Earth remote sensing with SMOS, Aquarius and SMAP missions

The first three of a series of new generation satellites operating at L-band microwave frequencies have been launch in the last decade. L-band is particularly sensitive to the presence of water content in the scene under observation, being considered the optimal bandwidth for measuring the Earth's global surface soil moisture (SM) over land and sea surface salinity (SSS) over oceans. Monitoring these two essential climate variables is needed to further improve our understanding of the Earth's water and energy cycles. Additionally, remote sensing at L-band has been proved useful for monitoring the stability in ice sheets and measuring sea ice thickness. The ESA's Soil Moisture and Ocean Salinity (SMOS, 2009-2017) is the first mission specifically launched to monitor SM and SSS. It carries on-board a novel synthetic aperture radiometer with multi-angular and full-polarization capabilities. NASA's Aquarius (2011-2015) was the second mission, devoted to SSS monitoring with a combined real aperture radiometer/scatterometer system that allows correcting for sea surface roughness. NASA's Soil Moisture Active Passive (SMAP, 2015-2018) is the second mission dedicated to measure SM. It carries on-board a real aperture full-polarimetric radiometer and a synthetic aperture radar (SAR) for enhanced spatial resolution and freeze/thaw detection. This Ph.D. Thesis is focused on analyzing the geophysical information that can be obtained from L-band SMOS, Aquarius and SMAP observations. The research activities are structured as follows: -Inter-comparison of radiometer brightness temperatures at selected targets. A novel methodology to measure the consistency between SMOS and Aquarius radiometric data over the entire dynamic range of observations (land, ice and ocean) is proposed. It allows detecting spatial/temporal differences or biases without latitudinal limitations neither cross-overs. This is a necessary step to combine observations from different instruments in a long term dataset for environmental, meteorological, hydrological or climatological studies. -Ice thickness effects on passive remote sensing of Antarctic continental ice. The relationship between Antarctic ice thickness spatial variations and changes detected by SMOS and Aquarius measurements is explored. The emissivity of Antarctica is analyzed to disentangle the role of the geophysical contributions (snow layers at different depths and subglacial lakes) to the observed signal. The stability of the L-band signal in the East Antarctic Plateau, calibration/validation site for microwave satellite missions, is assessed. -Microwave/optical synergy for multi-scale soil moisture sensing. The relationship of SM and land surface temperature (LST) dynamics is evaluated to better understand the fundamental SM-LST link through evapotranspiration and thermal inertia physical processes. A new approach to measure the critical soil moisture from time-series of spaceborne SM and LST is proposed. The synergistic use of SMOS SM and remotely sensed LST for refining SM disaggregation algorithms is also analyzed. -Comparison of passive and active microwave vegetation parameters. Recent research has shown that microwave vegetation opacity, sensitive to biomass and water content, and albedo, related to canopy structure, can be retrieved from passive L-band observations. The relationships between these two parameters and radar-derived vegetation descriptors have been explored using airborne observations from the SMAP Validation Experiment 2012 (SMAPVEX12). The obtained relations could allow for improved SM retrievals in active-passive systems, and also to estimate the vegetation properties at high resolution using SAR observations. The Ph.D. Thesis has been developed within the activities of the Barcelona Expert Centre (BEC). The presented results contribute to the use of L-band remote sensing in different scientific disciplines such as climate, cryosphere, hydrology and ecology.Els primers tres d'una sèrie de satèl·lits de nova generació funcionant a la banda L han sigut llançats a l'última dècada. La banda L es molt sensible a la presència d'aigua a l'escena observada, sent considerada òptima per mesurar la humitat del sòl (SM) i la salinitat del mar (SSS) de manera global a la superfície de la Terra. Monitoritzar aquestes dues variables climàtiques essencials es necessari per millorar el nostre coneixement dels cicles de l'aigua i l'energia. La teledetecció a banda L també ha sigut útil per monitoritzar l'estabilitat de les capes de gel i mesurar el gruix de gel marí. La missió Soil Moisture and Ocean Salinity (SMOS, 2009-2017) de l'ESA és la primera específicament llançada per monitoritzar SM i SSS. Porta un nou radiòmetre d'apertura sintètica amb capacitat multiangular i polarització completa. La missió Aquarius (2011-2015) de la NASA va ser la segona, dedicada a monitoritzar SSS amb un sistema de radiòmetre/escateròmetre d’apertura real que permet corregir la rugositat de la superfície del mar. La missió Soil Moisture Active Passive (SMAP, 2015-2018) de la NASA és la segona dedicada a mesurar SM. Porta un radiòmetre d'apertura real i polarització completa i un radar d'apertura sintètica (SAR) per una millor resolució espaial i detecció de congelació/descongelació. Aquesta tesi està enfocada en analitzar la informació geofísica que pot obtenir-se de les observacions a banda L d'SMOS, Aquarius i SMAP. La seva investigació està estructurada com: -Intercomparació de temperatures de brillantor en zones seleccionades. Es proposa un nou mètode per mesurar la consistència entre les dades radiomètriques d'SMOS i Aquarius sobre el rang dinàmic complet d'observacions (terra, gel, oceà). Això permet detectar diferències espaials/temporals o biaixos sense limitacions latitudinals ni creuaments. Aquest pas es necessari per combinar observacions de diferents instruments en un llarg conjunt de dades per estudis mediambientals, hidrològics o climatològics. -Efecte de gruix de gel en teledetecció de gel continental a l'Antàrtida. S'explora la relació entre les variacions espaials del gruix de gel antàrtic i els canvis detectats a les mesures d'SMOS i Aquarius. L'emissivitat de l'Antàrtida es analitzada per discernir el rol de les contribucions geofísiques (capes de gel a diferents profunditats i llacs subglacials) al senyal observat. S'avalua l'estabilitat del senyal a banda L sobre la zona est de l'altiplà antàrtic, lloc per calibratge/validació de satèl·lits de microones. -Sinèrgia de microones/òptic per teledetecció de SM multiescala. S'avalua la correlació entre la SM i la temperatura de la superfície del sòl (LST) per entendre millor la relació SM-LST a través de processos físics d'evapotranspiració i inèrcia tèrmica. Es proposa un nou mètode per mesurar la humitat crítica utilitzant sèries temporals de SM i LST de satèl·lit. S'analitza l'ús de la SM de SMOS amb la LST de teledetecció per refinar algorismes de desagregació de SM. -Comparació de paràmetres passius i actius de microones relatius a la vegetació. Recent investigació ha mostrat que l'opacitat, sensible a la biomassa i el contingut d'aigua, i l'albedo, relacionat amb l'estructura, poden ser recuperats d'observacions passives a banda L. S'exploren les relacions entre aquests dos paràmetres i estimadors de vegetació derivats de radar utilitzant les observacions d'avió de l'experiment de validació d'SMAP 2012 (SMAPVEX12). Les relacions obtingudes podrien permetre millors recuperacions de SM en sistemes actius/passius i estimar les propietats de la vegetació a alta resolució utilitzant mesures de SAR. La tesi s'ha desenvolupat dins les activitats del Barcelona Expert Centre (BEC). Els resultats presentats contribueixen a l'ús de la banda L a diferents disciplines científiques com la climatologia, la criosfera, la hidrologia i l'ecologia

