Physical-Layer Security in Wireless Communication Systems

The use of wireless networks has grown significantly in contemporary times, and continues to develop further. The broadcast nature of wireless communications, however, makes them particularly vulnerable to eavesdropping. Unlike traditional solutions, which usually handle security at the application layer, the primary concern of this dissertation is to analyze and develop solutions based on coding techniques at the physical-layer. First, in chapter $2$, we consider a scenario where a source node wishes to broadcast two confidential messages to two receivers, while a wire-tapper also receives the transmitted signal. This model is motivated by wireless communications, where individual secure messages are broadcast over open media and can be received by any illegitimate receiver. The secrecy level is measured by the equivocation rate at the eavesdropper. We first study the general (non-degraded) broadcast channel with an eavesdropper, and present an inner bound on the secrecy capacity region for this model. This inner bound is based on a combination of random binning, and the Gelfand-Pinsker binning. We further study the situation in which the channels are degraded. For the degraded broadcast channel with an eavesdropper, we present the secrecy capacity region. Our achievable coding scheme is based on Cover's superposition scheme and random binning. We refer to this scheme as the Secret Superposition Scheme. Our converse proof is based on a combination of the converse proof of the conventional degraded broadcast channel and Csiszar Lemma. We then assume that the channels are Additive White Gaussian Noise and show that the Secret Superposition Scheme with Gaussian codebook is optimal. The converse proof is based on Costa's entropy power inequality. Finally, we use a broadcast strategy for the slowly fading wire-tap channel when only the eavesdropper's channel is fixed and known at the transmitter. We derive the optimum power allocation for the coding layers, which maximizes the total average rate. Second, in chapter $3$ , we consider the Multiple-Input-Multiple-Output (MIMO) scenario of a broadcast channel where a wiretapper also receives the transmitted signal via another MIMO channel. First, we assume that the channels are degraded and the wiretapper has the worst channel. We establish the capacity region of this scenario. Our achievability scheme is the Secret Superposition Coding. For the outerbound, we use notion of the enhanced channels to show that the secret superposition of Gaussian codes is optimal. We show that we only need to enhance the channels of the legitimate receivers, and the channel of the eavesdropper remains unchanged. We then extend the result of the degraded case to a non-degraded case. We show that the secret superposition of Gaussian codes, along with successive decoding, cannot work when the channels are not degraded. We develop a Secret Dirty Paper Coding scheme and show that it is optimal for this channel. We then present a corollary generalizing the capacity region of the two receivers case to the case of multiple receivers. Finally, we investigate a scenario which frequently occurs in the practice of wireless networks. In this scenario, the transmitter and the eavesdropper have multiple antennae, while both intended receivers have a single antenna (representing resource limited mobile units). We characterize the secrecy capacity region in terms of generalized eigenvalues of the receivers' channels and the eavesdropper's channel. We refer to this configuration as the MISOME case. We then present a corollary generalizing the results of the two receivers case to multiple receivers. In the high SNR regime, we show that the capacity region is a convex closure of rectangular regions. Finally, in chapter $4$, we consider a $K$-user secure Gaussian Multiple-Access-Channel with an external eavesdropper. We establish an achievable rate region for the secure discrete memoryless MAC. Thereafter, we prove the secrecy sum capacity of the degraded Gaussian MIMO MAC using Gaussian codebooks. For the non-degraded Gaussian MIMO MAC, we propose an algorithm inspired by the interference alignment technique to achieve the largest possible total Secure-Degrees-of-Freedom . When all the terminals are equipped with a single antenna, Gaussian codebooks have shown to be inefficient in providing a positive S-DoF. Instead, we propose a novel secure coding scheme to achieve a positive S-DoF in the single antenna MAC. This scheme converts the single-antenna system into a multiple-dimension system with fractional dimensions. The achievability scheme is based on the alignment of signals into a small sub-space at the eavesdropper, and the simultaneous separation of the signals at the intended receiver. We use tools from the field of Diophantine Approximation in number theory to analyze the probability of error in the coding scheme. We prove that the total S-DoF of $\frac{K-1}{K}$ can be achieved for almost all channel gains. For the other channel gains, we propose a multi-layer coding scheme to achieve a positive S-DoF. As a function of channel gains, therefore, the achievable S-DoF is discontinued

