High capacity multiuser multiantenna communication techniques

One of the main issues involved in the development of future wireless communication systems is the multiple access technique used to efficiently share the available spectrum among users. In rich multipath environment, spatial dimension can be exploited to meet the increasing number of users and their demands without consuming extra bandwidth and power. Therefore, it is utilized in the multiple-input multiple-output (MIMO) technology to increase the spectral efficiency significantly. However, multiuser MIMO (MU-MIMO) systems are still challenging to be widely adopted in next generation standards. In this thesis, new techniques are proposed to increase the channel and user capacity and improve the error performance of MU-MIMO over Rayleigh fading channel environment. For realistic system design and performance evaluation, channel correlation is considered as one of the main channel impurities due its severe influence on capacity and reliability. Two simple methods called generalized successive coloring technique (GSCT) and generalized iterative coloring technique (GICT) are proposed for accurate generation of correlated Rayleigh fading channels (CRFC). They are designed to overcome the shortcomings of existing methods by avoiding factorization of desired covariance matrix of the Gaussian samples. The superiority of these techniques is demonstrated by extensive simulations of different practical system scenarios. To mitigate the effects of channel correlations, a novel constellation constrained MU-MIMO (CC-MU-MIMO) scheme is proposed using transmit signal design and maximum likelihood joint detection (MLJD) at the receiver. It is designed to maximize the channel capacity and error performance based on principles of maximizing the minimum Euclidean distance (dmin) of composite received signals. Two signal design methods named as unequal power allocation (UPA) and rotation constellation (RC) are utilized to resolve the detection ambiguity caused by correlation. Extensive analysis and simulations demonstrate the effectiveness of considered scheme compared with conventional MU-MIMO. Furthermore, significant gain in SNR is achieved particularly in moderate to high correlations which have direct impact to maintain high user capacity. A new efficient receive antenna selection (RAS) technique referred to as phase difference based selection (PDBS) is proposed for single and multiuser MIMO systems to maximize the capacity over CRFC. It utilizes the received signal constellation to select the subset of antennas with highest (dmin) constellations due to its direct impact on the capacity and BER performance. A low complexity algorithm is designed by employing the Euclidean norm of channel matrix rows with their corresponding phase differences. Capacity analysis and simulation results show that PDBS outperforms norm based selection (NBS) and near to optimal selection (OS) for all correlation and SNR values. This technique provides fast RAS to capture most of the gains promised by multiantenna systems over different channel conditions. Finally, novel group layered MU-MIMO (GL-MU-MIMO) scheme is introduced to exploit the available spectrum for higher user capacity with affordable complexity. It takes the advantages of spatial difference among users and power control at base station to increase the number of users beyond the available number of RF chains. It is achieved by dividing the users into two groups according to their received power, high power group (HPG) and low power group (LPG). Different configurations of low complexity group layered multiuser detection (GL-MUD) and group power allocation ratio (η) are utilized to provide a valuable tradeoff between complexity and overall system performance. Furthermore, RAS diversity is incorporated by using NBS and a new selection algorithm called HPG-PDBS to increase the channel capacity and enhance the error performance. Extensive analysis and simulations demonstrate the superiority of proposed scheme compared with conventional MU-MIMO. By using appropriate value of (η), it shows higher sum rate capacity and substantial increase in the user capacity up to two-fold at target BER and SNR values

