Novel deep cross-domain framework for fault diagnosis or rotary machinery in prognostics and health management

Improving the reliability of engineered systems is a crucial problem in many applications in various engineering fields, such as aerospace, nuclear energy, and water declination industries. This requires efficient and effective system health monitoring methods, including processing and analyzing massive machinery data to detect anomalies and performing diagnosis and prognosis. In recent years, deep learning has been a fast-growing field and has shown promising results for Prognostics and Health Management (PHM) in interpreting condition monitoring signals such as vibration, acoustic emission, and pressure due to its capacity to mine complex representations from raw data. This doctoral research provides a systematic review of state-of-the-art deep learning-based PHM frameworks, an empirical analysis on bearing fault diagnosis benchmarks, and a novel multi-source domain adaptation framework. It emphasizes the most recent trends within the field and presents the benefits and potentials of state-of-the-art deep neural networks for system health management. Besides, the limitations and challenges of the existing technologies are discussed, which leads to opportunities for future research. The empirical study of the benchmarks highlights the evaluation results of the existing models on bearing fault diagnosis benchmark datasets in terms of various performance metrics such as accuracy and training time. The result of the study is very important for comparing or testing new models. A novel multi-source domain adaptation framework for fault diagnosis of rotary machinery is also proposed, which aligns the domains in both feature-level and task-level. The proposed framework transfers the knowledge from multiple labeled source domains into a single unlabeled target domain by reducing the feature distribution discrepancy between the target domain and each source domain. Besides, the model can be easily reduced to a single-source domain adaptation problem. Also, the model can be readily updated to unsupervised domain adaptation problems in other fields such as image classification and image segmentation. Further, the proposed model is modified with a novel conditional weighting mechanism that aligns the class-conditional probability of the domains and reduces the effect of irrelevant source domain which is a critical issue in multi-source domain adaptation algorithms. The experimental verification results show the superiority of the proposed framework over state-of-the-art multi-source domain-adaptation models

Predictive maintenance of rotational machinery using deep learning

This paper describes an implementation of a deep learning-based predictive maintenance (PdM) system for industrial rotational machinery, built upon the foundation of a long short-term memory (LSTM) autoencoder and regression analysis. The autoencoder identifies anomalous patterns, while the latter, based on the autoencoder’s output, estimates the machine’s remaining useful life (RUL). Unlike prior PdM systems dependent on labelled historical data, the developed system doesn’t require it as it’s based on an unsupervised deep learning model, enhancing its adaptability. The paper also explores a robust condition monitoring system that collects machine operational data, including vibration and current parameters, and transmits them to a database via a Bluetooth low energy (BLE) network. Additionally, the study demonstrates the integration of this PdM system within a web-based framework, promoting its adoption across various industrial settings. Tests confirm the system's ability to accurately identify faults, highlighting its potential to reduce unexpected downtime and enhance machinery reliability

Artificial Intelligence-based Technique for Fault Detection and Diagnosis of EV Motors: A Review

The motor drive system plays a significant role in the safety of electric vehicles as a bridge for power transmission. Meanwhile, to enhance the efficiency and stability of the drive system, more and more studies based on AI technology are devoted to the fault detection and diagnosis of the motor drive system. This paper reviews the application of AI techniques in motor fault detection and diagnosis in recent years. AI-based FDD is divided into two main steps: feature extraction and fault classification. The application of different signal processing methods in feature extraction is discussed. In particular, the application of traditional machine learning and deep learning algorithms for fault classification is presented in detail. In addition, the characteristics of all techniques reviewed are summarized. Finally, the latest developments, research gaps and future challenges in fault monitoring and diagnosis of motor faults are discussed

Recent advances in the application of deep learning for fault diagnosis of rotating machinery using vibration signals

Vibration measurement and monitoring are essential in a wide variety of applications. Vibration measurements are critical for diagnosing industrial machinery malfunctions because they provide information about the condition of the rotating equipment. Vibration analysis is considered the most effective method for predictive maintenance because it is used to troubleshoot instantaneous faults as well as periodic maintenance. Numerous studies conducted in this vein have been published in a variety of outlets. This review documents data-driven and recently published deep learning techniques for vibration-based condition monitoring. Numerous studies were obtained from two reputable indexing databases, Web of Science and Scopus. Following a thorough review, 59 studies were selected for synthesis. The selected studies are then systematically discussed to provide researchers with an in-depth view of deep learning-based fault diagnosis methods based on vibration signals. Additionally, a few remarks regarding future research directions are made, including graph-based neural networks, physics-informed ML, and a transformer convolutional network-based fault diagnosis method

Targeted collapse regularized autoencoder for anomaly detection: black hole at the center

Autoencoders have been extensively used in the development of recent anomaly detection techniques. The premise of their application is based on the notion that after training the autoencoder on normal training data, anomalous inputs will exhibit a significant reconstruction error. Consequently, this enables a clear differentiation between normal and anomalous samples. In practice, however, it is observed that autoencoders can generalize beyond the normal class and achieve a small reconstruction error on some of the anomalous samples. To improve the performance, various techniques propose additional components and more sophisticated training procedures. In this work, we propose a remarkably straightforward alternative: instead of adding neural network components, involved computations, and cumbersome training, we complement the reconstruction loss with a computationally light term that regulates the norm of representations in the latent space. The simplicity of our approach minimizes the requirement for hyperparameter tuning and customization for new applications which, paired with its permissive data modality constraint, enhances the potential for successful adoption across a broad range of applications. We test the method on various visual and tabular benchmarks and demonstrate that the technique matches and frequently outperforms alternatives. We also provide a theoretical analysis and numerical simulations that help demonstrate the underlying process that unfolds during training and how it can help with anomaly detection. This mitigates the black-box nature of autoencoder-based anomaly detection algorithms and offers an avenue for further investigation of advantages, fail cases, and potential new directions.Comment: 16 pages, 4 figures, 4 table

