Signal mapping designs for bit-interleaved coded modulation with iterative decoding (BICM-ID)

Bit-interleaved coded modulation with iterative decoding (BICM-ID)is a spectral efficient coded modulation technique to improve the performance of digital communication systems. It has been widely known that for fixed signal constellation, interleaver and error control code, signal mapping plays an important role in determining the error performance of a BICM-ID system. This thesis concentrates on signal mapping designs for BICM-ID systems. To this end, the distance criteria to find the best mapping in terms of the asymptotic performance are first analytically derived for different channel models. Such criteria are then used to find good mappings for various two-dimensional 8-ary constellations. The usefulness of the proposed mappings of 8-ary constellations is verified by both the error floor bound and simulation results. Moreover, new mappings are also proposed for BICM-ID systems employing the quadrature phase shift keying (QPSK) constellation. The new mappings are obtained by considering many QPSK symbols over a multiple symbol interval, which essentially creates hypercube constellations. Analytical and simulation results show that the use of the proposed mappings together with very simple convolutional codes can offer significant coding gains over the conventional BICM-ID systems for all the channel models considered. Such coding gains are achieved without any bandwidth nor power expansion and with a very small increase in the system complexity

Exploiting diversity in wireless channels with bit-interleaved coded modulation and iterative decoding (BICM-ID)

This dissertation studies a state-of-the-art bandwidth-efficient coded modulation technique, known as bit interleaved coded modulation with iterative decoding (BICM-ID), together with various diversity techniques to dramatically improve the performance of digital communication systems over wireless channels. For BICM-ID over a single-antenna frequency non-selective fading channel, the problem of mapping over multiple symbols, i.e., multi-dimensional (multi-D) mapping, with 8-PSK constellation is investigated. An explicit algorithm to construct a good multi-D mapping of 8-PSK to improve the asymptotic performance of BICM-ID systems is introduced. By comparing the performance of the proposed mapping with an unachievable lower bound, it is conjectured that the proposed mapping is the global optimal mapping. The superiority of the proposed mapping over the best conventional (1-dimensional complex) mapping and the multi-D mapping found previously by computer search is thoroughly demonstrated. In addition to the mapping issue in single-antenna BICM-ID systems, the use of signal space diversity (SSD), also known as linear constellation precoding (LCP), is considered in BICM-ID over frequency non-selective fading channels. The performance analysis of BICM-ID and complex N-dimensional signal space diversity is carried out to study its performance limitation, the choice of the rotation matrix and the design of a low-complexity receiver. Based on the design criterion obtained from a tight error bound, the optimality of the rotation matrix is established. It is shown that using the class of optimal rotation matrices, the performance of BICM-ID systems over a frequency non-selective Rayleigh fading channel approaches that of the BICM-ID systems over an additive white Gaussian noise (AWGN) channel when the dimension of the signal constellation increases. Furthermore, by exploiting the sigma mapping for any M-ary quadrature amplitude modulation (QAM) constellation, a very simple sub-optimal, yet effective iterative receiver structure suitable for signal constellations with large dimensions is proposed. Simulation results in various cases and conditions indicate that the proposed receiver can achieve the analytical performance bounds with low complexity. The application of BICM-ID with SSD is then extended to the case of cascaded Rayleigh fading, which is more suitable to model mobile-to-mobile communication channels. By deriving the error bound on the asymptotic performance, it is first illustrated that for a small modulation constellation, a cascaded Rayleigh fading causes a much more severe performance degradation than a conventional Rayleigh fading. However, BICM-ID employing SSD with a sufficiently large constellation can close the performance gap between the Rayleigh and cascaded Rayleigh fading channels, and their performance can closely approach that over an AWGN channel. In the next step, the use of SSD in BICM-ID over frequency selective Rayleigh fading channels employing a multi-carrier modulation technique known as orthogonal frequency division multiplexing (OFDM) is studied. Under the assumption of correlated fading over subcarriers, a tight bound on the asymptotic error performance for the general case of applying SSD over all N subcarriers is derived and used to establish the best achievable asymptotic performance by SSD. It is then shown that precoding over subgroups of at least L subcarriers per group, where L is the number of channel taps, is sufficient to obtain this best asymptotic error performance, while significantly reducing the receiver complexity. The optimal joint subcarrier grouping and rotation matrix design is subsequently determined by solving the Vandermonde linear system. Illustrative examples show a good agreement between various analytical and simulation results. Further, by combining the ideas of multi-D mapping and subcarrier grouping, a novel power and bandwidth-efficient bit-interleaved coded modulation with OFDM and iterative decoding (BI-COFDM-ID) in which multi-D mapping is performed over a group of subcarriers for broadband transmission in a frequency selective fading environment is proposed. A tight bound on the asymptotic error performance is developed, which shows that subcarrier mapping and grouping have independent impacts on the overall error performance, and hence they can be independently optimized. Specifically, it is demonstrated that the optimal subcarrier mapping is similar to the optimal multi-D mapping for BICM-ID in frequency non-selective Rayleigh fading environment, whereas the optimal subcarrier grouping is the same with that of OFDM with SSD. Furthermore, analytical and simulation results show that the proposed system with the combined optimal subcarrier mapping and grouping can achieve the full channel diversity without using SSD and provide significant coding gains as compared to the previously studied BI-COFDM-ID with the same power, bandwidth and receiver complexity. Finally, the investigation is extended to the application of BICM-ID over a multiple-input multiple-output (MIMO) system equipped with multiple antennas at both the transmitter and the receiver to exploit both time and spatial diversities, where neither the transmitter nor the receiver knows the channel fading coefficients. The concentration is on the class of unitary constellation, due to its advantages in terms of both information-theoretic capacity and error probability. The tight error bound with respect to the asymptotic performance is also derived for any given unitary constellation and mapping rule. Design criteria regarding the choice of unitary constellation and mapping are then established. Furthermore, by using the unitary constellation obtained from orthogonal design with quadrature phase-shift keying (QPSK or 4-PSK) and 8-PSK, two different mapping rules are proposed. The first mapping rule gives the most suitable mapping for systems that do not implement iterative processing, which is similar to a Gray mapping in coherent channels. The second mapping rule yields the best mapping for systems with iterative decoding. Analytical and simulation results show that with the proposed mappings of the unitary constellations obtained from orthogonal designs, the asymptotic error performance of the iterative systems can closely approach a lower bound which is applicable to any unitary constellation and mapping