Optimal antenna array spacing in the uplink for different small cell scenarios

The anticipated growth in mobile data traffic represents a challenge for network operators. It is generally agreed that the increase of the existing cell sites by means of small cells is an effective way to improve capacity. Small cells are expected to be located mainly outdoors at spacing around 50-300 m apart and at about 3-6 m above street level. Since the environment seen from user equipment (UE) is similar to that seen from the base station (BS), the techniques to mitigate multipath are different to that seen in macro sites. Moreover, for the small cell scenario,[ANGLÈS] In this thesis, a testbed for MIMO channel measurements is designed, implemented and operated in different scenarios with line-of-sight (LOS) and non-line-of-sight (NLOS) propgation characteristics. We consider a 2x4 MIMO system with space and polarization diversity. Channel capacity for particular locations and antenna spacings is obtained using the eigenvalue decomposition of the measured MIMO channel matrix. This method estimates the number of independent channels between the transmitter and the receiver. This is particularly interesting in a rich scattering environment where fading may considerably degrade the performance of the system and as a result diversity techniques are employed. However, space diversity, where antennas are physically separated to obtain independent propagation paths, may be limited due to space constraints. This is the case of communication equipment for small cells. Thus the use of polarization diversity may be a more promising solution to obtain more compact antenna arrays. Finally, we demonstrate that for static channels even small changes in antenna spacings result in a change on capacity.[CASTELLÀ] En esta tesis, se ha diseñado, implementado y operado en diferentes escenarios una plataforma de pruebas capaz de tomar medidas de canal MIMO. Se considera un sistema MIMO 2x4 con diversidad en espacio y polarización. La capacidad del canal es obtenida para unas localizaciones concretas a partir de la descomposición en valores singulares de la matrix de canal MIMO. Este método estima el numbre de canales independientes entre el transmisor y el receptor. Esto es especialmente interesante en un entorno con muchas reflexiones donde los desvanecimientos pueden degradar considerablemente el sistema y como resultado se emplean técnicas de diversidad. No obstante, diversidad en espacio, donde las antenas se encuentran físicamente separadas para obtener caminos de propagación independientes, puede verse limitada por restricciones de espacio. Este es el caso de los equipos de comunicación para small cells. Como resultado el uso de diversidad en polarización puede ser una solución más interesante para obtener arrays de antenas más compactas. Finalmente, se demuestra que para canales estáticos pequeños cambios en el espaciado entre antennas modifican la capacidad.[CATALÀ] En aquesta tesi, s’ha dissenyat, implementat i operat en diferents escenaris una plataforma de proves per prendre mesures de canal MIMO. Es considera un sistema MIMO 2x4 amb diversitat en espai i polarització. La capacitat del canal és obtinguda per a unes localitzacions concretes a partir de la descomposició en valors singulars de la matriu de canal MIMO mesurada. Aquest mètode estima el nombre de canals independents entre el transmissor i el receptor. Això és especialment interessant en un entorn amb moltes reflexions on els esvaïments poden degradar considerablement el sistema i com a resultat s’utilitzen tècniques de diversitat. No obstant, la diversitat en espai, a on les antenes es troben físicament separades per obtenir camins de propagació independents, es pot veure limitada per restriccions d’espai. Aquest és el cas dels equips de comunicacions per a small cells. Com a resultat, l’ús de diversitat en polarització pot ser una solució més interessant per a obtenir arrays d’antenes més compactes. Finalment, es demostra que per a canals estàtics petits canvis en l’espaïat entre antenes modifiquen la capacitat

On multiple-antenna communications: signal detection, error exponent and and quality of service

Motivated by the demand of increasing data rate in wireless communication, multiple-antenna communication is becoming a key technology in the next generation wireless system. This dissertation considers three different aspects of multipleantenna communication. The first part is signal detection in the multiple-input multiple-output (MIMO) communication. Some low complexity near optimal detectors are designed based on an improved version of Bell Laboratories Layered Space-Time (BLAST) architecture detection and an iterative space alternating generalized expectation-maximization (SAGE) algorithm. The proposed algorithms can almost achieve the performance of optimal maximum likelihood detection. Signal detections without channel knowledge (noncoherent) and with co-channel interference are also investigated. Novel solutions are proposed with near optimal performance. Secondly, the error exponent of the distributed multiple-antenna communication (relay) in the windband regime is computed. Optimal power allocation between the source and relay node, and geometrical relay node placement are investigated based on the error exponent analysis. Lastly, the quality of service (QoS) of MIMO/single-input single- output(SISO) communication is studied. The tradeoff of the end-to-end distortion and transmission buffer delay is derived. Also, the SNR exponent of the distortion is computed for MIMO communication, which can provide some insights of the interplay among time diversity, space diversity and the spatial multiplex gain