Toward vicarious calibration of microwave remote-sensing satellites in arid environments

The Soil Moisture and Ocean Salinity (SMOS) satellite marks the commencement of dedicated global surface soil moisture missions, and the first mission to make passive microwave observations at L-band. On-orbit calibration is an essential part of the instrument calibration strategy, but on-board beam-filling targets are not practical for such large apertures. Therefore, areas to serve as vicarious calibration targets need to be identified. Such sites can only be identified through field experiments including both in situ and airborne measurements. For this purpose, two field experiments were performed in central Australia. Three areas are studied as follows: 1) Lake Eyre, a typically dry salt lake; 2) Wirrangula Hill, with sparse vegetation and a dense cover of surface rock; and 3) Simpson Desert, characterized by dry sand dunes. Of those sites, only Wirrangula Hill and the Simpson Desert are found to be potentially suitable targets, as they have a spatial variation in brightness temperatures of <4 K under normal conditions. However, some limitations are observed for the Simpson Desert, where a bias of 15 K in vertical and 20 K in horizontal polarization exists between model predictions and observations, suggesting a lack of understanding of the underlying physics in this environment. Subsequent comparison with model predictions indicates a SMOS bias of 5 K in vertical and 11 K in horizontal polarization, and an unbiased root mean square difference of 10 K in both polarizations for Wirrangula Hill. Most importantly, the SMOS observations show that the brightness temperature evolution is dominated by regular seasonal patterns and that precipitation events have only little impact