Power allocation and signal labelling on physical layer security

PhD ThesisSecure communications between legitimate users have received considerable attention recently. Transmission cryptography, which introduces secrecy on the network layer, is heavily relied on conventionally to secure communications. However, it is theoretically possible to break the encryption if unlimited computational resource is provided. As a result, physical layer security becomes a hot topic as it provides perfect secrecy from an information theory perspective. The study of physical layer security on real communication system model is challenging and important, as the previous researches are mainly focusing on the Gaussian input model which is not practically implementable. In this thesis, the physical layer security of wireless networks employing finite-alphabet input schemes are studied. In particular, firstly, the secrecy capacity of the single-input single-output (SISO) wiretap channel model with coded modulation (CM) and bit-interleaved coded modulation (BICM) is derived in closed-form, while a fast, sub-optimal power control policy (PCP) is presented to maximize the secrecy capacity performance. Since finite-alphabet input schemes achieve maximum secrecy capacity at medium SNR range, the maximum amount of energy that the destination can harvest from the transmission while satisfying the secrecy rate constraint is computed. Secondly, the effects of mapping techniques on secrecy capacity of BICM scheme are investigated, the secrecy capacity performances of various known mappings are compared on 8PSK, 16QAM and (1,5,10) constellations, showing that Gray mapping obtains lowest secrecy capacity value at high SNRs. We propose a new mapping algorithm, called maximum error event (MEE), to optimize the secrecy capacity over a wide range of SNRs. At low SNR, MEE mapping achieves a lower secrecy rate than other well-known mappings, but at medium-to-high SNRs MEE mapping achieves a significantly higher secrecy rate over a wide range of SNRs. Finally, the secrecy capacity and power allocation algorithm (PA) of finite-alphabet input wiretap channels with decode-and-forward (DF) relays are proposed, the simulation results are compared with the equal power allocation algorithm