MIMO designs for filter bank multicarrier and multiantenna systems based on OQAM

From the perspective of increasingly data rate requirements in mobile communications, it is deemed necessary to do further research so that the future goals can be reached. To that end, the radio-based communications are resorting to multicarrier modulations and spatial diversity. Until today, the orthogonal frequency division multiplexing (OFDM) modulation is regarded as the dominant technology. On one hand, the OFDM modulation is able to accommodate multiantenna configurations in a very straightforward manner. On the other hand, the poor stopband attenuation exhibited by the OFDM modulation, highlights that a definitely tight synchronization is required. In addition, the cyclic prefix (CP) has to be sufficiently long to avoid inter-block interference, which may substantially reduce the spectral efficiency. In order to overcome the OFDM drawbacks, the filter bank multicarrier modulation based on OQAM (FBMC/OQAM) is introduced. This modulation does not need any CP and benefits from pulse shaping techniques. This aspect becomes crucial in cognitive radio networks and communication systems where nodes are unlikely to be synchronized. In principle, the poor frequency confinement exhibited by OFDM should tip the balance towards FBMC/OQAM. However, the perfect reconstruction property of FBMC/OQAM systems does not hold in presence of multipath fading. This means that the FBMC/OQAM modulation is affected by inter-symbol and inter-carrier interference, unless the channel is equalized to some extent. This observation highlights that the FBMC/OQAM extension to MIMO architectures becomes a big challenge due to the need to cope with both modulation- and multiantenna-induced interference. The goal of this thesis is to study how the FBMC/OQAM modulation scheme can benefit from the degrees of freedom provided by the spatial dimension. In this regard, the first attempt to put the research on track is based on designing signal processing techniques at reception. In this case the emphasis is on single-input-multiple-output (SIMO) architectures. Next, the possibility of pre-equalizing the channel at transmission is investigated. It is considered that multiple antennas are placed at the transmit side giving rise to a multiple-input-single-output (MISO) configuration. In this scenario, the research is not only focused on counteracting the channel but also on distributing the power among subcarriers. Finally, the joint transmitter and receiver design in multiple-input-multiple-output (MIMO) communication systems is covered. From the theory developed in this thesis, it is possible to conclude that the techniques originally devised in the OFDM context can be easily adapted to FBMC/OQAM systems if the channel frequency response is flat within the subchannels. However, metrics such as the peak to average power ratio or the sensitivity to the carrier frequency offset constraint the number of subcarriers, so that the frequency selectivity may be appreciable at the subcarrier level. Then, the flat fading assumption is not satisfied and the specificities of FBMC/OQAM systems have to be considered. In this situation, the proposed techniques allow FBMC/OQAM to remain competitive with OFDM. In addition, for some multiantenna configurations and propagation conditions FBMC/OQAM turns out to be the best choice. The simulation-based results together with the theoretical analysis conducted in this thesis contribute to make progress towards the application of FBMC/OQAM to MIMO channels. The signal processing techniques that are described in this dissertation allow designers to exploit the potentials of FBMC/OQAM and MIMO to improve the link reliability as well as the spectral efficiency

Mobile and Wireless Communications

Mobile and Wireless Communications have been one of the major revolutions of the late twentieth century. We are witnessing a very fast growth in these technologies where mobile and wireless communications have become so ubiquitous in our society and indispensable for our daily lives. The relentless demand for higher data rates with better quality of services to comply with state-of-the art applications has revolutionized the wireless communication field and led to the emergence of new technologies such as Bluetooth, WiFi, Wimax, Ultra wideband, OFDMA. Moreover, the market tendency confirms that this revolution is not ready to stop in the foreseen future. Mobile and wireless communications applications cover diverse areas including entertainment, industrialist, biomedical, medicine, safety and security, and others, which definitely are improving our daily life. Wireless communication network is a multidisciplinary field addressing different aspects raging from theoretical analysis, system architecture design, and hardware and software implementations. While different new applications are requiring higher data rates and better quality of service and prolonging the mobile battery life, new development and advanced research studies and systems and circuits designs are necessary to keep pace with the market requirements. This book covers the most advanced research and development topics in mobile and wireless communication networks. It is divided into two parts with a total of thirty-four stand-alone chapters covering various areas of wireless communications of special topics including: physical layer and network layer, access methods and scheduling, techniques and technologies, antenna and amplifier design, integrated circuit design, applications and systems. These chapters present advanced novel and cutting-edge results and development related to wireless communication offering the readers the opportunity to enrich their knowledge in specific topics as well as to explore the whole field of rapidly emerging mobile and wireless networks. We hope that this book will be useful for students, researchers and practitioners in their research studies

Limited Feedback Techniques in Multiple Antenna Wireless Communication Systems

Multiple antenna systems provide spatial multiplexing and diversity benefits.These systems also offer beamforming and interference mitigation capabilities in single-user (SU) and multi-user (MU) scenarios, respectively. Although diversity can be achieved without channel state information (CSI) at the transmitter using space-time codes, the knowledge of instantaneous CSI at the transmitter is essential to the above mentioned gains. In frequency division duplexing (FDD) systems, limited feedback techniques are employed to obtain CSI at the transmitter from the receiver using a low-rate link. As a consequence, CSI acquired by the transmitter in such manner have errors due to channel estimation and codebook quantization at the receiver, resulting in performance degradation of multi-antenna systems. In this thesis, we examine CSI inaccuracies due to codebook quantization errors and investigate several other aspects of limited feedback in SU, MU and multicell wireless communication systems with various channel models. For SU multiple-input multiple-output (MIMO) systems, we examine the capacity loss using standard codebooks. In particular, we consider single-stream and two-stream MIMO transmissions and derive capacity loss expressions in terms of minimum squared chordal distance for various MIMO receivers. Through simulations, we investigate the impact of codebook quantization errors on the capacity performance in uncorrelated Rayleigh, spatially correlated Rayleigh and standardized MIMO channels. This work motivates the need of effective codebook design to reduce the codebook quantization errors in correlated channels. Subsequently, we explore the improvements in the design of codebooks in temporally and spatially correlated channels for MU multiple-input single-output (MISO) systems, by employing scaling and rotation techniques. These codebooks quantize instantaneous channel direction information (CDI) and are referred as differential codebooks in the thesis. We also propose various adaptive scaling techniques for differential codebooks where packing density of codewords in the differential codebook are altered according to the channel condition, in order to reduce the quantization errors. The proposed differential codebooks improve the spectral efficiency of the system by minimizing the codebook quantization errors in spatially and temporally correlated channels. Later, we broaden the scope to massive MISO systems and propose trellis coded quantization (TCQ) schemes to quantize CDI. Unlike conventional codebook approach, the TCQ scheme does not require exhaustive search to select an appropriate codeword, thus reducing computational complexity and memory requirement at the receiver. The proposed TCQ schemes yield significant performance improvements compared to the existing TCQ based limited feedback schemes in both temporally and spatially correlated channels. Finally, we investigate interference coordination for multicell MU MISO systems using regularized zero-forcing (RZF) precoding. We consider random vector quantization (RVQ) codebooks and uncorrelated Rayleigh channels. We derive expected SINR approximations for perfect CDI and RVQ codebook-based CDI. We also propose an adaptive bit allocation scheme which aims to minimize the network interference and moreover, improves the spectral efficiency compared to equal bit allocation and coordinated zero-forcing (ZF) based adaptive bit allocation schemes

