Fundamental remote sensing science research program. Part 1: Scene radiation and atmospheric effects characterization project

Brief articles summarizing the status of research in the scene radiation and atmospheric effect characterization (SRAEC) project are presented. Research conducted within the SRAEC program is focused on the development of empirical characterizations and mathematical process models which relate the electromagnetic energy reflected or emitted from a scene to the biophysical parameters of interest

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Irrigated grassland monitoring using a time series of terraSAR-X and COSMO-skyMed X-Band SAR Data

[Departement_IRSTEA]Territoires [TR1_IRSTEA]SYNERGIE [Axe_IRSTEA]TETIS-ATTOSInternational audienceThe objective of this study was to analyze the sensitivity of radar signals in the X-band in irrigated grassland conditions. The backscattered radar signals were analyzed according to soil moisture and vegetation parameters using linear regression models. A time series of radar (TerraSAR-X and COSMO-SkyMed) and optical (SPOT and LANDSAT) images was acquired at a high temporal frequency in 2013 over a small agricultural region in southeastern France. Ground measurements were conducted simultaneously with the satellite data acquisitions during several grassland growing cycles to monitor the evolution of the soil and vegetation characteristics. The comparison between the Normalized Difference Vegetation Index (NDVI) computed from optical images and the in situ Leaf Area Index (LAI) showed a logarithmic relationship with a greater scattering for the dates corresponding to vegetation well developed before the harvest. The correlation between the NDVI and the vegetation parameters (LAI, vegetation height, biomass, and vegetation water content) was high at the beginning of the growth cycle. This correlation became insensitive at a certain threshold corresponding to high vegetation (LAI ~2.5 m2/m2). Results showed that the radar signal depends on variations in soil moisture, with a higher sensitivity to soil moisture for biomass lower than 1 kg/m². HH and HV polarizations had approximately similar sensitivities to soil moisture. The penetration depth of the radar wave in the X-band was high, even for dense and high vegetation; flooded areas were visible in the images with higher detection potential in HH polarization than in HV polarization, even for vegetation heights reaching 1 m. Lower sensitivity was observed at the X-band between the radar signal and the vegetation parameters with very limited potential of the X-band to monitor grassland growth. These results showed that it is possible to track gravity irrigation and soil moisture variations from SAR X-band images acquired at high spatial resolution (an incidence angle near 30°)

Retrieval of biophysical parameters from multi-sensoral remote sensing data, assimilated into the crop growth model CERES-Wheat