Coded modulation techniques with bit interleaving and iterative processing for impulsive noise channels

Power line communications (PLC) surfers performance degradation due mainly to impulsive noise interference generated by electrical appliances. This thesis studies coded modulation techniques to improve the spectral efficiency and error performance of PLC. Considered in the first part is the application of bit-interleaved coded modulation with iterative decoding (BICM-ID) in class-A impulsive noise environment. In particular, the optimal soft-output demodulator and its suboptimal version are presented for an additive class-A noise (AWAN) channel so that iterative demodulation and decoding can be performed at the receiver. The effect of signal mapping on the error performance of BICM-ID systems in impulsive noise is then investigated, with both computer simulations and a tight error bound on the asymptotic performance. Extrinsic information transfer (EXIT) chart analysis is performed to illustrate the convergence properties of different mappings. The superior performance of BICMID compared to orthogonal frequency-division multiplexing (OFDM) is also clearly demonstrated.Motivated by the successes of both BICM-ID and OFDM in improving the error performance of communications systems in impulsive noise environment, the second part of this thesis introduces a novel scheme of bit-interleaved coded OFDM with iterative decoding (BI-COFDM-ID) over the class-A impulsive noise channel. Here, an iterative receiver composed of outer and inner iteration loops is first described in detail. Error performance improvements of the proposed iterative receiver with different iteration strategies are presented and discussed. Performance comparisons of BI-COFDM-ID, BICM-ID and iteratively decoded OFDM are made to illustrate the superiority of BI-COFDM-ID. The effect of signal mapping on the error performance of BI-COFDM-ID is also studied

Performance Prediction of Nonbinary Forward Error Correction in Optical Transmission Experiments

In this paper, we compare different metrics to predict the error rate of optical systems based on nonbinary forward error correction (FEC). It is shown that the correct metric to predict the performance of coded modulation based on nonbinary FEC is the mutual information. The accuracy of the prediction is verified in a detailed example with multiple constellation formats, FEC overheads in both simulations and optical transmission experiments over a recirculating loop. It is shown that the employed FEC codes must be universal if performance prediction based on thresholds is used. A tutorial introduction into the computation of the threshold from optical transmission measurements is also given.Comment: submitted to IEEE/OSA Journal of Lightwave Technolog

Replacing the Soft FEC Limit Paradigm in the Design of Optical Communication Systems

The FEC limit paradigm is the prevalent practice for designing optical communication systems to attain a certain bit-error rate (BER) without forward error correction (FEC). This practice assumes that there is an FEC code that will reduce the BER after decoding to the desired level. In this paper, we challenge this practice and show that the concept of a channel-independent FEC limit is invalid for soft-decision bit-wise decoding. It is shown that for low code rates and high order modulation formats, the use of the soft FEC limit paradigm can underestimate the spectral efficiencies by up to 20%. A better predictor for the BER after decoding is the generalized mutual information, which is shown to give consistent post-FEC BER predictions across different channel conditions and modulation formats. Extensive optical full-field simulations and experiments are carried out in both the linear and nonlinear transmission regimes to confirm the theoretical analysis

Advanced constellation and demapper schemes for next generation digital terrestrial television broadcasting systems

