Symbol-level and Multicast Precoding for Multiuser Multiantenna Downlink: A State-of-the-art, Classification and Challenges

Precoding has been conventionally considered as an effective means of mitigating or exploiting the interference in the multiantenna downlink channel, where multiple users are simultaneously served with independent information over the same channel resources. The early works in this area were focused on transmitting an individual information stream to each user by constructing weighted linear combinations of symbol blocks (codewords). However, more recent works have moved beyond this traditional view by: i) transmitting distinct data streams to groups of users and ii) applying precoding on a symbol-per-symbol basis. In this context, the current survey presents a unified view and classification of precoding techniques with respect to two main axes: i) the switching rate of the precoding weights, leading to the classes of block-level and symbol-level precoding, ii) the number of users that each stream is addressed to, hence unicast, multicast, and broadcast precoding. Furthermore, the classified techniques are compared through representative numerical results to demonstrate their relative performance and uncover fundamental insights. Finally, a list of open theoretical problems and practical challenges are presented to inspire further research in this area

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

A Tutorial on Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

IEEE Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Rate-splitting multiple access for non-terrestrial communication and sensing networks

Rate-splitting multiple access (RSMA) has emerged as a powerful and flexible non-orthogonal transmission, multiple access (MA) and interference management scheme for future wireless networks. This thesis is concerned with the application of RSMA to non-terrestrial communication and sensing networks. Various scenarios and algorithms are presented and evaluated. First, we investigate a novel multigroup/multibeam multicast beamforming strategy based on RSMA in both terrestrial multigroup multicast and multibeam satellite systems with imperfect channel state information at the transmitter (CSIT). The max-min fairness (MMF)-degree of freedom (DoF) of RSMA is derived and shown to provide gains compared with the conventional strategy. The MMF beamforming optimization problem is formulated and solved using the weighted minimum mean square error (WMMSE) algorithm. Physical layer design and link-level simulations are also investigated. RSMA is demonstrated to be very promising for multigroup multicast and multibeam satellite systems taking into account CSIT uncertainty and practical challenges in multibeam satellite systems. Next, we extend the scope of research from multibeam satellite systems to satellite- terrestrial integrated networks (STINs). Two RSMA-based STIN schemes are investigated, namely the coordinated scheme relying on CSI sharing and the co- operative scheme relying on CSI and data sharing. Joint beamforming algorithms are proposed based on the successive convex approximation (SCA) approach to optimize the beamforming to achieve MMF amongst all users. The effectiveness and robustness of the proposed RSMA schemes for STINs are demonstrated. Finally, we consider RSMA for a multi-antenna integrated sensing and communications (ISAC) system, which simultaneously serves multiple communication users and estimates the parameters of a moving target. Simulation results demonstrate that RSMA is beneficial to both terrestrial and multibeam satellite ISAC systems by evaluating the trade-off between communication MMF rate and sensing Cramer-Rao bound (CRB).Open Acces

Advanced Symbol-level Precoding Schemes for Interference Exploitation in Multi-antenna Multi-user Wireless Communications

The utilization of multi-antenna transmitters relying on full frequency reuse has proven to be an effective strategy towards fulfilling the constantly increasing throughput requirements of wireless communication systems. As a consequence, in the last two decades precoding has been a prolific research area, due to its ability to handle the interference arising among simultaneous transmissions addressed to different co-channel users. The conventional precoding strategies aim at mitigating the multi-user interference (MUI) by exploiting the knowledge of the channel state information (CSI). More recently, novel approaches have been proposed where the aim is not to eliminate the interference, but rather to control it so as to achieve a constructive interference effect at each receiver. In these schemes, referred to as symbol-level precoding (SLP), the data information (data symbols) is used together with the CSI in the precoding design, which can be addressed following several optimization strategies. In the context of SLP, the work carried out in this thesis is mainly focused on developing more advanced optimization strategies suitable to non-linear systems, where the per-antenna high-power amplifiers introduce an amplitude and phase distortion on the transmitted signals. More specifically, the main objective is to exploit the potential of SLP not only to achieve the constructive interference at the receivers, but also to control the per-antenna instantaneous transmit power, improving the power dynamics of the transmitted waveforms. In fact, a reduction of the power variation of the signals, both in the spatial dimension (across the different antennas) and in the temporal dimension, is particularly important for mitigating the non-linear effects. After a detailed review of the state of the art of SLP, the first part of the thesis is focused on improving the power dynamics of the transmitted signals in the spatial dimension, by reducing the instantaneous power imbalances across the different antennas. First, a SLP per-antenna power minimization scheme is presented, followed by a related max-min fair formulation with per-antenna power constraints. These approaches allow to reduce the power peaks of the signals across the antennas. Next, more advanced SLP schemes are formulated and solved, with the objective of further improving the spatial dynamics of the signals. Specifically, a first approach performs a peak power minimization under a lower bound constraint on the per-antenna transmit power, while a second strategy minimizes the spatial peak-to-average power ratio. The second part of this thesis is devoted to developing a novel SLP method, referred to as spatio-temporal SLP, where the temporal variation of the transmit power is also considered in the SLP optimization. This new model allows to minimize the peak-to-average power ratio of the transmitted waveforms both in the spatial and in the temporal dimensions, thus further improving the robustness of the signals to non-linear effects. Then, this thesis takes one step further, by exploiting the developed spatio-temporal SLP model in a different context. In particular, a spatio-temporal SLP scheme is proposed which enables faster-than-Nyquist (FTN) signaling over multi-user systems, by constructively handling at the transmitter side not only the MUI but also the inter-symbol interference (ISI). This strategy allows to benefit from the increased throughput provided by FTN signaling without imposing additional complexity at the user terminals. Extensive numerical results are presented throughout the thesis, in order to assess the performance of the proposed schemes with respect to the state of the art in SLP. The thesis concludes summarizing the main research findings and identifying the open problems, which will constitute the basis for the future work