This study investigated the possibilities and constraints for an integrated use of a crop growth model (CERES-Wheat) and earth observation techniques. The assimilation of information derived from earth observation sensors into crop growth models enables regional applications and may also help to improve the profound knowledge of the different involved processes and interactions. Both techniques can contribute to improved use of resources, reduced crop production risks, minimised environmental degradation, and increased farm income. Up to now, crop growth modelling and remote sensing techniquices mostly have been used separately for the assessment of agricultural applications. Crop growth models have made valuable contributions to, e.g., yield forecasting or to management decision support systems. Likewise, remote sensing techniques were successfully utilized in classification of agricultural areas or in the quantification of vegetation characteristics at various spatial and temporal scales. Multisensoral remote sensing approaches for the quantification biophysical variables are rarely realized. Normally the fusion of the data sources is based on the use of one sensor for classification purposes and the other one for the extraction of the desired parameters, based on the map classified previously. Pixel-based fusions between multispectral and SAR data is seldom realised for the assessment of quantitative parameters. The integration of crop growth models and remote sensing techniques by assimilating remotely sensed parameters into the models, is also still an issue of research. Especially, the integration of, e.g., multi-sensor biophysical parameter time-series for the improvement of the model performance, might feature a high potential. The starting point of the presented study was the question, if it is possible to derive the values of important crop variables from various remote sensing data? For the retrieval of these quantitative parameters by the use of various multispectral remote sensing sensors, intercalibration issues between the different retrieved vegetation indices had to be taken into account, in order to assure the comparability. Features influencing the vegetation indices are, e.g., the sensor geometry (like viewing- and solar-angle), atmospherical conditions, topography and spatial or radiometric resolution. However, the factors taken into account within this study are the spectral characteristics of the different sensors, like band position, bandwidth and centre wavelengths, which are described by the relative spectral response functions. Due to different RSR functions of the sensor bands, measured spectral differences occur, because the sensors record different components of the reflectance’s spectra from the monitored targets. These are then also introduced into the derived vegetation indices. The chosen cross-calibration method, intercalibrated the assessed Normalized Difference Vegetation Index and the Weighted Difference Vegetation Index between the various sensor pairs by regression, based on simulated multispectral sensors. Differences between the various assessed remote sensing sensors decreased form around 7% to below 1%. The intercalibration also had a positive impact on the later biophysical retrieval performance, producing sounder retrieval results. For the retrieval of the biophysical parameters empirical and semi-empirical models were assessed. The results indicate that the semi-empirical CLAIR model outperforms the empirical approaches. Not only for the Leaf Area Index retrieval, but also in the cases of all other assessed parameters. Concerning the other remote sensing data type used, the SAR data, it was analysed what potential different polarizations and incidence angles have for the extraction of the quantitative parameters. It became obvious that especially high incidence angles, as provided by the satellite Envisat ASAR, produce sounder retrieval results than lower incidence angles, due to a smaller amount of received soil signal. In the context of the assessed polarizations, sound results for the VV polarization could only be achieved for the retrieval of fresh biomass and the plant water content. For the ASAR sensor modelling fresh biomass and LAI using the HV polarization or the dry biomass using the ratio (HH/HV) was appropriate. As roughness aspects also have an influence on the retrieval performance from biophysical parameters using SAR data, the impact of soil surface and vegetation roughness was additionally considered. Best results were achieved, when also considering roughness features, however due to the need of regional modelling it is more appropriate not to consider them. For the calibration and re-tuning of crop growth models information about important phenological events such as heading/flowering is rather important. After this stage reproductive growth begins, whereby the number of kernels per plant is often calculated from plant weight at flowering and kernel weight is calculated from time and temperature available for dry matter distribution. By the use of the SAR VV time-series this important stage could be successfully extracted. Further methods for pixel-based fused biophysical parameter estimations, using SAR and multispectral data were analysed. By this approach the different features, being monitored of the two systems, are combined for sounder parameter retrieval. The assessed method of combining the multi-sensoral information by linear regression did not bring sound results and was outperformed by single sensor use, only taking into account the multispectral information. Only for the parameter fresh biomass, modelling based on the NDIV and the ASAR ratio slightly outperformed the single sensor modelling approaches. The complex combined modelling by the use of the CLAIR and the Water Cloud Model featured no valid results. For the combination, by using the CLAIR model and multiple regression slight improvements, in contrast to the single multispectral sensor use, were achieved. Especially, during late phenological stages, the assessed VV information improved the modelling results, in comparison to only using the CLAIR model. All the findings could finally be successfully applied for regional estimations. Only the roughness features could not be applied, due to the fact, that it is hard to regionally assess this needed model input parameter. Regional parameter on the basis of remote sensing data, is the major advantage of this technique, due to the large spatial overview given. The second main question was, if it is possible to integrate the crop variables gained from multisensoral data into a crop growth model, increasing the final yield estimation accuracy. Thus far, beneficial linkages between both techniques have been often limited to land use classification via remote sensing for choosing the adequate model and quantification of crop growth and development curves using biophysical parameters derived from remote sensing images for model calibration. Only a few studies actually considered the potentials of remote sensing for model re-initialization of growth and development characteristics of a specific crop, as the here studied winter wheat. Overall, the integration of remotely sensed variables into the crop growth model CERES-Wheat led to an improved final yield estimation accuracy in comparison to an automatic input parameter setting. The assessed final yield bias for the automatic input parameter setting summed up to 6.6%. When re-initializing the most sensitive input parameters (sowing date and fertilizer application date) by the use of remotely sensed biophysical variables the biases ranged from 0.56% overestimation to 5.4% understimation, in dependence of the data series used for assimilation. Whereby, it was assessed that the combined dense data series, considering SAR and multispectral information, slightly outperformed the performance of the full multispectral data series. However, when analysing the assimilation of the multispectral data series in further detail, it became clear that the actually information from the phenological stage ripening declines the modelling performance and thus the final yield estimation accuracy. When neglecting the information from this phenological stage the reduced multispectral data series performed as sound as the dense data series containing SAR and multispectral information. Thus, when the appropriate phenological stages are monitored by multispectral data, additional SAR information does not lead to a model improvement. However, when important dates are not monitored by multispectral images, e.g., due to cloud coverage, the additionally considered SAR information was not able to appropriatly fill these important multispectral time gaps. They even had a more negeative influence on the modelling performance. Overall, the best results could be obtained by assimilating a multispectral data series, covering the crop development during the important phenological stages stem elongation and flowering (without ripening stage), into the CERES-Wheat model. Finally, the integration of remote sensing data in the point-based crop growth model allowed it‘s spatial application for prediction of wheat production at a more regional scale. This approach also outperformed another evaluated method of direct multi-sensoral regional yield estimation. This study has demonstrated that biophysical parameters can be retrieved from remote sensing data and led, when assimilated into a crop growth model, to an improved final yield estimation. However, overall the SAR information did not really have a significant positive effect on the multi-sensoral biophysical parameter retrieval and on the later assimilation process. Thus, overall SAR information should only be considered, when multispectral data acquisitions are tremendously hampered by cloud coverage. The assessed assimilation of remote sensing information into a crop growth model had a positive effect on the final yield estimation performance. The analysed method, combining remote sensing and crop growth model techniques, was succsessfully demonstrated and will gain even more importance in the future for, e.g., decision support systems fine-tuning fertilizer regimes and thus contributing to more environmentally sound and sustained agricultural production