206 p.Esta tesis presenta un nuevo tipo de constelaciones llamadas no uniformes. Estos esquemas presentan una eficacia de hasta 1,8 dB superior a las utilizadas en los últimos sistemas de comunicaciones de televisión digital terrestre y son extrapolables a cualquier otro sistema de comunicaciones (satélite, móvil, cable¿). Además, este trabajo contribuye al diseño de constelaciones con una nueva metodología que reduce el tiempo de optimización de días/horas (metodologías actuales) a horas/minutos con la misma eficiencia. Todas las constelaciones diseñadas se testean bajo una plataforma creada en esta tesis que simula el estándar de radiodifusión terrestre más avanzado hasta la fecha (ATSC 3.0) bajo condiciones reales de funcionamiento.Por otro lado, para disminuir la latencia de decodificación de estas constelaciones esta tesis propone dos técnicas de detección/demapeo. Una es para constelaciones no uniformes de dos dimensiones la cual disminuye hasta en un 99,7% la complejidad del demapeo sin empeorar el funcionamiento del sistema. La segunda técnica de detección se centra en las constelaciones no uniformes de una dimensión y presenta hasta un 87,5% de reducción de la complejidad del receptor sin pérdidas en el rendimiento.Por último, este trabajo expone un completo estado del arte sobre tipos de constelaciones, modelos de sistema, y diseño/demapeo de constelaciones. Este estudio es el primero realizado en este campo

Bandwidth-efficient communication systems based on finite-length low density parity check codes

Low density parity check (LDPC) codes are linear block codes constructed by pseudo-random parity check matrices. These codes are powerful in terms of error performance and, especially, have low decoding complexity. While infinite-length LDPC codes approach the capacity of communication channels, finite-length LDPC codes also perform well, and simultaneously meet the delay requirement of many communication applications such as voice and backbone transmissions. Therefore, finite-length LDPC codes are attractive to employ in low-latency communication systems. This thesis mainly focuses on the bandwidth-efficient communication systems using finite-length LDPC codes. Such bandwidth-efficient systems are realized by mapping a group of LDPC coded bits to a symbol of a high-order signal constellation. Depending on the systems' infrastructure and knowledge of the channel state information (CSI), the signal constellations in different coded modulation systems can be two-dimensional multilevel/multiphase constellations or multi-dimensional space-time constellations. In the first part of the thesis, two basic bandwidth-efficient coded modulation systems, namely LDPC coded modulation and multilevel LDPC coded modulation, are investigated for both additive white Gaussian noise (AWGN) and frequency-flat Rayleigh fading channels. The bounds on the bit error rate (BER) performance are derived for these systems based on the maximum likelihood (ML) criterion. The derivation of these bounds relies on the union bounding and combinatoric techniques. In particular, for the LDPC coded modulation, the ML bound is computed from the Hamming distance spectrum of the LDPC code and the Euclidian distance profile of the two-dimensional constellation. For the multilevel LDPC coded modulation, the bound of each decoding stage is obtained for a generalized multilevel coded modulation, where more than one coded bit is considered for level. For both systems, the bounds are confirmed by the simulation results of ML decoding and/or the performance of the ordered-statistic decoding (OSD) and the sum-product decoding. It is demonstrated that these bounds can be efficiently used to evaluate the error performance and select appropriate parameters (such as the code rate, constellation and mapping) for the two communication systems.The second part of the thesis studies bandwidth-efficient LDPC coded systems that employ multiple transmit and multiple receive antennas, i.e., multiple-input multiple-output (MIMO) systems. Two scenarios of CSI availability considered are: (i) the CSI is unknown at both the transmitter and the receiver; (ii) the CSI is known at both the transmitter and the receiver. For the first scenario, LDPC coded unitary space-time modulation systems are most suitable and the ML performance bound is derived for these non-coherent systems. To derive the bound, the summation of chordal distances is obtained and used instead of the Euclidean distances. For the second case of CSI, adaptive LDPC coded MIMO modulation systems are studied, where three adaptive schemes with antenna beamforming and/or antenna selection are investigated and compared in terms of the bandwidth efficiency. For uncoded discrete-rate adaptive modulation, the computation of the bandwidth efficiency shows that the scheme with antenna selection at the transmitter and antenna combining at the receiver performs the best when the number of antennas is small. For adaptive LDPC coded MIMO modulation systems, an achievable threshold of the bandwidth efficiency is also computed from the ML bound of LDPC coded modulation derived in the first part