Human Perceptions of Fairness in Algorithmic Decision Making: A Case Study of Criminal Risk Prediction

As algorithms are increasingly used to make important decisions that affect human lives, ranging from social benefit assignment to predicting risk of criminal recidivism, concerns have been raised about the fairness of algorithmic decision making. Most prior works on algorithmic fairness normatively prescribe how fair decisions ought to be made. In contrast, here, we descriptively survey users for how they perceive and reason about fairness in algorithmic decision making. A key contribution of this work is the framework we propose to understand why people perceive certain features as fair or unfair to be used in algorithms. Our framework identifies eight properties of features, such as relevance, volitionality and reliability, as latent considerations that inform people's moral judgments about the fairness of feature use in decision-making algorithms. We validate our framework through a series of scenario-based surveys with 576 people. We find that, based on a person's assessment of the eight latent properties of a feature in our exemplar scenario, we can accurately (> 85%) predict if the person will judge the use of the feature as fair. Our findings have important implications. At a high-level, we show that people's unfairness concerns are multi-dimensional and argue that future studies need to address unfairness concerns beyond discrimination. At a low-level, we find considerable disagreements in people's fairness judgments. We identify root causes of the disagreements, and note possible pathways to resolve them.Comment: To appear in the Proceedings of the Web Conference (WWW 2018). Code available at https://fate-computing.mpi-sws.org/procedural_fairness

The Measure and Mismeasure of Fairness: A Critical Review of Fair Machine Learning

The nascent field of fair machine learning aims to ensure that decisions guided by algorithms are equitable. Over the last several years, three formal definitions of fairness have gained prominence: (1) anti-classification, meaning that protected attributes---like race, gender, and their proxies---are not explicitly used to make decisions; (2) classification parity, meaning that common measures of predictive performance (e.g., false positive and false negative rates) are equal across groups defined by the protected attributes; and (3) calibration, meaning that conditional on risk estimates, outcomes are independent of protected attributes. Here we show that all three of these fairness definitions suffer from significant statistical limitations. Requiring anti-classification or classification parity can, perversely, harm the very groups they were designed to protect; and calibration, though generally desirable, provides little guarantee that decisions are equitable. In contrast to these formal fairness criteria, we argue that it is often preferable to treat similarly risky people similarly, based on the most statistically accurate estimates of risk that one can produce. Such a strategy, while not universally applicable, often aligns well with policy objectives; notably, this strategy will typically violate both anti-classification and classification parity. In practice, it requires significant effort to construct suitable risk estimates. One must carefully define and measure the targets of prediction to avoid retrenching biases in the data. But, importantly, one cannot generally address these difficulties by requiring that algorithms satisfy popular mathematical formalizations of fairness. By highlighting these challenges in the foundation of fair machine learning, we hope to help researchers and practitioners productively advance the area

Fair Inputs and Fair Outputs: The Incompatibility of Fairness in Privacy and Accuracy

Fairness concerns about algorithmic decision-making systems have been mainly focused on the outputs (e.g., the accuracy of a classifier across individuals or groups). However, one may additionally be concerned with fairness in the inputs. In this paper, we propose and formulate two properties regarding the inputs of (features used by) a classifier. In particular, we claim that fair privacy (whether individuals are all asked to reveal the same information) and need-to-know (whether users are only asked for the minimal information required for the task at hand) are desirable properties of a decision system. We explore the interaction between these properties and fairness in the outputs (fair prediction accuracy). We show that for an optimal classifier these three properties are in general incompatible, and we explain what common properties of data make them incompatible. Finally we provide an algorithm to verify if the trade-off between the three properties exists in a given dataset, and use the algorithm to show that this trade-off is common in real data

Bridging the Gap: Towards an Expanded Toolkit for ML-Supported Decision-Making in the Public Sector

Machine Learning (ML) systems are becoming instrumental in the public sector, with applications spanning areas like criminal justice, social welfare, financial fraud detection, and public health. While these systems offer great potential benefits to institutional decision-making processes, such as improved efficiency and reliability, they still face the challenge of aligning intricate and nuanced policy objectives with the precise formalization requirements necessitated by ML models. In this paper, we aim to bridge the gap between ML and public sector decision-making by presenting a comprehensive overview of key technical challenges where disjunctions between policy goals and ML models commonly arise. We concentrate on pivotal points of the ML pipeline that connect the model to its operational environment, delving into the significance of representative training data and highlighting the importance of a model setup that facilitates effective decision-making. Additionally, we link these challenges with emerging methodological advancements, encompassing causal ML, domain adaptation, uncertainty quantification, and multi-objective optimization, illustrating the path forward for harmonizing ML and public sector objectives