Microwave Indices from Active and Passive Sensors for Remote Sensing Applications

Past research has comprehensively assessed the capabilities of satellite sensors operating at microwave frequencies, both active (SAR, scatterometers) and passive (radiometers), for the remote sensing of Earth’s surface. Besides brightness temperature and backscattering coefficient, microwave indices, defined as a combination of data collected at different frequencies and polarizations, revealed a good sensitivity to hydrological cycle parameters such as surface soil moisture, vegetation water content, and snow depth and its water equivalent. The differences between microwave backscattering and emission at more frequencies and polarizations have been well established in relation to these parameters, enabling operational retrieval algorithms based on microwave indices to be developed. This Special Issue aims at providing an overview of microwave signal capabilities in estimating the main land parameters of the hydrological cycle, e.g., soil moisture, vegetation water content, and snow water equivalent, on both local and global scales, with a particular focus on the applications of microwave indices

Application of RADARSAT-2 Polarimetric Data for Land Use and Land Cover Classification and Crop monitoring in Southwestern Ontario

Timely and accurate information of land surfaces is desirable for land change detection and crop condition monitoring. Optical data have been widely used in Land Use and Land Cover (LU/LC) mapping and crop condition monitoring. However, due to unfavorable weather conditions, high quality optical images are not always available. Synthetic Aperture Radar (SAR) sensors, such as RADARSAT-2, are able to transmit microwaves through cloud cover and light rain, and thus offer an alternative data source. This study investigates the potential of multi-temporal polarimetric RADARSAT-2 data for LU/LC classification and crop monitoring in the urban rural fringe areas of London, Ontario. Nine LU/LC classes were identified with a high overall accuracy of 91.0%. Also, high correlations have been found within the corn and soybean fields between some polarimetric parameters and Normalized Difference Vegetation Index (NDVI). The results demonstrate the capability of RADARSAT-2 in LU/LC classification and crop condition monitoring

Optical and radar remote sensing applied to agricultural areas in europe

The global population growth, as well as the social and economic importance that the agricultural sector has in many regions of the world, makes it very important to develop methods to monitor the status of crops, to improve their management, as well as to be able to make early estimates of the agricultural production. One of the main causes of uncertainty in the production of crops is due to the weather, for example, in arid and semiarid regions of the world, periods of drought can generate big losses in agricultural production, which may result in famine. Thus, FAO, during their summit in June 2008, stressed the need to increase agricultural production as a measure to strengthen food security and reduce malnutrition in the world. Concern for increasing crop production, has generated, during the last decades, significant changes in agricultural techniques. For example, there has been a widespread use of pesticides, genetically modified crops, as well as an increase in intensive farming. In turn, the market influences crop rotations, and as a consequence, changes in the spatial distribution of crops are very common. Therefore, in order to make estimates of agricultural production, it is also necessary to map regularly the crop fields, as well as their state of development. The aim of this thesis is to develop methods based on remote sensing data, in the radar and optical spectral regions, in order to monitor crops, as well as a to map them. The results of this thesis can be combined with other techniques, especially with models of crop growth, to improve the prediction of crops. The optical remote sensing methods for classifying and for the cartography of crops are well established and can be considered almost operational. The disadvantage of the methods based on optical data is that they are not applicable to regions of the world where cloud coverage is frequent. In such cases, the use of radar data is more advisable. However, the classification methods using radar data are not as well established as the optical ones, therefore, there is a need for more scientific studies in this field. As a consequence, this thesis focuses on the classification of crops using radar data, particularly using AIRSAR airborne data and ASAR satellite data

Influence of Incidence Angle in the Correlation of C-band Polarimetric Parameters with Biophysical Variables of Rain-fed Crops

