal coherence is the main limitation of accuracy in interferometric and tomographic forest applications. The observations from this experiment will allow for better spaceborne SAR mission designs for forest applications, better temporal decorrelation modeling, and more accurate forest parameter estimation algorithms using interferometric and tomographic SAR data