Interference control and radio spectrum allocation in shared spectrum access

With demands on the radio spectrum intensifying, it is necessary to use this scarce resource as efficiently as possible. One way forward is to apply flexible authorization schemes such as shared spectrum access. While such schemes are expected to make additional radio resource available and lower the spectrum access barriers, they also bring new challenges toward effectively dealing with the created extra interference which degrades the performance of networks, limiting the potential gains in a shared use of spectrum. In this thesis, to address the interference issue, different spectrum access schemes and deployment scenarios are investigated.  Firstly, we consider licensed shared access where database-assisted TV white space network architecture is employed to facilitate the controlled access of the secondary system to the TV band. The operation of the secondary system is allowed only if the quality of service experienced by the incumbent users is preserved. Furthermore, the secondary system should benefit itself from utilizing the TV band in licensed shared access mode. One challenge for efficient operation of the licensed secondary system is to control the cross-tier interference generated at the TV receiver, taking into account the self-interference in the secondary system.  Secondly, we consider co-primary shared access where multiple operators share a part of their spectrum. This can be done in two different operational levels, users and cells. The user level is done in the context of D2D communications where two users subscribed to different operators can transmit directly to each other. The cell level allows spectrum sharing between two small cells, e.g., indoor and outdoor small cells, in a dense urban environments. The main challenges for such scenarios are to manage the cross-tier interference generated by other users or cells subscribed to different operators, and to identify the amount of radio spectrum each operator contributes.  There are several approaches to reduce the risk of interference, but they often come at a high price in terms of complexity and signaling overhead. In this thesis, we aim to propose low complexity mechanisms that take interference control and radio spectrum allocation into account. The proposed mechanisms are based on tractable models which characterize the effects of the fundamental design parameters on the system behavior in shared spectrum access. The models are leveraged to capture the statistic of the aggregate interference and its effects on the performance metrics

Interference management and system optimisation for Femtocells technology in LTE and future 4G/5G networks

Femtocells are seen to be the future of Long Term Evaluation (LTE) networks to improve the performance of indoor, outdoor and cell edge User Equipments (UEs). These small cells work efficiently in areas that suffer from high penetration loss and path-loss to improve the coverage area. It is said that 30% of total served UEs in LTE networks are vehicular, which poses challenges in LTE networks due to their high mobility, high vehicular penetration loss (VPL), high path loss and high interference. Therefore, self-optimising and dynamic solutions are required to incorporate more intelligence into the current standard of LTE system. This makes the network more adaptive, able to handle peak data demands and cope with the increasing capacity for vehicular UEs. This research has drawn a performance comparison between vehicular UEs who are served by Mobile-Femto, Fixed-Femto and eNB under different VPL scales that range between highs and lows e.g. 0dB, 25dB and 40dB. Deploying Mobile-Femto under high VPLs has improved the vehicular UE Ergodic capacity by 1% and 5% under 25dB and 40dB VPL respectively as compared to other eNB technologies. A noticeable improvement is also seen in signal strength, throughput and spectral efficiency. Furthermore, this research discusses the co-channel interference between the eNB and the Mobile-Femto as both share the same resources and bandwidth. This has created an interference issue from the downlink signals of each other to their UEs. There were no previous solutions that worked efficiently in cases where UEs and base stations are mobile. Therefore, this research has adapted an efficient frequency reuse scheme that worked dynamically over distance and achieved improved results in the signal strength and throughput of Macro and Mobile-Femto UE as compared to previous interference management schemes e.g. Fractional Frequency Reuse factor1 (NoFFR-3) and Fractional Frequency Reuse factor3 (FFR-3). Also, the achieved results show that implementing the proposed handover scheme together with the Mobile-Femto deployment has reduced the dropped calls probability by 7% and the blocked calls probability by 14% compared to the direct transmission from the eNB. Furthermore, the outage signal probabilities under different VPLs have been reduced by 1.8% and 2% when the VPLs are 25dB and 40dB respectively compared to other eNB technologies

Optimization of 5G Second Phase Heterogeneous Radio Access Networks with Small Cells