Improved Spatial Modulation Techniques for Wireless Communications

Transmission and reception methods with multiple antennas have been demonstrated to be very useful in providing high data rates and improving reliability in wireless communications. In particular, spatial modulation (SM) has recently emerged as an attractive transmission method for multiple-antennas systems due to its better energy efficiency and lower system complexity. This thesis is concerned with developing transmission techniques to improve the spectral efficiency of SM where antenna/subcarrier index involves in conveying information bits. In the first part of the thesis, new transmission techniques are developed for SM over frequency-flat fading channels. The first proposed scheme is based on a high-rate space-time block code instead of using the classical Alamouti STBC, which helps to increase the spectral efficiency and achieve a transmit diversity order of two. A simplified maximum likelihood detection is also developed for this proposed scheme. Analysis of coding gains and simulation results demonstrate that the proposed scheme outperforms previously-proposed SM schemes at high data transmission rates. Then, a new space-shift keying (SSK) modulation scheme is proposed which requires a smaller number of transmit antennas than that required in the bi-space shift keying (BiSSK). Such a proposed SSK-based scheme is obtained by multiplexing two in-phase and quadrature generalized SSK streams and optimizing the carrier signals transmitted by the activated antennas. Performance of the proposed scheme is compared with other SSK-based schemes via minimum Euclidean distance analysis and computer simulation. The third scheme proposed in this part is an improved version of quadrature SM (QSM). The main feature of this proposed scheme is to send a second constellation symbol over the in-phase and quadrature antenna dimensions. A significant performance advantage of the proposed scheme is realized at the cost of a slight increase in the number of radio-frequency (RF) chains. Performance comparisons with the most recent SM schemes confirm the advantage of the proposed scheme. The last contribution of the first part is an optimal constellation design for QSM to minimize the average probability of error. It is shown that, the error performance of QSM not only depends on the Euclidean distances between the amplitude phase modulation (APM) symbols and the energies of APM symbols, but also on the in-phase and quadrature components of the QSM symbols. The analysis of the union bound of the average error probability reveals that at a very large number of transmit antennas, the optimal constellations for QSM converge to a quadrature phase shift keying (QPSK) constellation. Simulation results demonstrate the performance superiority of the obtained constellations over other modulation schemes. In the second part of the thesis, the applications of SM in frequency-selective fading channels are studied. First, a new transmission scheme that employs SM for each group of subcarriers in orthogonal frequency-division multiplexing (OFDM) transmission is investigated. Specifically, OFDM symbols in each group are passed through a precoder to maximize the diversity and coding gains, while SM is applied in each group to convey more information bits by antenna indices. Performance analysis and simulation results are carried out to demonstrate the superiority of the proposed scheme over a previously-proposed combination of SM and OFDM. Next, the performance of OFDM based on index modulation and a flexible version of OFDM, knows as OFDM with multiple constellations, is compared for both case of "no precoding'' and "with precoding'' of data symbols. It is shown that the precoded OFDM with multiple constellations outperforms precoded-IM based OFDM systems over frequency-selective fading channels. The last part of the thesis investigates a multiuser downlink transmission system based on in-phase and quadrature space-shift keying modulation and precoding to reduce the minimum number of transmit antennas while keeping the complexity of the receiver low. In addition to the maximum likelihood (ML) detection, the low complexity zero forcing (ZF) receiver is also studied. Theoretical upper bounds for the error probabilities of both ML and ZF receivers are obtained and corroborated with simulation results