Gaussian Multiple Access via Compute-and-Forward

Lattice codes used under the Compute-and-Forward paradigm suggest an alternative strategy for the standard Gaussian multiple-access channel (MAC): The receiver successively decodes integer linear combinations of the messages until it can invert and recover all messages. In this paper, a multiple-access technique called CFMA (Compute-Forward Multiple Access) is proposed and analyzed. For the two-user MAC, it is shown that without time-sharing, the entire capacity region can be attained using CFMA with a single-user decoder as soon as the signal-to-noise ratios are above $1+\sqrt{2}$. A partial analysis is given for more than two users. Lastly the strategy is extended to the so-called dirty MAC where two interfering signals are known non-causally to the two transmitters in a distributed fashion. Our scheme extends the previously known results and gives new achievable rate regions.Comment: to appear in IEEE Transactions on Information Theor

Cross Layer Coding Schemes for Broadcasting and Relaying

This dissertation is divided into two main topics. In the first topic, we study the joint source-channel coding problem of transmitting an analog source over a Gaussian channel in two cases - (i) the presence of interference known only to the transmitter and (ii) in the presence of side information about the source known only to the receiver. We introduce hybrid digital analog forms of the Costa and Wyner-Ziv coding schemes. We present random coding based schemes in contrast to lattice based schemes proposed by Kochman and Zamir. We also discuss superimposed digital and analog schemes for the above problems which show that there are infinitely many schemes for achieving the optimal distortion for these problems. This provides an extension of the schemes proposed by Bross and others to the interference/source side information case. The result of this study shows that the proposed hybrid digital analog schemes are more robust to a mismatch in channel signal-to-noise ratio (SNR), than pure separate source coding followed by channel coding solutions. We then discuss applications of the hybrid digital analog schemes for transmitting under a channel SNR mismatch and for broadcasting a Gaussian source with bandwidth compression. We also study applications of joint source-channel coding schemes for a cognitive setup and also for the setup of transmitting an analog Gaussian source over a Gaussian channel, in the presence of an eavesdropper. In the next topic, we consider joint physical layer coding and network coding solutions for bi-directional relaying. We consider a communication system where two transmitters wish to exchange information through a central relay. The transmitter and relay nodes exchange data over synchronized, average power constrained additive white Gaussian noise channels. We propose structured coding schemes using lattices for this problem. We study two decoding approaches, namely lattice decoding and minimum angle decoding. Both the decoding schemes can be shown to achieve the upper bound at high SNRs. The proposed scheme can be thought of as a joint physical layer, network layer code which outperforms other recently proposed analog network coding schemes. We also study extensions of the bi-directional relay for the case with asymmetric channel links and also for the multi-hop case. The result of this study shows that structured coding schemes using lattices perform close to the upper bound for the above communication system models

Cooperative Strategies for Simultaneous and Broadcast Relay Channels

Consider the \emph{simultaneous relay channel} (SRC) which consists of a set of relay channels where the source wishes to transmit common and private information to each of the destinations. This problem is recognized as being equivalent to that of sending common and private information to several destinations in presence of helper relays where each channel outcome becomes a branch of the \emph{broadcast relay channel} (BRC). Cooperative schemes and capacity region for a set with two memoryless relay channels are investigated. The proposed coding schemes, based on \emph{Decode-and-Forward} (DF) and \emph{Compress-and-Forward} (CF) must be capable of transmitting information simultaneously to all destinations in such set. Depending on the quality of source-to-relay and relay-to-destination channels, inner bounds on the capacity of the general BRC are derived. Three cases of particular interest are considered: cooperation is based on DF strategy for both users --referred to as DF-DF region--, cooperation is based on CF strategy for both users --referred to as CF-CF region--, and cooperation is based on DF strategy for one destination and CF for the other --referred to as DF-CF region--. These results can be seen as a generalization and hence unification of previous works. An outer-bound on the capacity of the general BRC is also derived. Capacity results are obtained for the specific cases of semi-degraded and degraded Gaussian simultaneous relay channels. Rates are evaluated for Gaussian models where the source must guarantee a minimum amount of information to both users while additional information is sent to each of them.Comment: 32 pages, 7 figures, To appear in IEEE Trans. on Information Theor