Due to the exponential increase in high data-demanding applications and their services per coverage area, it is becoming challenging for the existing cellular network to handle the massive sum of users with their demands. It is conceded to network operators that the current wireless network may not be capable to shelter future traffic demands. To overcome the challenges the operators are taking interest in efficiently deploying the heterogeneous network. Currently, 5G is in the commercialization phase. Network evolution with addition of small cells will develop the existing wireless network with its enriched capabilities and innovative features. Presently, the 5G global standardization has introduced the 5G New Radio (NR) under the 3rd Generation Partnership Project (3GPP). It can support a wide range of frequency bands (<6 GHz to 100 GHz). For different trends and verticals, 5G NR encounters, functional splitting and its cost evaluation are well-thought-out. The aspects of network slicing to the assessment of the business opportunities and allied standardization endeavours are illustrated. The study explores the carrier aggregation (Pico cellular) technique for 4G to bring high spectral efficiency with the support of small cell massification while benefiting from statistical multiplexing gain. One has been able to obtain values for the goodput considering CA in LTE-Sim (4G), of 40 Mbps for a cell radius of 500 m and of 29 Mbps for a cell radius of 50 m, which is 3 times higher than without CA scenario (2.6 GHz plus 3.5 GHz frequency bands). Heterogeneous networks have been under investigation for many years. Heterogeneous network can improve users service quality and resource utilization compared to homogeneous networks. Quality of service can be enhanced by putting the small cells (Femtocells or Picocells) inside the Microcells or Macrocells coverage area. Deploying indoor Femtocells for 5G inside the Macro cellular network can reduce the network cost. Some service providers have started their solutions for indoor users but there are still many challenges to be addressed. The 5G air-simulator is updated to deploy indoor Femto-cell with proposed assumptions with uniform distribution. For all the possible combinations of apartments side length and transmitter power, the maximum number of supported numbers surpassed the number of users by more than two times compared to papers mentioned in the literature. Within outdoor environments, this study also proposed small cells optimization by putting the Pico cells within a Macro cell to obtain low latency and high data rate with the statistical multiplexing gain of the associated users. Results are presented 5G NR functional split six and split seven, for three frequency bands (2.6 GHz, 3.5GHz and 5.62 GHz). Based on the analysis for shorter radius values, the best is to select the 2.6 GHz to achieve lower PLR and to support a higher number of users, with better goodput, and higher profit (for cell radius u to 400 m). In 4G, with CA, from the analysis of the economic trade-off with Picocell, the Enhanced multi-band scheduler EMBS provide higher revenue, compared to those without CA. It is clearly shown that the profit of CA is more than 4 times than in the without CA scenario. This means that the slight increase in the cost of CA gives back more than 4-time profit relatively to the ”without” CA scenario.Devido ao aumento exponencial de aplicações/serviços de elevado débito por unidade de área, torna-se bastante exigente, para a rede celular existente, lidar com a enormes quantidades de utilizadores e seus requisitos. É reconhecido que as redes móveis e sem fios atuais podem não conseguir suportar a procura de tráfego junto dos operadores. Para responder a estes desafios, os operadores estão-se a interessar pelo desenvolvimento de redes heterogéneas eficientes. Atualmente, a 5G está na fase de comercialização. A evolução destas redes concretizar-se-á com a introdução de pequenas células com aptidões melhoradas e características inovadoras. No presente, os organismos de normalização da 5G globais introduziram os Novos Rádios (NR) 5G no contexto do 3rd Generation Partnership Project (3GPP). A 5G pode suportar uma gama alargada de bandas de frequência (<6 a 100 GHz). Abordam-se as divisões funcionais e avaliam-se os seus custos para as diferentes tendências e verticais dos NR 5G. Ilustram-se desde os aspetos de particionamento funcional da rede à avaliação das oportunidades de negócio, aliadas aos esforços de normalização. Exploram-se as técnicas de agregação de espetro (do inglês, CA) para pico células, em 4G, a disponibilização de eficiência espetral, com o suporte da massificação de pequenas células, e o ganho de multiplexagem estatística associado. Obtiveram-se valores do débito binário útil, considerando CA no LTE-Sim (4G), de 40 e 29 Mb/s para células de raios 500 e 50 m, respetivamente, três vezes superiores em relação ao caso sem CA (bandas de 2.6 mais 3.5 GHz). Nas redes heterogéneas, alvo de investigação há vários anos, a qualidade de serviço e a utilização de recursos podem ser melhoradas colocando pequenas células (femto- ou pico-células) dentro da área de cobertura de micro- ou macro-células). O desenvolvimento de pequenas células 5G dentro da rede com macro-células pode reduzir os custos da rede. Alguns prestadores de serviços iniciaram as suas soluções para ambientes de interior, mas ainda existem muitos desafios a ser ultrapassados. Atualizou-se o 5G air simulator para representar a implantação de femto-células de interior com os pressupostos propostos e distribuição espacial uniforme. Para todas as combinações possíveis do comprimento lado do apartamento, o número máximo de utilizadores suportado ultrapassou o número de utilizadores suportado (na literatura) em mais de duas vezes. Em ambientes de exterior, propuseram-se pico-células no interior de macro-células, de forma a obter atraso extremo-a-extremo reduzido e taxa de transmissão dados elevada, resultante do ganho de multiplexagem estatística associado. Apresentam-se resultados para as divisões funcionais seis e sete dos NR 5G, para 2.6 GHz, 3.5GHz e 5.62 GHz. Para raios das células curtos, a melhor solução será selecionar a banda dos 2.6 GHz para alcançar PLR (do inglês, PLR) reduzido e suportar um maior número de utilizadores, com débito binário útil e lucro mais elevados (para raios das células até 400 m). Em 4G, com CA, da análise do equilíbrio custos-proveitos com pico-células, o escalonamento multi-banda EMBS (do inglês, Enhanced Multi-band Scheduler) disponibiliza proveitos superiores em comparação com o caso sem CA. Mostra-se claramente que lucro com CA é mais de quatro vezes superior do que no cenário sem CA, o que significa que um aumento ligeiro no custo com CA resulta num aumento de 4-vezes no lucro relativamente ao cenário sem CA

