Designing Power-Efficient Modulation Formats for Noncoherent Optical Systems

We optimize modulation formats for the additive white Gaussian noise channel with a nonnegative input constraint, also known as the intensity-modulated direct detection channel, with and without confining them to a lattice structure. Our optimization criteria are the average electrical and optical power. The nonnegativity input signal constraint is translated into a conical constraint in signal space, and modulation formats are designed by sphere packing inside this cone. Some remarkably dense packings are found, which yield more power-efficient modulation formats than previously known. For example, at a spectral efficiency of 1 bit/s/Hz, the obtained modulation format offers a 0.86 dB average electrical power gain and 0.43 dB average optical power gain over the previously best known modulation formats to achieve a symbol error rate of 10^-6. This modulation turns out to have a lattice-based structure. At a spectral efficiency of 3/2 bits/s/Hz and to achieve a symbol error rate of 10^-6, the modulation format obtained for optimizing the average electrical power offers a 0.58 dB average electrical power gain over the best lattice-based modulation and 2.55 dB gain over the best previously known format. However, the modulation format optimized for average optical power offers a 0.46 dB average optical power gain over the best lattice-based modulation and 1.35 dB gain over the best previously known format.Comment: Submitted to Globecom 201

Signal Constellations for Multilevel Coded Modulation with Sparse Graph Codes

A method to combine error-correction coding and spectral efficient modulation for transmission over channels with Gaussian noise is presented. The method of modulation leads to a signal constellation in which the constellation symbols have a nonuniform distribution. This gives a so-called shape gain which can be as high as e 6 (1:5 dB). A sparse graph code is constructed which is based on a LDPC code and includes the method of modulation. An efficient decoding algorithm can be derived for this sparse graph code. Simulation results show that the performance of the code is quite good compared\ud to other coded modulation schemes proposed in literature

On the symbol error probability of regular polytopes

An exact expression for the symbol error probability of the four-dimensional 24-cell in Gaussian noise is derived. Corresponding expressions for other regular convex polytopes are summarized. Numerically stable versions of these error probabilities are also obtained

Constellation Shaping in Optical Communication Systems

Exploiting the full-dimensional capacity of coherent optical communication systems is needed to overcome the increasing bandwidth demands of the future Internet. To achieve capacity, both coding and shaping gains are required, and they are, in principle, independent. Therefore it makes sense to study shaping and how it can be achieved in various dimensions and how various shaping schemes affect the whole performance in real systems. This thesis investigates the performance of constellation shaping methods including geometric shaping (GS) and probabilistic shaping (PS) in coherent fiber-optic systems. To study GS, instead of considering machine learning approaches or optimization of irregular constellations in two dimensions, we have explored multidimensional lattice-based constellations. These constellations provide a regular structure with a fast and low-complexity encoding and decoding. In simulations, we show the possibility of transmitting and detecting constellation with a size of more than 10^{28} points which can be done without a look-up table to store the constellation points. Moreover, improved performance in terms of bit error rate, symbol error rate, and transmission reach are demonstrated over the linear additive white Gaussian noise as well as the nonlinear fiber channel compared to QAM formats.Furthermore, we investigate the performance of PS in two separate scenarios, i.e., transmitter impairments and transmission over hybrid systems with on-off keying channels. In both cases, we find that while PS-QAM outperforms the uniform QAM in the linear regime, uniform QAM can achieve better performance at the optimum power in the presence of transmitter or channel nonlinearities

On Galois-Division Multiple Access Systems: Figures of Merit and Performance Evaluation

A new approach to multiple access based on finite field transforms is investigated. These schemes, termed Galois-Division Multiple Access (GDMA), offer compact bandwidth requirements. A new digital transform, the Finite Field Hartley Transform (FFHT) requires to deal with fields of characteristic p, p \neq 2. A binary-to-p-ary (p \neq 2) mapping based on the opportunistic secondary channel is introduced. This allows the use of GDMA in conjunction with available digital systems. The performance of GDMA is also evaluated.Comment: 6 pages, 4 figures. In: XIX Simposio Brasileiro de Telecomunicacoes, 2001, Fortaleza, CE, Brazi

SCMA Codebook Design

Multicarrier CDMA is a multiple access scheme in which modulated QAM symbols are spread over OFDMA tones by using a generally complex spreading sequence. Effectively, a QAM symbol is repeated over multiple tones. Low density signature (LDS) is a version of CDMA with low density spreading sequences allowing us to take advantage of a near optimal message passing algorithm (MPA) receiver with practically feasible complexity. Sparse code multiple access (SCMA) is a multi-dimensional codebook-based non-orthogonal spreading technique. In SCMA, the procedure of bit to QAM symbol mapping and spreading are combined together and incoming bits are directly mapped to multi-dimensional codewords of SCMA codebook sets. Each layer has its dedicated codebook. Shaping gain of a multi-dimensional constellation is one of the main sources of the performance improvement in comparison to the simple repetition of QAM symbols in LDS. Meanwhile, like LDS, SCMA enjoys the low complexity reception techniques due to the sparsity of SCMA codewords. In this paper a systematic approach is proposed to design SCMA codebooks mainly based on the design principles of lattice constellations. Simulation results are presented to show the performance gain of SCMA compared to LDS and OFDMA.Comment: Accepted for IEEE VTC-fall 201

Low-Complexity Voronoi Shaping for the Gaussian Channel

Voronoi constellations (VCs) are finite sets of vectors of a coding lattice enclosed by the translated Voronoi region of a shaping lattice, which is a sublattice of the coding lattice. In conventional VCs, the shaping lattice is a scaled-up version of the coding lattice. In this paper, we design low-complexity VCs with a cubic coding lattice of up to 32 dimensions, in which pseudo-Gray labeling is applied to minimize the bit error rate. The designed VCs have considerable shaping gains of up to 1.03 dB and finer choices of spectral efficiencies in practice compared with conventional VCs. A mutual information estimation method and a log-likelihood approximation method based on importance sampling for very large constellations are proposed and applied to the designed VCs. With error-control coding, the proposed VCs can have higher information rates than the conventional scaled VCs because of their inherently good pseudo-Gray labeling feature, with a lower decoding complexity

Multidimensional Optimized Optical Modulation Formats

This chapter overviews the relatively large body of work (experimental and theoretical) on modulation formats for optical coherent links. It first gives basic definitions and performance metrics for modulation formats that are common in the literature. Then, the chapter discusses optimization of modulation formats in coded systems. It distinguishes between three cases, depending on the type of decoder employed, which pose quite different requirements on the choice of modulation format. The three cases are soft-decision decoding, hard-decision decoding, and iterative decoding, which loosely correspond to weak, medium, and strong coding, respectively. The chapter also discusses the realizations of the transmitter and transmission link properties and the receiver algorithms, including DSP and decoding. It further explains how to simply determine the transmitted symbol from the received 4D vector, without resorting to a full search of the Euclidean distances to all points in the whole constellation