A multi-temporal field experiment was conducted within the Soil Measurement Stations Network of the University of Salamanca (REMEDHUS) in Spain in order to retrieve useful crop information. The objective of this research was to evaluate the potential of polarimetric observations for crop monitoring by exploiting a time series of 20 quad-pol RADARSAT-2 images at different incidence angles (i.e. 25°, 31°, and 36°) during an entire growing season of rain-fed crops, from February to July 2015. The time evolution of 6 crop biophysical variables was gathered from the field measurements, whereas 10 polarimetric parameters were derived from the images. Thus, a subsequent correlation analysis between both datasets was performed. The study demonstrates that the backscattering ratios (HH/VV and HV/VV), the normalized correlation between HH and VV (γHHVV), and the dominant alpha angle (α1), showed significant and relevant correlations with several biophysical variables such as biomass, height, or leaf area index (LAI) at incidence angles of 31° or 36°. The joint use of data acquired with different beams could be exploited effectively to increase the refresh rate of information about crop condition with respect to a single incidence acquisition scheme.This study was supported by the Spanish Ministry of Economy and Competitiveness and the Spanish Ministry of Science, Innovation and Universities, [Projects ESP2015-67549-C3-3, ESP2017-89463-C3-3-R, and TEC2017-85244-C2-1-P] and the European Regional Development Fund (FEDER)

Crop Growth Monitoring by Hyperspectral and Microwave Remote Sensing

Methoden und Techniken der Fernerkundung fungieren als wichtige Hilfsmittel im regionalen Umweltmanagement. Um diese zu optimieren, untersucht die folgende Arbeit sowohl die Verwendung als auch Synergien verschiedener Sensoren aus unterschiedlichen Wellenlängenbereichen. Der Fokus liegt auf der Modellentwicklung zur Ableitung von Pflanzenparametern aus fernerkundlichen Bestandsmessungen sowie auf deren Bewertung. Zu den verwendeten komplementären Fernerkundungssystemen zählen die Sensoren EO-1 Hyperion und ALI, Envisat ASAR sowie TerraSAR-X. Für die optischen Hyper- und Multispektralsysteme werden die Reflexion verschiedener Spektralbereiche sowie die Performanz der daraus abgeleiteten Vegetationsindizes untersucht und bewertet. Im Hinblick auf die verwendeten Radarsysteme konzentriert sich die Untersuchung auf Parameter wie Wellenlänge, Einfallswinkel, Radarrückstreuung und Polarisation. Die Eigenschaften verschiedener Parameterkombinationen werden hierbei dargestellt und der komplementäre Beitrag der Radarfernerkundung zur Wachstumsüberwachung bewertet. Hierzu wurden zwei Testgebiete, eines für Winterweizen in der Nordchinesischen Tiefebene und eines für Reis im Nordosten Chinas ausgewählt. In beiden Gebieten wurden während der Wachstumsperioden umfangreiche Feldmessungen von Bestandsparametern während der Satellitenüberflüge oder zeitnah dazu durchgeführt. Mit Hilfe von linearen Regressionsmodellen zwischen Satellitendaten und Biomasse wird die Sensitivität hyperspektraler Reflexion und Radarrückstreuung im Hinblick auf das Wachstum des Winterweizens untersucht. Für die optischen Daten werden drei verschiedene Modelvarianten untersucht: traditionelle Vegetationsindices berechnet aus Multispektraldaten, traditionelle Vegetationsindices berechnet aus Hyperspektraldaten sowie die Berechnung von Normalised Ratio Indices (NRI) basierend auf allen möglichen 2-Band Kombinationen im Spektralbereich zwischen 400 und 2500 nm. Weiterhin wird die gemessene Biomasse mit der gleichpolarisierten (VV) C-Band Rückstreuung des Envisat ASAR Sensors linear in Beziehung gesetzt. Um den komplementären Informationsgehalt von Hyperspektral und Radardaten zu nutzen, werden optische und Radardaten für die Parameterableitung kombiniert eingesetzt. Das Hauptziel für das Reisanbaugebiet im Nordosten Chinas ist das Verständnis über die kohärente Dualpolarimetrische X-Band Rückstreuung zu verschiedenen phänologischen Wachstumsstadien. Hierfür werden die gleichpolarisierte TerraSAR-X Rückstreuung (HH und VV) sowie abgeleitete polarimetrische Parameter untersucht und mit verschiedenen Ebenen im Bestand in Beziehung gesetzt. Weiterhin wird der Einfluss der Variation von Einfallswinkel und Auflösung auf die Bestandsparameterableitung quantifiziert. Neben der Signatur von HH und VV ermöglichen vor allem die polarimetrischen Parameter Phasendifferenz, Ratio, Koherenz und Entropy-Alpha die Bestimmung bestimmter Wachstumsstadien. Die Ergebnisse der Arbeit zeigen, dass die komplementären Fernerkundungssysteme Optik und Radar die Ableitung von Pflanzenparametern und die Bestimmung von Heterogenitäten in den Beständen ermöglichen. Die Synergien diesbezüglich müssen auch in Zukunft weiter untersucht werden, da neue und immer variablere Fernerkundungssysteme zur Verfügung stehen werden und das Umweltmanagement weiter verbessern können