Self-Organizing Radio Resource Management and Backhaul Dimensioning for Cellular Networks

The huge appetite for mobile broadband has resulted to continuous and complementary improvement in both radio access technology and mobile backhaul of cellular networks, along with network densification. Femtocells are foreseen to complement traditional macro base stations (BSs) in Long Term Evolution (LTE) and future cellular networks.  Deployment of femtocells, introduce new requirements for distributing phase synchronization and interference management in heterogeneous network. Achieving phase synchronization for indoor femtocells will be beneficial for time division duplexing (TDD) operation and inter-cell interference cancellation and management techniques, but challenging to achieve as global positioning system does not work indoors. In this thesis, we propose coordinated transmission and reception algorithms to reduce interference across BSs, and thereby achieve better network-wide phase synchronization over the air. We also cover the problem of selecting component carriers for dense small cell network, by improving the throughput of cell-edge user equipment's (UEs). We propose three strategies: Selfish, Altruistic and Symmetric for primary carrier selection and remove the outage of the macro UEs near the closed subscriber group (CSG) femtocells. Further, we propose dynamic frequency selection algorithm for component carrier selection, where decisions to select or drop a carrier are based on gain/loss predictions made from UE handover measurements. Thereby, we maximize the sum utility of the dense femtocell network, which includes mean-rate, weighted fair-rate, proportional fair-rate and max-min utility.  Mobile backhaul dimensioning is studied to improve the handover and provide the cost-effective backhaul opportunity for femtocells deployed in emerging markets. In a packet-switched wireless system e.g. LTE, data packets are needed to be efficiently forwarded between BSs during handover over the backhaul. We improve the packet forwarding handover mechanism by reducing the amount of forwarded data between BSs. Another challenge lies in equipping the femtocells with backhaul, where copper cable, optical fiber or microwave radio links are expensive options for unplanned emerging market case. We consider leveraging macro LTE networks to backhaul High Speed Packet Access femtocells, thereby highlight the possibilities for cost-effective capacity upgrades of dense settlements