Ice Sheet and Sea Ice Ultrawideband Microwave radiometric Airborne eXperiment (ISSIUMAX) in Antarctica: first results from Terra Nova Bay

An airborne microwave wide-band radiometer (500–2000 MHz) was operated for the first time in Antarctica to better understand the emission properties of sea ice, outlet glaciers and the interior ice sheet from Terra Nova Bay to Dome C. The different glaciological regimes were revealed to exhibit unique spectral signatures in this portion of the microwave spectrum. Generally, the brightness temperatures over a vertically homogeneous ice sheet are warmest at the lowest frequencies, consistent with models that predict that those channels sensed the deeper, warmer parts of the ice sheet. Vertical heterogeneities in the ice property profiles can alter this basic interpretation of the signal. Spectra along the lengths of outlet glaciers were modulated by the deposition and erosion of snow, driven by strong katabatic winds. Similar to previous experiments in Greenland, the brightness temperatures across the frequency band were low in crevasse areas. Variations in brightness temperature were consistent with spatial changes in sea ice type identified in satellite imagery and in situ ground-penetrating radar data. The results contribute to a better understanding of the utility of microwave wide-band radiometry for cryospheric studies and also advance knowledge of the important physics underlying existing L-band radiometers operating in space.</p

Multiple Volume Scattering in Random Media and Periodic Structures with Applications in Microwave Remote Sensing and Wave Functional Materials

The objective of my research is two-fold: to study wave scattering phenomena in dense volumetric random media and in periodic wave functional materials. For the first part, the goal is to use the microwave remote sensing technique to monitor water resources and global climate change. Towards this goal, I study the microwave scattering behavior of snow and ice sheet. For snowpack scattering, I have extended the traditional dense media radiative transfer (DMRT) approach to include cyclical corrections that give rise to backscattering enhancements, enabling the theory to model combined active and passive observations of snowpack using the same set of physical parameters. Besides DMRT, a fully coherent approach is also developed by solving Maxwell’s equations directly over the entire snowpack including a bottom half space. This revolutionary new approach produces consistent scattering and emission results, and demonstrates backscattering enhancements and coherent layer effects. The birefringence in anisotropic snow layers is also analyzed by numerically solving Maxwell’s equation directly. The effects of rapid density fluctuations in polar ice sheet emission in the 0.5~2.0 GHz spectrum are examined using both fully coherent and partially coherent layered media emission theories that agree with each other and distinct from incoherent approaches. For the second part, the goal is to develop integral equation based methods to solve wave scattering in periodic structures such as photonic crystals and metamaterials that can be used for broadband simulations. Set upon the concept of modal expansion of the periodic Green’s function, we have developed the method of broadband Green’s function with low wavenumber extraction (BBGFL), where a low wavenumber component is extracted and results a non-singular and fast-converging remaining part with simple wavenumber dependence. We’ve applied the technique to simulate band diagrams and modal solutions of periodic structures, and to construct broadband Green’s functions including periodic scatterers.PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/135885/1/srtan_1.pd

Satellite and in situ observations for advancing global Earth surface modelling: a review

In this paper, we review the use of satellite-based remote sensing in combination with in situ data to inform Earth surface modelling. This involves verification and optimization methods that can handle both random and systematic errors and result in effective model improvement for both surface monitoring and prediction applications. The reasons for diverse remote sensing data and products include (i) their complementary areal and temporal coverage, (ii) their diverse and covariant information content, and (iii) their ability to complement in situ observations, which are often sparse and only locally representative. To improve our understanding of the complex behavior of the Earth system at the surface and sub-surface, we need large volumes of data from high-resolution modelling and remote sensing, since the Earth surface exhibits a high degree of heterogeneity and discontinuities in space and time. The spatial and temporal variability of the biosphere, hydrosphere, cryosphere and anthroposphere calls for an increased use of Earth observation (EO) data attaining volumes previously considered prohibitive. We review data availability and discuss recent examples where satellite remote sensing is used to infer observable surface quantities directly or indirectly, with particular emphasis on key parameters necessary for weather and climate prediction. Coordinated high-resolution remote-sensing and modelling/assimilation capabilities for the Earth surface are required to support an international application-focused effort

