Rate-Adaptive Coded Modulation for Fiber-Optic Communications

Rate-adaptive optical transceivers can play an important role in exploiting the available resources in dynamic optical networks, in which different links yield different signal qualities. We study rate-adaptive joint coding and modulation, often called coded modulation (CM), addressing non-dispersion-managed (non-DM) links, exploiting recent advances in channel modeling of these links. We introduce a four-dimensional CM scheme, which shows a better tradeoff between digital signal processing complexity and transparent reach than existing methods. We construct a rate-adaptive CM scheme combining a single low-density parity-check code with a family of three signal constellations and using probabilistic signal shaping. We evaluate the performance of the proposed CM scheme for single-channel transmission through long-haul non-DM fiber-optic systems with electronic chromatic-dispersion compensation. The numerical results demonstrate improvement of spectral efficiency over a wide range of transparent reaches, an improvement over 1 dB compared to existing methods

Performance Prediction of Nonbinary Forward Error Correction in Optical Transmission Experiments

In this paper, we compare different metrics to predict the error rate of optical systems based on nonbinary forward error correction (FEC). It is shown that the correct metric to predict the performance of coded modulation based on nonbinary FEC is the mutual information. The accuracy of the prediction is verified in a detailed example with multiple constellation formats, FEC overheads in both simulations and optical transmission experiments over a recirculating loop. It is shown that the employed FEC codes must be universal if performance prediction based on thresholds is used. A tutorial introduction into the computation of the threshold from optical transmission measurements is also given.Comment: submitted to IEEE/OSA Journal of Lightwave Technolog

Applications of ordered weights in information transmission

This dissertation is devoted to a study of a class of linear codes related to a particular metric space that generalizes the Hamming space in that the metric function is defined by a partial order on the set of coordinates of the vector. We begin with developing combinatorial and linear-algebraic aspects of linear ordered codes. In particular, we define multivariate rank enumerators for linear codes and show that they form a natural set of invariants in the study of the duality of linear codes. The rank enumerators are further shown to be connected to the shape distributions of linear codes, and enable us to give a simple proof of a MacWilliams-like theorem for the ordered case. We also pursue the connection between linear codes and matroids in the ordered case and show that the rank enumerator can be thought of as an instance of the classical matroid invariant called the Tutte polynomial. Finally, we consider the distributions of support weights of ordered codes and their expression via the rank enumerator. Altogether, these results generalize a group of well-known results for codes in the Hamming space to the ordered case. Extending the research in the first part, we define simple probabilistic channel models that are in a certain sense matched to the ordered distance, and prove several results related to performance of linear codes on such channels. In particular, we define ordered wire-tap channels and establish several results related to the use of linear codes for reliable and secure transmission in such channel models. In the third part of this dissertation we study polar coding schemes for channels with nonbinary input alphabets. We construct a family of linear codes that achieve the capacity of a nonbinary symmetric discrete memoryless channel with input alphabet of size q=2^r, r=2,3,.... A new feature of the coding scheme that arises in the nonbinary case is related to the emergence of several extremal configurations for the polarized data symbols. We establish monotonicity properties of the configurations and use them to show that total transmission rate approaches the symmetric capacity of the channel. We develop these results to include the case of ``controlled polarization'' under which the data symbols polarize to any predefined set of extremal configurations. We also outline an application of this construction to data encoding in video sequences of the MPEG-2 and H.264/MPEG-4 standards

Replacing the Soft FEC Limit Paradigm in the Design of Optical Communication Systems

The FEC limit paradigm is the prevalent practice for designing optical communication systems to attain a certain bit-error rate (BER) without forward error correction (FEC). This practice assumes that there is an FEC code that will reduce the BER after decoding to the desired level. In this paper, we challenge this practice and show that the concept of a channel-independent FEC limit is invalid for soft-decision bit-wise decoding. It is shown that for low code rates and high order modulation formats, the use of the soft FEC limit paradigm can underestimate the spectral efficiencies by up to 20%. A better predictor for the BER after decoding is the generalized mutual information, which is shown to give consistent post-FEC BER predictions across different channel conditions and modulation formats. Extensive optical full-field simulations and experiments are carried out in both the linear and nonlinear transmission regimes to confirm the theoretical analysis

