On Spectral Coexistence of CP-OFDM and FB-MC Waveforms in 5G Networks

Future 5G networks will serve a variety of applications that will coexist on the same spectral band and geographical area, in an uncoordinated and asynchronous manner. It is widely accepted that using CP-OFDM, the waveform used by most current communication systems, will make it difficult to achieve this paradigm. Especially, CP-OFDM is not adapted for spectral coexistence because of its poor spectral localization. Therefore, it has been widely suggested to use filter bank based multi carrier (FB-MC) waveforms with enhanced spectral localization to replace CP-OFDM. Especially, FB-MC waveforms are expected to facilitate coexistence with legacy CP-OFDM based systems. However, this idea is based on the observation of the PSD of FB-MC waveforms only. In this paper, we demonstrate that this approach is flawed and show what metric should be used to rate interference between FB-MC and CP-OFDM systems. Finally, our results show that using FB-MC waveforms does not facilitate coexistence with CP-OFDM based systems to a high extent.Comment: Manuscript submitted for review to IEEE Transactions on Wireless Communication

Modeling Interference Between OFDM/OQAM and CP-OFDM: Limitations of the PSD-Based Model

To answer the challenges put out by the next generation of wireless networks (5G), important research efforts have been undertaken during the last few years to find new waveforms that are better spectrally localized and less sensitive to asynchronism effects than the widely deployed Cyclic Prefix Orthogonal Frequency Division Multiplexing (CP-OFDM). One of the most studied schemes is OFDM-Offset Quadrature Amplitude Modulation (OFDM/OQAM) based on the PHYDYAS filter pulse. In the recent literature, spectrum coexistence between OFDM/OQAM and CP-OFDM is commonly studied based on the Power Spectral Density (PSD) model. In this paper, we show that this approach is flawed and we show that the actual interference injected by OFDM/OQAM systems onto CP-OFDM is much higher than what is classically expected with the PSD based model in the literature. We show that though using OFDM/OQAM in secondary systems is still advantageous, it brings limited gain in the context of coexistence with incumbent CP-OFDM systems.Comment: 7 pages, 9 figures, ICT 201

Waveform Design for 5G and Beyond

5G is envisioned to improve major key performance indicators (KPIs), such as peak data rate, spectral efficiency, power consumption, complexity, connection density, latency, and mobility. This chapter aims to provide a complete picture of the ongoing 5G waveform discussions and overviews the major candidates. It provides a brief description of the waveform and reveals the 5G use cases and waveform design requirements. The chapter presents the main features of cyclic prefix-orthogonal frequency-division multiplexing (CP-OFDM) that is deployed in 4G LTE systems. CP-OFDM is the baseline of the 5G waveform discussions since the performance of a new waveform is usually compared with it. The chapter examines the essential characteristics of the major waveform candidates along with the related advantages and disadvantages. It summarizes and compares the key features of different waveforms.Comment: 22 pages, 21 figures, 2 tables; accepted version (The URL for the final version: https://onlinelibrary.wiley.com/doi/abs/10.1002/9781119333142.ch2

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

Coexistence of OFDM and FBMC for Underlay D2D Communication in 5G Networks

Device-to-device (D2D) communication is being heralded as an important part of the solution to the capacity problem in future networks, and is expected to be natively supported in 5G. Given the high network complexity and required signalling overhead associated with achieving synchronization in D2D networks, it is necessary to study asynchronous D2D communications. In this paper, we consider a scenario whereby asynchronous D2D communication underlays an OFDMA macro-cell in the uplink. Motivated by the superior performance of new waveforms with increased spectral localization in the presence of frequency and time misalignments, we compare the system-level performance of a set-up for when D2D pairs use either OFDM or FBMC/OQAM. We first demonstrate that inter-D2D interference, resulting from misaligned communications, plays a significant role in clustered D2D topologies. We then demonstrate that the resource allocation procedure can be simplified when D2D pairs use FBMC/OQAM, since the high spectral localization of FBMC/OQAM results in negligible inter-D2D interference. Specifically, we identify that FBMC/OQAM is best suited to scenarios consisting of small, densely populated D2D clusters located near the encompassing cell's edge.Comment: 7 pages, 9 figures, Accepted at IEEE Globecom 2016 Workshop

Application-Based Coexistence of Different Waveforms on Non-orthogonal Multiple Access

The coexistence of different wireless communication systems such as LTE and Wi-Fi by sharing the unlicensed band is well studied in the literature. In these studies, various methods are proposed to support the coexistence of systems, including listen-before-talk mechanism, joint user association and resource allocation. However, in this study, the coexistence of different waveform structures in the same resource elements are studied under the theory of non-orthogonal multiple access. This study introduces a paradigm-shift on NOMA towards the application-centric waveform coexistence. Throughout the paper, the coexistence of different waveforms is explained with two specific use cases, which are power-balanced NOMA and joint radar-sensing and communication with NOMA. In addition, some of the previous works in the literature regarding non-orthogonal waveform coexistence are reviewed. However, the concept is not limited to these use cases. With the rapid development of wireless technology, next-generation wireless systems are proposed to be flexible and hybrid, having different kinds of capabilities such as sensing, security, intelligence, control, and computing. Therefore, the concept of different waveforms' coexistence to meet these concerns are becoming impressive for researchers.Comment: Submitted to IEEE for possible publication. arXiv admin note: text overlap with arXiv:2007.05753, arXiv:2003.0554

A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Application of Optimization Techniques to Spectrally Modulated, Spectrally Encoded Waveform Design

A design process is demonstrated for a coexistent scenario containing Spectrally Modulated, Spectrally Encoded (SMSE) and Direct Sequence Spread Spectrum (DSSS) signals. Coexistent SMSE-DSSS designs are addressed under both perfect and imperfect DSSS code tracking conditions using a non-coherent delay-lock loop (DLL). Under both conditions, the number of SMSE subcarriers and subcarrier spacing are the optimization variables of interest. For perfect DLL code tracking conditions, the GA and RSM optimization processes are considered independently with the objective function being end-to-end DSSS bit error rate. A hybrid GA-RSM optimization process is used under more realistic imperfect DLL code tracking conditions. In this case, optimization is accomplished using a correlation degradation metric with the GA process being first applied to generate a “coarse” solution followed by RSM processing which provides the final optimized solution. This work has successfully expanded the practical utility of a previously developed tool, the original SMSE framework, by demonstrating a more efficient, structured means for coexistent waveform design that replaces previous trial and error methods