SMOS instrument performance and calibration after six years in orbit

ESA's Soil Moisture and Ocean Salinity (SMOS) mission, launched 2-Nov-2009, has been in orbit for over 6 years, and its Microwave Imaging Radiometer with Aperture Synthesis (MIRAS) in two dimensions keeps working well. The calibration strategy remains overall as established after the commissioning phase, with a few improvements. The data for this whole period has been reprocessed with a new fully polarimetric version of the Level-1 processor which includes a refined calibration schema for the antenna losses. This reprocessing has allowed the assessment of an improved performance benchmark. An overview of the results and the progress achieved in both calibration and image reconstruction is presented in this contribution.Peer ReviewedPostprint (author's final draft

Review of the CALIMAS Team Contributions to European Space Agency's Soil Moisture and Ocean Salinity Mission Calibration and Validation

Camps, Adriano ... et al.-- 38 pages, 22 figuresThis work summarizes the activities carried out by the SMOS (Soil Moisture and Ocean Salinity) Barcelona Expert Center (SMOS-BEC) team in conjunction with the CIALE/Universidad de Salamanca team, within the framework of the European Space Agency (ESA) CALIMAS project in preparation for the SMOS mission and during its first year of operation. Under these activities several studies were performed, ranging from Level 1 (calibration and image reconstruction) to Level 4 (land pixel disaggregation techniques, by means of data fusion with higher resolution data from optical/infrared sensors). Validation of SMOS salinity products by means of surface drifters developed ad-hoc, and soil moisture products over the REMEDHUS site (Zamora, Spain) are also presented. Results of other preparatory activities carried out to improve the performance of eventual SMOS follow-on missions are presented, including GNSS-R to infer the sea state correction needed for improved ocean salinity retrievals and land surface parameters. Results from CALIMAS show a satisfactory performance of the MIRAS instrument, the accuracy and efficiency of the algorithms implemented in the ground data processors, and explore the limits of spatial resolution of soil moisture products using data fusion, as well as the feasibility of GNSS-R techniques for sea state determination and soil moisture monitoringThis work has been performed under research grants TEC2005-06863-C02-01/TCM, ESP2005-06823-C05, ESP2007-65667-C04, AYA2008-05906-C02-01/ESP and AYA2010-22062-C05 from the Spanish Ministry of Science and Innovation, and a EURYI 2004 award from the European Science FoundationPeer Reviewe

Multiple Volume Scattering in Random Media and Periodic Structures with Applications in Microwave Remote Sensing and Wave Functional Materials

The objective of my research is two-fold: to study wave scattering phenomena in dense volumetric random media and in periodic wave functional materials. For the first part, the goal is to use the microwave remote sensing technique to monitor water resources and global climate change. Towards this goal, I study the microwave scattering behavior of snow and ice sheet. For snowpack scattering, I have extended the traditional dense media radiative transfer (DMRT) approach to include cyclical corrections that give rise to backscattering enhancements, enabling the theory to model combined active and passive observations of snowpack using the same set of physical parameters. Besides DMRT, a fully coherent approach is also developed by solving Maxwell’s equations directly over the entire snowpack including a bottom half space. This revolutionary new approach produces consistent scattering and emission results, and demonstrates backscattering enhancements and coherent layer effects. The birefringence in anisotropic snow layers is also analyzed by numerically solving Maxwell’s equation directly. The effects of rapid density fluctuations in polar ice sheet emission in the 0.5~2.0 GHz spectrum are examined using both fully coherent and partially coherent layered media emission theories that agree with each other and distinct from incoherent approaches. For the second part, the goal is to develop integral equation based methods to solve wave scattering in periodic structures such as photonic crystals and metamaterials that can be used for broadband simulations. Set upon the concept of modal expansion of the periodic Green’s function, we have developed the method of broadband Green’s function with low wavenumber extraction (BBGFL), where a low wavenumber component is extracted and results a non-singular and fast-converging remaining part with simple wavenumber dependence. We’ve applied the technique to simulate band diagrams and modal solutions of periodic structures, and to construct broadband Green’s functions including periodic scatterers.PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttps://deepblue.lib.umich.edu/bitstream/2027.42/137141/1/srtan_1.pd