Challenges and Some New Directions in Channel Coding

Three areas of ongoing research in channel coding are surveyed, and recent developments are presented in each area: spatially coupled Low-Density Parity-Check (LDPC) codes, nonbinary LDPC codes, and polar coding.This is the author accepted manuscript. The final version is available from IEEE via http://dx.doi.org/10.1109/JCN.2015.00006

Improved Successive Cancellation Decoding of Polar Codes

As improved versions of successive cancellation (SC) decoding algorithm, successive cancellation list (SCL) decoding and successive cancellation stack (SCS) decoding are used to improve the finite-length performance of polar codes. Unified descriptions of SC, SCL and SCS decoding algorithms are given as path searching procedures on the code tree of polar codes. Combining the ideas of SCL and SCS, a new decoding algorithm named successive cancellation hybrid (SCH) is proposed, which can achieve a better trade-off between computational complexity and space complexity. Further, to reduce the complexity, a pruning technique is proposed to avoid unnecessary path searching operations. Performance and complexity analysis based on simulations show that, with proper configurations, all the three improved successive cancellation (ISC) decoding algorithms can have a performance very close to that of maximum-likelihood (ML) decoding with acceptable complexity. Moreover, with the help of the proposed pruning technique, the complexities of ISC decoders can be very close to that of SC decoder in the moderate and high signal-to-noise ratio (SNR) regime.Comment: This paper is modified and submitted to IEEE Transactions on Communication

Analysis and Design of Spatially-Coupled Codes with Application to Fiber-Optical Communications

The theme of this thesis is the analysis and design of error-correcting codes that are suitable for high-speed fiber-optical communication systems. In particular, we consider two code classes. The codes in the first class are protograph-based low-density parity-check (LDPC) codes which are decoded using iterative soft-decision decoding. The codes in the second class are generalized LDPC codes with degree-2 variable nodes—henceforth referred to as generalized product codes (GPCs)—which are decoded using iterative bounded-distance decoding (BDD). Within each class, our focus is primarily on spatially-coupled codes. Spatially-coupled codes possess a convolutional structure and are characterized by a wave-like decoding behavior caused by a termination boundary effect. The contributions of this thesis can then be categorized into two topics, as outlined below.First, we consider the design of systems operating at high spectral efficiency. In particular, we study the optimization of the mapping of the coded bits to the modulation bits for a polarization-multiplexed system that is based on the bit-interleaved coded modulation paradigm. As an example, for the (protograph-based) AR4JA code family, the transmission reach can be extended by roughly up to 8% by using an optimized bit mapper, without significantly increasing the system complexity. For terminated spatially-coupled codes with long spatial length, the bit mapper optimization only results in marginal performance improvements, suggesting that a sequential allocation is close to optimal. On the other hand, an optimized allocation can significantly improve the performance of tail-biting spatially-coupled codes which do not possess an inherent termination boundary. In this case, the unequal error protection offered by the modulation bits of a nonbinary signal constellation can be exploited to create an artificial termination boundary that induces a wave-like decoding for tail-biting spatially-coupled codes.As a second topic, we study deterministically constructed GPCs. GPCs are particularly suited for high-speed applications such as optical communications due to the significantly reduced decoding complexity of iterative BDD compared to iterative soft-decision decoding of LDPC codes. We propose a code construction for GPCs which is sufficiently general to recover several well-known classes of GPCs as special cases, e.g., irregular product codes (PCs), block-wise braided codes, and staircase codes. Assuming transmission over the binary erasure channel, it is shown that the asymptotic performance of the resulting codes can be analyzed by means of a recursive density evolution (DE) equation. The DE analysis is then applied to study three different classes of GPCs: spatially-coupled PCs, symmetric GPCs, and GPCs based on component code mixtures