Data-Efficient Estimation of Remaining Useful Life for Machinery with a Limited Number of Run-to-Failure Training Sequences

Prognostics and Health Monitoring (PHM) of machinery is a research area with great relevance to industrial applications as it can serve as a foundation for safer, more cost-efficient operation and maintenance. The prediction of Remaining Useful Life (RUL) plays an important part in this field and has seen significant advances from the introduction of machine learning methods. However, these methods typically require model training with a large number of run-to-failure sequences, which are often not feasible to obtain due to the required time and cost investments. The present study addresses this issue by introducing a novel methodology, which first quantifies the deviation from the machine’s health and fault state and then calculates a machine Health Index (HI) prior to the prediction of RUL. In addition, the start of a degradation state is determined. Alternative implementations of the proposed methodology are compared utilising several methods, including Support Vector Regression (SVR), Long Short-Term Memory (LSTM) Neural Network (NN), Mahalanobis Distance (MD), and LSTM Autoencoder (AE) NN. The methodology is applied to the open turbofan degradation (C-MAPSS) and bearing vibration (FEMTO-ST PROGNOSTIA) datasets. When a reduced subset of training sequences is used, the prediction results demonstrate that the proposed methodology largely outperforms the baseline method without HI generation. For example, when comparing prediction errors of the C-MAPSS dataset at a reduction of the available number of training sequences to 5%, the proposed method shows an average prediction improvement by 6.5% - 19.2% relative to the baseline method. The presented approach is therefore suitable to improve model generalisation for cases with a limited number of training sequences. When the full training set is utilised, the most resource-saving variant of the proposed approach achieves an average training duration of 8.9% compared to the baseline method. Hence, an additional contribution of the presented data-efficient approach is the reduction of required computing resources, which has implications on training time, energy consumption, and environmental impact.10.13039/501100000266-Engineering and Physical Sciences Research Council (EPSRC

Condition Monitoring Methods for Large, Low-speed Bearings

In all industrial production plants, well-functioning machines and systems are required for sustained and safe operation. However, asset performance degrades over time and may lead to reduced effiency, poor product quality, secondary damage to other assets or even complete failure and unplanned downtime of critical systems. Besides the potential safety hazards from machine failure, the economic consequences are large, particularly in offshore applications where repairs are difficult. This thesis focuses on large, low-speed rolling element bearings, concretized by the main swivel bearing of an offshore drilling machine. Surveys have shown that bearing failure in drilling machines is a major cause of rig downtime. Bearings have a finite lifetime, which can be estimated using formulas supplied by the bearing manufacturer. Premature failure may still occur as a result of irregularities in operating conditions and use, lubrication, mounting, contamination, or external environmental factors. On the contrary, a bearing may also exceed the expected lifetime. Compared to smaller bearings, historical failure data from large, low-speed machinery is rare. Due to the high cost of maintenance and repairs, the preferred maintenance arrangement is often condition based. Vibration measurements with accelerometers is the most common data acquisition technique. However, vibration based condition monitoring of large, low-speed bearings is challenging, due to non-stationary operating conditions, low kinetic energy and increased distance from fault to transducer. On the sensor side, this project has also investigated the usage of acoustic emission sensors for condition monitoring purposes. Roller end damage is identified as a failure mode of interest in tapered axial bearings. Early stage abrasive wear has been observed on bearings in drilling machines. The failure mode is currently only detectable upon visual inspection and potentially through wear debris in the bearing lubricant. In this thesis, multiple machine learning algorithms are developed and applied to handle the challenges of fault detection in large, low-speed bearings with little or no historical data and unknown fault signatures. The feasibility of transfer learning is demonstrated, as an approach to speed up implementation of automated fault detection systems when historical failure data is available. Variational autoencoders are proposed as a method for unsupervised dimensionality reduction and feature extraction, being useful for obtaining a health indicator with a statistical anomaly detection threshold. Data is collected from numerous experiments throughout the project. Most notably, a test was performed on a real offshore drilling machine with roller end wear in the bearing. To replicate this failure mode and aid development of condition monitoring methods, an axial bearing test rig has been designed and built as a part of the project. An overview of all experiments, methods and results are given in the thesis, with details covered in the appended papers.publishedVersio

Unknown Health States Recognition With Collective Decision Based Deep Learning Networks In Predictive Maintenance Applications

At present, decision making solutions developed based on deep learning (DL) models have received extensive attention in predictive maintenance (PM) applications along with the rapid improvement of computing power. Relying on the superior properties of shared weights and spatial pooling, Convolutional Neural Network (CNN) can learn effective representations of health states from industrial data. Many developed CNN-based schemes, such as advanced CNNs that introduce residual learning and multi-scale learning, have shown good performance in health state recognition tasks under the assumption that all the classes are known. However, these schemes have no ability to deal with new abnormal samples that belong to state classes not part of the training set. In this paper, a collective decision framework for different CNNs is proposed. It is based on a One-vs-Rest network (OVRN) to simultaneously achieve classification of known and unknown health states. OVRN learn state-specific discriminative features and enhance the ability to reject new abnormal samples incorporated to different CNNs. According to the validation results on the public dataset of Tennessee Eastman Process (TEP), the proposed CNN-based decision schemes incorporating OVRN have outstanding recognition ability for samples of unknown heath states, while maintaining satisfactory accuracy on known states. The results show that the new DL framework outperforms conventional CNNs, and the one based on residual and multi-scale learning has the best overall performance